Joseph P. Lucia & Associates, LLC

CIK

1775391

Location

Yorktown Heights, NY

Portfolio Value

Micro $69,078,755

Diversification

Diversified

Filing Date

Global Rank

#6,015 / 8,232 ▲ 185

Top Industry

Consumer Electronics 22.8%

3Y Alpha vs SPY

-1.1%

Period ended 2 months ago

Filed May 15, 2026 · 30d

25 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+71.5%

SPY

+76.3%

Annualised alpha

-1.1%

Max drawdown

−23.0%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

46 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

17.0%

−0.6 pts

Top 5

61.2%

+0.0 pts

Top 10

73.4%

−0.8 pts

HHI

854

Diversified−11

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	38.0%	$26,257,033	9
Unclassified	25.5%	$17,634,069	8
Consumer Cyclical	11.7%	$8,104,778	2
Communication Services	9.6%	$6,623,584	5
Financial Services	7.3%	$5,060,914	11
Energy	3.2%	$2,182,682	2
Healthcare	1.6%	$1,120,520	4
Utilities	1.3%	$879,974	1
Industrials	1.0%	$693,474	3
Consumer Defensive	0.8%	$521,727	1

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

19 positions

Ticker	Company	Δ Shares	Shares	Value
DBP	Invesco DB Precious Metals Fund	+2,417	5,640	$620,625
IAU	Ishares Gold Trust	+1,851	6,210	$547,473
XOM	Exxon Mobil Corp	+1,851	5,282	$896,144
IBIT	iShares Bitcoin Trust ETF	+1,114	13,395	$514,635
HOOD	Robinhood Markets, Inc.	+920	3,013	$208,800
NVDA	Nvidia Corp	+836	55,591	$9,695,070
AMZN	Amazon Com Inc	+808	36,232	$7,546,038
NFLX	Netflix Inc	+792	6,016	$578,438
GLD	Spdr Gold Trust	+392	2,086	$897,584
ETW	Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund	+388	53,178	$466,902
SPY	Spdr S&P 500 ETF Trust	+333	11,777	$7,659,054
QQQ	Invesco Qqq Trust, Series 1	+250	9,804	$5,658,672
AVGO	Broadcom Inc.	+197	1,964	$607,877
TSLA	Tesla, Inc.	+182	1,503	$558,740
GOOGL	Alphabet Inc.	+176	7,162	$2,059,504
JPM	Jpmorgan Chase & Co	+45	1,509	$443,887
UBER	Uber Technologies, Inc	+34	19,055	$1,370,626
ED	Consolidated Edison Inc	+11	7,775	$879,974
WMT	Walmart Inc.	+2	4,198	$521,727
No positions match the current search.

Trimmed

Positions the filer reduced

17 positions

Ticker	Company	Δ Shares	Shares	Value
ET	Energy Transfer LP	−7,337	66,660	$1,286,538
KIO	KKR Income Opportunities Fund	−6,383	99,034	$1,089,374
BCAT	BlackRock Capital Allocation Term Trust	−3,997	33,277	$470,204
GBTC	Grayscale Bitcoin Trust ETF	−1,896	18,630	$982,918
VZ	Verizon Communications Inc	−1,388	19,099	$958,769
HAE	Haemonetics Corp	−1,352	6,759	$380,937
AAPL	Apple Inc.	−1,246	46,299	$11,750,223
DIS	Walt Disney Co	−919	4,206	$405,374
BTC	Grayscale Bitcoin Mini Trust ETF	−863	25,112	$753,108
ACHR	Archer Aviation Inc.	−300	10,870	$56,197
CI	Cigna Group	−274	750	$200,062
PFE	Pfizer Inc	−129	8,601	$241,516
MSFT	Microsoft Corp	−125	2,779	$1,028,702
BXSL	Blackstone Secured Lending Fund	−110	41,738	$988,773
META	Meta Platforms, Inc.	−41	4,582	$2,621,499
BRK-B	Berkshire Hathaway Inc	−33	1,139	$545,808
IBM	International Business Machines Corp	−20	3,982	$965,196
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
VRT	Vertiv Holdings Co	1,008	$252,584
TSM	Taiwan Semiconductor Manufacturing Co Ltd	742	$250,758
C	Citigroup Inc	2,165	$245,532
APH	Amphenol Corp /De/	1,794	$226,671
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
MDT	Medtronic plc	2,642	$253,790
BAC	Bank Of America Corp /De/	4,201	$231,055
GE	General Electric Co	681	$209,768
PANW	Palo Alto Networks Inc	1,115	$205,383
EOSE	Eos Energy Enterprises, Inc.	13,747	$157,540
ALDX	Aldeyra Therapeutics, Inc.	26,732	$138,471
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

46 positions · $69,078,755 total · as of Mar 31, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	46,299	-1,246	$11,750,223	−9.1%	17.01%
NVDA	Nvidia Corp Technology	Added	55,591	+836	$9,695,070	−5.1%	14.03%
SPY	Spdr S&P 500 ETF Trust	Added	11,777	+333	$7,659,054	−1.9%	11.09%
AMZN	Amazon Com Inc Consumer Cyclical	Added	36,232	+808	$7,546,038	−7.7%	10.92%
QQQ	Invesco Qqq Trust, Series 1	Added	9,804	+250	$5,658,672	−3.6%	8.19%
META	Meta Platforms, Inc. Communication Services	Reduced	4,582	-41	$2,621,499	−14.1%	3.79%
GOOGL	Alphabet Inc. Communication Services	Added	7,162	+176	$2,059,504	−5.8%	2.98%
UBER	Uber Technologies, Inc Technology	Added	19,055	+34	$1,370,626	−11.8%	1.98%
ET	Energy Transfer LP Energy	Reduced	66,660	-7,337	$1,286,538	+5.4%	1.86%
KIO	KKR Income Opportunities Fund Financial Services	Reduced	99,034	-6,383	$1,089,374	−10.8%	1.58%
MSFT	Microsoft Corp Technology	Reduced	2,779	-125	$1,028,702	−26.8%	1.49%
BXSL	Blackstone Secured Lending Fund Financial Services	Reduced	41,738	-110	$988,773	−10.3%	1.43%
GBTC	Grayscale Bitcoin Trust ETF	Reduced	18,630	-1,896	$982,918	−29.9%	1.42%
IBM	International Business Machines Corp Technology	Reduced	3,982	-20	$965,196	−18.6%	1.40%
VZ	Verizon Communications Inc Communication Services	Reduced	19,099	-1,388	$958,769	+14.9%	1.39%
GLD	Spdr Gold Trust	Added	2,086	+392	$897,584	+33.7%	1.30%
XOM	Exxon Mobil Corp Energy	Added	5,282	+1,851	$896,144	+117.0%	1.30%
ED	Consolidated Edison Inc Utilities	Added	7,775	+11	$879,974	+14.1%	1.27%
BTC	Grayscale Bitcoin Mini Trust ETF	Reduced	25,112	-863	$753,108	−25.1%	1.09%
DBP	Invesco DB Precious Metals Fund	Added	5,640	+2,417	$620,625	+87.3%	0.90%
AVGO	Broadcom Inc. Technology	Added	1,964	+197	$607,877	−0.6%	0.88%
NFLX	Netflix Inc Communication Services	Added	6,016	+792	$578,438	+18.1%	0.84%
TSLA	Tesla, Inc. Consumer Cyclical	Added	1,503	+182	$558,740	−5.9%	0.81%
IAU	Ishares Gold Trust	Added	6,210	+1,851	$547,473	+54.7%	0.79%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	1,139	-33	$545,808	−7.3%	0.79%
WMT	Walmart Inc. Consumer Defensive	Added	4,198	+2	$521,727	+11.6%	0.76%
IBIT	iShares Bitcoin Trust ETF	Added	13,395	+1,114	$514,635	−15.6%	0.74%
BCAT	BlackRock Capital Allocation Term Trust Financial Services	Reduced	33,277	-3,997	$470,204	−10.9%	0.68%
ETW	Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund Financial Services	Added	53,178	+388	$466,902	−4.1%	0.68%
JPM	Jpmorgan Chase & Co Financial Services	Added	1,509	+45	$443,887	−5.9%	0.64%
DIS	Walt Disney Co Communication Services	Reduced	4,206	-919	$405,374	−30.5%	0.59%
CAT	Caterpillar Inc Industrials	Held	543	0	$384,693	+23.7%	0.56%
HAE	Haemonetics Corp Healthcare	Reduced	6,759	-1,352	$380,937	−41.4%	0.55%
CRWD	CrowdStrike Holdings, Inc. Technology	Held	927	0	$361,910	−16.7%	0.52%
LLY	ELI LILLY & Co Healthcare	Held	324	0	$298,005	−14.4%	0.43%
VRT	Vertiv Holdings Co Industrials	NEW	1,008	NEW	$252,584	NEW	0.37%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	NEW	742	NEW	$250,758	NEW	0.36%
PHYS	Sprott Physical Gold Trust Financial Services	Held	6,955	0	$246,485	+7.3%	0.36%
C	Citigroup Inc Financial Services	NEW	2,165	NEW	$245,532	NEW	0.36%
PFE	Pfizer Inc Healthcare	Reduced	8,601	-129	$241,516	+11.1%	0.35%
APH	Amphenol Corp /De/ Technology	NEW	1,794	NEW	$226,671	NEW	0.33%
HOOD	Robinhood Markets, Inc. Financial Services	Added	3,013	+920	$208,800	−11.8%	0.30%
CI	Cigna Group Healthcare	Reduced	750	-274	$200,062	−29.0%	0.29%
DHY	Credit Suisse High Yield Credit Fund Financial Services	Held	96,335	0	$183,036	−5.0%	0.26%
PMM	Putnam Managed Municipal Income Trust Financial Services	Held	27,986	0	$172,113	−1.9%	0.25%
ACHR	Archer Aviation Inc. Industrials	Reduced	10,870	-300	$56,197	−33.1%	0.08%