Wambolt & Associates, LLC

CIK

1755723

Location

LITTLETON, CO

Portfolio Value

Small $295,800,573

Diversification

Diversified

Filing Date

Global Rank

#4,565 / 8,137 ▼ 230 · as of Jun 2025

Top Industry

Software - Infrastructure 8.4%

Period ended 1 year ago

Filed Aug 13, 2025 · 1y

22 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2025, never from the firm's own description.

Style

Diversified active

Top 10 weight 33.0%, 57.1 effective positions, active share 57.1% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

8.6% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 17.5 quarters (12+), a floor since 55.3% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 57.1%; sector active share 15.6% against the combined 13F book's sector weights.

Over time 22 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

169 tracked positions · as of Jun 30, 2025 · Δ vs Mar 31, 2025

Top Position

4.4%

+0.2 pts

Top 5

19.3%

+1.7 pts

Top 10

33.0%

+2.8 pts

HHI

175

Diversified+14

Portfolio Trend

22 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2025

Sector	% Portfolio	Value	Positions
Technology	22.3%	$65,978,577	24
Unclassified	19.3%	$57,232,329	46
Financial Services	17.9%	$52,898,926	22
Consumer Defensive	8.3%	$24,414,332	10
Industrials	7.6%	$22,346,261	15
Consumer Cyclical	6.3%	$18,548,986	16
Healthcare	5.4%	$16,108,572	13
Communication Services	4.9%	$14,551,086	5
Energy	2.8%	$8,357,708	6
Real Estate	2.5%	$7,354,122	6
Basic Materials	2.1%	$6,133,129	5
Utilities	0.6%	$1,876,545	1

Last Quarter's Activity

Export CSV

Jun 30, 2025 vs Mar 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
MDLZ	Mondelez International, Inc.	+8,677	44,827	$3,023,132
—		+3,018	7,974	$731,455
PG	PROCTER & GAMBLE Co	+2,995	22,391	$3,567,334
RSP	Victory Portfolios II	+1,336	5,130	$932,326
IVV	iShares Core S&P 500 ETF	+706	1,328	$824,555
FISV	Fiserv Inc	+586	2,888	$497,920
VB	Vanguard Index Funds	+468	31,551	$7,476,955
ORCL	Oracle Corp	+299	3,765	$823,141
UNP	Union Pacific Corp	+159	1,148	$264,131
ADBE	Adobe Inc.	+94	1,449	$560,589
DRI	Darden Restaurants Inc	+67	1,840	$401,064
QQQ	Invesco Qqq Trust, Series 1	+33	642	$354,152
BLK	BlackRock, Inc.	+31	470	$493,147
TSLA	Tesla, Inc.	+31	3,119	$990,781
SPY	Spdr S&P 500 ETF Trust	+21	2,963	$1,830,689
CB	Chubb Ltd	+20	1,794	$519,757
AZO	Autozone Inc	+20	107	$397,208
CRM	Salesforce, Inc.	+15	987	$269,145
CL	Colgate Palmolive Co	+14	2,899	$263,519
LLY	ELI LILLY & Co	+13	478	$372,615
MO	Altria Group, Inc.	+12	7,183	$421,139
PM	Philip Morris International Inc.	+9	6,234	$1,135,398
XOM	ExxonMobil Holdings Corp	+8	7,543	$813,135
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	+8	1,803	$243,026
ASML	Asml Holding NV	+5	566	$453,586
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
TSLX	Sixth Street Specialty Lending, Inc.	−13,929	146,586	$3,490,212
ARCC	Ares Capital Corp	−13,539	201,706	$4,429,463
IX	Orix Corp	−9,321	97,031	$2,185,138
NVDA	Nvidia Corp	−7,866	79,141	$12,503,486
MAIN	Main Street Capital CORP	−7,524	67,151	$3,968,624
MFC	Manulife Financial Corp	−7,012	86,472	$2,763,645
UNH	Unitedhealth Group Inc	−6,093	1,089	$339,735
KR	Kroger Co	−5,424	47,975	$3,441,246
AAPL	Apple Inc.	−4,385	48,140	$9,876,883
—		−4,093	11,143	$474,691
EMXC	iShares MSCI Emerging Markets ex China ETF	−3,910	144,479	$9,122,404
CNI	Canadian National Railway Co	−3,785	13,063	$1,359,074
APH	Amphenol Corp	−3,675	7,601	$750,598
ICF	iShares Select U.S. REIT ETF	−3,437	7,433	$454,602
CPRT	Copart Inc	−3,047	7,475	$366,798
RUSHA	Rush Enterprises Inc \Tx\	−2,697	19,370	$1,496,623
LYB	LyondellBasell Industries N.V.	−2,594	20,005	$1,157,489
GOOGL	Alphabet Inc.	−2,447	7,153	$1,260,573
NVO	Novo Nordisk A S	−2,163	32,532	$2,245,358
FNDF	Schwab Fundamental International Equity ETF	−2,139	52,894	$2,116,817
VZ	Verizon Communications Inc	−1,990	51,254	$2,217,760
MKC	Mccormick & Co Inc	−1,908	23,288	$1,765,696
PRU	Prudential Financial Inc	−1,844	20,231	$2,173,618
ETN	Eaton Corp plc	−1,799	10,125	$3,614,523
CTVA	Corteva, Inc.	−1,750	30,457	$2,269,960
No positions match the current search.

New Positions

Positions the filer opened this quarter

6 positions

Ticker	Company	Shares	Value
EFA	iShares MSCI EAFE ETF	17,292	$1,545,731
MRK	Merck & Co., Inc.	3,146	$249,037
CGCP	Capital Group Core Plus Income ETF	10,628	$239,130
IDXX	Idexx Laboratories Inc	425	$227,944
AMGN	Amgen Inc	811	$226,439
DAL	Delta Air Lines, Inc.	4,166	$204,883
No positions match the current search.

Sold Out

Positions the filer fully exited

5 positions

Ticker	Company	Shares	Value
RF	Regions Financial Corp	75,243	$1,635,030
BR	Broadridge Financial Solutions, Inc.	1,404	$340,413
WPC	W. P. Carey Inc.	3,365	$212,365
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	1,595	$205,691
MPLX	Mplx LP	3,787	$202,680
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

169 tracked positions · $295,800,573 total · filing declares 171 positions · $297,290,020 · as of Jun 30, 2025

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 169 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
NVDA	Nvidia Corp Technology	Reduced	79,141	-7,866	$12,503,486	+32.6%	22+	before history	4.23%
MSFT	Microsoft Corp Technology	Reduced	23,513	-1,365	$11,695,601	+25.2%	22+	before history	3.95%
AAPL	Apple Inc. Technology	Reduced	48,140	-4,385	$9,876,883	−15.3%	22+	before history	3.34%
EMXC	iShares MSCI Emerging Markets ex China ETF	Reduced	144,479	-3,910	$9,122,404	+11.6%	7	$55.13	3.08%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	34,455	-17	$7,559,082	+15.3%	22+	before history	2.56%
VB	Vanguard Index Funds	Added	31,551	+468	$7,476,955	+8.5%	7	$213.44	2.53%
GOOG	Alphabet Inc. Communication Services	Reduced	36,656	-977	$6,502,407	+10.6%	10	$134.38	2.20%
INTU	Intuit Inc. Technology	Reduced	8,255	-527	$6,501,885	+20.6%	22+	before history	2.20%
V	Visa Inc. Financial Services	Reduced	16,099	-669	$5,715,949	−2.7%	22+	before history	1.93%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	11,453	-1,324	$5,563,523	−18.2%	22+	before history	1.88%
MA	Mastercard Inc Financial Services	Reduced	8,580	-854	$4,821,445	−6.8%	22+	before history	1.63%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Reduced	48,284	-918	$4,602,430	+16.4%	22+	before history	1.56%
UPS	United Parcel Service Inc Industrials	Reduced	45,463	-27	$4,589,035	−8.3%	22+	before history	1.55%
WMT	Walmart Inc. Consumer Defensive	Reduced	46,803	-1,604	$4,576,397	+7.7%	22+	before history	1.55%
ARCC	Ares Capital Corp Financial Services	Reduced	201,706	-13,539	$4,429,463	−7.1%	22+	before history	1.50%
PANW	Palo Alto Networks Inc Technology	Reduced	21,095	-539	$4,316,880	+16.9%	7	$147.08	1.46%
PGR	Progressive Corp Financial Services	Reduced	15,816	-885	$4,220,657	−10.7%	13	$163.80	1.43%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	4,214	-289	$4,171,607	−2.0%	18	$498.29	1.41%
MAIN	Main Street Capital CORP Financial Services	Reduced	67,151	-7,524	$3,968,624	−6.0%	22+	before history	1.34%
ABBV	AbbVie Inc. Healthcare	Reduced	20,771	-1,569	$3,855,513	−17.6%	22+	before history	1.30%
WM	Waste Management Inc Industrials	Reduced	16,022	-741	$3,666,154	−5.5%	22+	before history	1.24%
ETN	Eaton Corp plc Industrials	Reduced	10,125	-1,799	$3,614,523	+11.5%	22+	before history	1.22%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	22,391	+2,995	$3,567,334	+7.9%	22+	before history	1.21%
TSLX	Sixth Street Specialty Lending, Inc. Financial Services	Reduced	146,586	-13,929	$3,490,212	−2.8%	21	$20.04	1.18%
BX	Blackstone Inc. Financial Services	Reduced	23,290	-1,571	$3,483,718	+0.2%	15	$117.94	1.18%
KR	Kroger Co Consumer Defensive	Reduced	47,975	-5,424	$3,441,246	−4.8%	12	$47.80	1.16%
CDNS	Cadence Design Systems Inc Technology	Reduced	10,790	-779	$3,324,938	+13.0%	10	$262.16	1.12%
AVGO	Broadcom Inc. Technology	Reduced	11,398	-814	$3,141,858	+53.7%	9	unpriced	1.06%
NVS	Novartis AG Healthcare	Reduced	25,647	-1,374	$3,103,543	+3.0%	22+	before history	1.05%
MDLZ	Mondelez International, Inc. Consumer Defensive	Added	44,827	+8,677	$3,023,132	+23.3%	19	$66.72	1.02%
PLTR	Palantir Technologies Inc. Technology	Reduced	20,730	-1,394	$2,825,913	+51.3%	3	$61.28	0.96%
MFC	Manulife Financial Corp Financial Services	Reduced	86,472	-7,012	$2,763,645	−5.1%	12	$19.85	0.93%
TXN	Texas Instruments Inc Technology	Reduced	13,132	-1,227	$2,726,465	+5.7%	22+	before history	0.92%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	9,070	-563	$2,649,981	−11.9%	22+	before history	0.90%
TMUS	T-Mobile US, Inc. Communication Services	Reduced	11,007	-846	$2,622,527	−17.0%	9	$152.38	0.89%
RY	Royal Bank Of Canada Financial Services	Reduced	19,868	-1,581	$2,613,635	+8.1%	22+	before history	0.88%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Reduced	49,619	-1,224	$2,597,058	+0.0%	22+	before history	0.88%
HON	Honeywell International Inc Industrials	Reduced	10,235	-636	$2,383,526	+3.5%	22+	before history	0.81%
CTVA	Corteva, Inc. Basic Materials	Reduced	30,457	-1,750	$2,269,960	+12.0%	10	$54.87	0.77%
SHEL	Shell plc Energy	Reduced	32,227	-1,198	$2,269,103	−7.4%	13	$63.18	0.77%
NVO	Novo Nordisk A S Healthcare	Reduced	32,532	-2,163	$2,245,358	−6.8%	10	unpriced	0.76%
EFG	iShares MSCI EAFE Growth ETF	Reduced	20,039	-373	$2,244,368	+10.0%	22+	before history	0.76%
VZ	Verizon Communications Inc Communication Services	Reduced	51,254	-1,990	$2,217,760	−8.2%	22+	before history	0.75%
QQQE	Direxion NASDAQ-100 Equal Weighted Index Shares	Reduced	22,471	-427	$2,209,124	+10.7%	22+	before history	0.75%
JNJ	Johnson & Johnson Healthcare	Reduced	14,385	-959	$2,197,308	−13.6%	22+	before history	0.74%
IX	Orix Corp Financial Services	Reduced	97,031	-9,321	$2,185,138	−1.6%	19	unpriced	0.74%
STLD	Steel Dynamics Inc Basic Materials	Reduced	17,057	-1,576	$2,183,466	−6.3%	10	$117.14	0.74%
PRU	Prudential Financial Inc Financial Services	Reduced	20,231	-1,844	$2,173,618	−11.8%	19	$97.09	0.73%
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	Reduced	7,511	-183	$2,136,053	+13.5%	19	unpriced	0.72%
ODFL	Old Dominion Freight Line, Inc. Industrials	Reduced	13,097	-655	$2,125,643	−6.6%	9	unpriced	0.72%

Showing the top 50 of 169 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.