Joseph P. Lucia & Associates, LLC
CIK
1775391
Location
Yorktown Heights, NY
Portfolio Value
Micro
$81,164,459
Diversification
Diversified
Filing Date
Global Rank
#6,279
/ 8,517
▲ 119
Top Industry
Consumer Electronics
21.7%
3Y Alpha vs SPY
+29.7%
Period ended 46 days ago
Filed Aug 7, 2026 · 8d
26 quarters · since Mar 2020
Clone Performance
Aug 2023–Aug 2026 · vs SPYHypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.
Cloned portfolio
+237.9%
SPY
+75.3%
Annualised alpha
+29.5%
Max drawdown
−20.6%
Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. Returns use comparable raw closes and exclude dividends; a captured split can shorten the simulated window. It tracks 100% of reported value on average across 13 quarters. Past performance does not predict future results.
Portfolio Concentration
54 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
16.4%
+2.4 pts
Top 5
60.9%
+10.6 pts
Top 10
72.9%
+6.1 pts
HHI
830
Diversified+197
Portfolio Trend
26 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 39.3% | $31,925,442 |
| Unclassified | 24.8% | $20,110,941 |
| Consumer Cyclical | 11.4% | $9,240,805 |
| Communication Services | 9.6% | $7,793,995 |
| Financial Services | 7.2% | $5,817,072 |
| Energy | 2.3% | $1,854,242 |
| Industrials | 2.2% | $1,789,837 |
| Healthcare | 1.6% | $1,294,729 |
| Utilities | 1.1% | $861,365 |
| Consumer Defensive | 0.6% | $476,031 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
18 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| NFLX | Netflix Inc | +1,080 | 7,096 | $506,654 | |
| KIO | KKR Income Opportunities Fund | +988 | 100,022 | $1,126,247 | |
| DBP | Invesco DB Precious Metals Fund | +945 | 6,585 | $608,914 | |
| ETW | Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund | +628 | 53,806 | $518,689 | |
| QQQ | Invesco Qqq Trust, Series 1 | +574 | 10,378 | $7,642,359 | |
| HOOD | Robinhood Markets, Inc. | +520 | 3,533 | $354,289 | |
| VZ | Verizon Communications Inc | +315 | 19,414 | $821,988 | |
| BCAT | BlackRock Capital Allocation Term Trust | +270 | 33,547 | $534,403 | |
| IBM | International Business Machines Corp | +232 | 4,214 | $1,185,018 | |
| LLY | ELI LILLY & Co | +160 | 484 | $580,524 | |
| SPY | Spdr S&P 500 ETF Trust | +132 | 11,909 | $8,893,283 | |
| TSM | Taiwan Semiconductor Manufacturing Co Ltd | +80 | 822 | $392,562 | |
| CAT | Caterpillar Inc | +56 | 599 | $637,875 | |
| AVGO | Broadcom Inc. | +47 | 2,011 | $759,655 | |
| ED | Consolidated Edison Inc | +11 | 7,786 | $861,365 | |
| PFE | Pfizer Inc | +7 | 8,608 | $207,280 | |
| WMT | Walmart Inc. | +5 | 4,203 | $476,031 | |
| C | Citigroup Inc | +3 | 2,168 | $303,433 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
21 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| ET | Energy Transfer LP | −6,721 | 59,939 | $1,146,033 | |
| IBIT | iShares Bitcoin Trust ETF | −2,783 | 10,612 | $353,273 | |
| BXSL | Blackstone Secured Lending Fund | −2,753 | 38,985 | $924,334 | |
| UBER | Uber Technologies, Inc | −1,881 | 17,174 | $1,239,275 | |
| BTC | Grayscale Bitcoin Mini Trust ETF | −1,523 | 23,589 | $612,134 | |
| GBTC | Grayscale Bitcoin Trust ETF | −685 | 17,945 | $816,856 | |
| NVDA | Nvidia Corp | −542 | 55,049 | $11,014,754 | |
| AAPL | Apple Inc. | −425 | 45,874 | $13,274,100 | |
| DIS | Walt Disney Co | −400 | 3,806 | $366,327 | |
| PMM | Putnam Managed Municipal Income Trust | −350 | 27,636 | $180,739 | |
| GOOGL | Alphabet Inc. | −238 | 10,115 | $3,601,962 | |
| MSFT | Microsoft Corp | −228 | 2,551 | $951,574 | |
| META | Meta Platforms, Inc. | −149 | 4,433 | $2,497,064 | |
| GLD | Spdr Gold Trust | −140 | 1,946 | $716,867 | |
| AMZN | Amazon Com Inc | −104 | 36,128 | $8,610,747 | |
| XOM | ExxonMobil Holdings Corp | −102 | 5,180 | $708,209 | |
| PHYS | Sprott Physical Gold Trust | −100 | 6,855 | $206,815 | |
| APH | Amphenol Corp /De/ | −59 | 1,735 | $1,223,660 | |
| IAU | Ishares Gold Trust | −22 | 6,188 | $467,255 | |
| CRWD | CrowdStrike Holdings, Inc. | −10 | 917 | $699,799 | |
| TSLA | Tesla, Inc. | −5 | 1,498 | $630,058 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
9 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| PANW | Palo Alto Networks Inc | 1,115 | $380,237 | |
| AMD | Advanced Micro Devices Inc | 637 | $370,039 | |
| GEV | GE Vernova Inc. | 231 | $271,392 | |
| GE | General Electric Co | 682 | $254,883 | |
| URI | United Rentals, Inc. | 209 | $236,774 | |
| CRWV | CoreWeave, Inc. | 2,338 | $232,724 | |
| BAC | Bank Of America Corp /De/ | 4,084 | $232,706 | |
| GLW | Corning Inc /Ny | 791 | $202,045 | |
| UTG | Reaves Utility Income Fund | 4,913 | $200,057 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
9 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| BIV | Vanguard Intermediate-Term Bond ETF | 39,366 | $3,038,267 | |
| VIG | Vanguard Dividend Appreciation ETF | 12,275 | $2,639,861 | |
| VB | Vanguard Morningstar Small-Cap ETF | 9,782 | $2,562,101 | |
| XLB | State Street Materials Select Sector SPDR ETF | 51,143 | $2,555,615 | |
| FTSD | Franklin Short Duration U.S. Government ETF | 25,763 | $2,338,507 | |
| IBB | iShares Biotechnology ETF | 2,750 | $464,337 | |
| EUAD | Select STOXX Europe Aerospace & Defense ETF | 9,427 | $384,055 | |
| BAB | Invesco Taxable Municipal Bond ETF | 10,596 | $285,668 | |
| CI | Cigna Group | 750 | $200,062 | |
| No positions match the current search. | ||||
54 tracked positions ·
$81,164,459 total
· filing declares
188 positions · $332,557,554
· as of Jun 30, 2026
All sectors
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Technology
Utilities
Showing 1–50
of 54 positions by value
· page 1 of 2
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Reduced | 45,874 | $13,274,100 | 16.35% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 55,049 | $11,014,754 | 13.57% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 11,909 | $8,893,283 | 10.96% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 36,128 | $8,610,747 | 10.61% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Added | 10,378 | $7,642,359 | 9.42% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 10,115 | $3,601,962 | 4.44% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Reduced | 4,433 | $2,497,064 | 3.08% | |
| UBER |
Uber Technologies, Inc
Technology
|
Reduced | 17,174 | $1,239,275 | 1.53% | |
| APH |
Amphenol Corp /De/
Technology
|
Reduced | 1,735 | $1,223,660 | 1.51% | |
| IBM |
International Business Machines Corp
Technology
|
Added | 4,214 | $1,185,018 | 1.46% | |
| ET |
Energy Transfer LP
Energy
|
Reduced | 59,939 | $1,146,033 | 1.41% | |
| KIO |
KKR Income Opportunities Fund
Financial Services
|
Added | 100,022 | $1,126,247 | 1.39% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 2,551 | $951,574 | 1.17% | |
| BXSL |
Blackstone Secured Lending Fund
Financial Services
|
Reduced | 38,985 | $924,334 | 1.14% | |
| ED |
Consolidated Edison Inc
Utilities
|
Added | 7,786 | $861,365 | 1.06% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Added | 19,414 | $821,988 | 1.01% | |
| GBTC |
Grayscale Bitcoin Trust ETF
|
Reduced | 17,945 | $816,856 | 1.01% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 2,011 | $759,655 | 0.94% | |
| GLD |
Spdr Gold Trust
|
Reduced | 1,946 | $716,867 | 0.88% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Reduced | 5,180 | $708,209 | 0.87% | |
| CRWD |
CrowdStrike Holdings, Inc.
Technology
|
Reduced | 917 | $699,799 | 0.86% | |
| CAT |
Caterpillar Inc
Industrials
|
Added | 599 | $637,875 | 0.79% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Reduced | 1,498 | $630,058 | 0.78% | |
| BTC |
Grayscale Bitcoin Mini Trust ETF
|
Reduced | 23,589 | $612,134 | 0.75% | |
| DBP |
Invesco DB Precious Metals Fund
|
Added | 6,585 | $608,914 | 0.75% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 484 | $580,524 | 0.72% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Held | 1,139 | $569,944 | 0.70% | |
| BCAT |
BlackRock Capital Allocation Term Trust
Financial Services
|
Added | 33,547 | $534,403 | 0.66% | |
| ETW |
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
Financial Services
|
Added | 53,806 | $518,689 | 0.64% | |
| HAE |
Haemonetics Corp
Healthcare
|
Held | 6,759 | $506,925 | 0.62% | |
| NFLX |
Netflix Inc
Communication Services
|
Added | 7,096 | $506,654 | 0.62% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Held | 1,509 | $493,940 | 0.61% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Added | 4,203 | $476,031 | 0.59% | |
| IAU |
Ishares Gold Trust
|
Reduced | 6,188 | $467,255 | 0.58% | |
| TSM |
Taiwan Semiconductor Manufacturing Co Ltd
Technology
|
Added | 822 | $392,562 | 0.48% | |
| PANW |
Palo Alto Networks Inc
Technology
|
NEW | 1,115 | $380,237 | 0.47% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
NEW | 637 | $370,039 | 0.46% | |
| DIS |
Walt Disney Co
Communication Services
|
Reduced | 3,806 | $366,327 | 0.45% | |
| HOOD |
Robinhood Markets, Inc.
Financial Services
|
Added | 3,533 | $354,289 | 0.44% | |
| IBIT |
iShares Bitcoin Trust ETF
|
Reduced | 10,612 | $353,273 | 0.44% | |
| VRT |
Vertiv Holdings Co
Industrials
|
Held | 1,008 | $337,498 | 0.42% | |
| C |
Citigroup Inc
Financial Services
|
Added | 2,168 | $303,433 | 0.37% | |
| GEV |
GE Vernova Inc.
Industrials
|
NEW | 231 | $271,392 | 0.33% | |
| GE |
General Electric Co
Industrials
|
NEW | 682 | $254,883 | 0.31% | |
| URI |
United Rentals, Inc.
Industrials
|
NEW | 209 | $236,774 | 0.29% | |
| CRWV |
CoreWeave, Inc.
Technology
|
NEW | 2,338 | $232,724 | 0.29% | |
| BAC |
Bank Of America Corp /De/
Financial Services
|
NEW | 4,084 | $232,706 | 0.29% | |
| PFE |
Pfizer Inc
Healthcare
|
Added | 8,608 | $207,280 | 0.26% | |
| PHYS |
Sprott Physical Gold Trust
Financial Services
|
Reduced | 6,855 | $206,815 | 0.25% | |
| GLW |
Corning Inc /Ny
Technology
|
NEW | 791 | $202,045 | 0.25% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.