MTM Investment Management, LLC
Registered adviserFiling Date
Global Rank
#4,798
/ 8,819
▼ 95
Top Industry
Drug Manufacturers - General
8.4%
Period ended 4 months ago
Filed Aug 3, 2026 · 3mo
23 quarters · since Dec 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$678,092,743
Main clients
Individuals and high net worth
(97% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $678,092,743 | Individuals and high net worth (97%) |
| Apr 2025 to Mar 2026 | $621,291,292 | Individuals and high net worth (94%) |
| Apr 2024 to Mar 2025 | $525,134,885 | Individuals and high net worth (94%) |
| May 2023 to Mar 2024 | $451,255,466 | Individuals and high net worth (94%) |
| Apr 2023 | $451,255,466 | Individuals and high net worth (94%) |
| Apr 2022 to Mar 2023 | $477,634,044 | Individuals and high net worth (93%) |
4 earlier changes not shown.
Stated strategy
Quantitative / systematic, Fundamental active, Value, Multi-asset, Fixed income / rates, Wealth management / planning, Private markets
Form ADV Part 2A, Jul 7, 2026
· original
In the firm's words
- Quantitative / systematic:
Before making recommendations to purchase or sell mutual funds or ETFs, MTM uses both quantitative and qualitative analysis.
- Fundamental active:
Identifying securities for purchase requires fundamental analysis to determine a reasonable entry price based on factors such as overall economic analysis, industry analysis, and company analysis.
- Value:
For individual stock recommendations, MTM attempts to identify companies whose stocks are undervalued and recommends that clients buy and hold these securities on a longterm basis.
- Multi-asset:
With respect to ICA accounts, MTM’s investment strategy is to recommend stocks, bonds, and other appropriately priced securities (such as mutual funds, ETFs, etc.) based upon each client’s Investment Plan.
- Fixed income / rates:
MTM has the discretion to recommend changes to a fixed income portfolio to accommodate a client’s income needs or to adjust for volatility in credit markets and interest rates.
- Wealth management / planning:
MTM seeks to recommend appropriate investments managed by third-party managers and for clients to remain invested in each portfolio on a long-term basis.
- Private markets:
has the discretion to decide to recommend, alternative investments, which could include private equity or hedge funds or structured products that include derivatives.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 33.9%, 54.6 effective positions, active share 59.1% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
5.0% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 19.2 quarters (12+)
Closest benchmark: every 13F filer's combined book, active share 59.1%; sector active share 29.2% against the combined 13F book's sector weights.
Over time 23 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
706 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
5.5%
+0.7 pts
Top 5
20.4%
+1.1 pts
Top 10
33.9%
+1.0 pts
HHI
183
Diversified+7
Portfolio Trend
23 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 36.5% | $127,897,055 |
| Technology | 11.8% | $41,423,209 |
| Financial Services | 10.6% | $37,048,465 |
| Healthcare | 8.6% | $29,978,419 |
| Industrials | 7.6% | $26,485,469 |
| Consumer Cyclical | 7.5% | $26,314,469 |
| Energy | 7.0% | $24,478,430 |
| Consumer Defensive | 5.0% | $17,655,049 |
| Utilities | 2.4% | $8,330,915 |
| Communication Services | 1.4% | $4,816,272 |
| Real Estate | 0.8% | $2,972,804 |
| Basic Materials | 0.8% | $2,804,716 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| IBDT | iShares iBonds Dec 2028 Term Corporate ETF | +83,066 | 135,015 | $3,409,128 | |
| IWF | iShares Russell 1000 Growth ETF | +38,095 | 50,651 | $6,289,334 | |
| IBDU | iShares iBonds Dec 2029 Term Corporate ETF | +12,000 | 13,563 | $314,119 | |
| FTGC | First Trust Global Tactical Commodity Strategy Fund | +8,016 | 44,573 | $1,205,699 | |
| DIVO | Amplify CWP Enhanced Dividend Income ETF | +6,530 | 194,245 | $8,876,996 | |
| TCAF | T. Rowe Price Capital Appreciation Equity ETF | +5,177 | 290,407 | $11,935,727 | |
| GNSS | Genasys Inc. | +5,000 | 12,737 | $21,652 | |
| VO | VANGUARD MID-CAP INDEX FUND | +4,579 | 6,072 | $489,221 | |
| MKTW | Marketwise, Inc. | +4,531 | 23,735 | $423,432 | |
| PHYS | Sprott Physical Gold Trust | +4,000 | 5,200 | $156,884 | |
| RDVI | FT Vest Rising Dividend Achievers Target Income ETF | +2,733 | 65,810 | $1,934,814 | |
| VTI | VANGUARD TOTAL STOCK MARKET INDEX FUND | +2,624 | 2,705 | $1,000,958 | |
| DVN | Devon Energy Corp | +2,555 | 6,241 | $257,878 | |
| SDVD | FT Vest SMID Rising Dividend Achievers Target Income ETF | +2,420 | 110,960 | $2,562,066 | |
| LULU | lululemon athletica inc. | +1,810 | 4,230 | $482,981 | |
| BUFR | FT Vest Laddered Buffer ETF | +1,375 | 8,525 | $311,418 | |
| VEA | Vanguard FTSE Developed Markets ETF | +1,313 | 18,230 | $1,298,887 | |
| BKNG | Booking Holdings Inc. | +1,272 | 1,325 | $236,168 | |
| LAMR | Lamar Advertising Co | +900 | 6,660 | $1,038,826 | |
| VUG | VANGUARD GROWTH INDEX FUND | +744 | 882 | $75,975 | |
| CBSH | Commerce Bancshares Inc | +737 | 88,979 | $5,138,537 | |
| FYX | First Trust Small Cap Core AlphaDEX Fund | +504 | 36,765 | $5,305,189 | |
| MGK | VANGUARD MEGA CAP GROWTH INDEX FUND | +480 | 600 | $52,746 | |
| XLF | State Street Corp | +418 | 38,707 | $2,075,082 | |
| SPHQ | Invesco S&P 500 Quality ETF | +400 | 1,100 | $99,110 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| HON | Honeywell International Inc | −4,284 | 4,300 | $962,770 | |
| ABNB | Airbnb, Inc. | −3,412 | 8,532 | $1,220,929 | |
| IBDS | iShares iBonds Dec 2027 Term Corporate ETF | −3,381 | 111,385 | $2,697,744 | |
| FBTC | Fidelity Wise Origin Bitcoin Fund | −1,993 | 16,741 | $854,628 | |
| PYPL | PayPal Holdings, Inc. | −1,519 | 6,395 | $276,136 | |
| SKIN | SkinHealth Systems Inc. | −1,468 | 32,000 | $22,176 | |
| NVRI | Enviri Corp | −1,334 | 666 | $14,618 | |
| KNG | FT Vest S&P 500 Dividend Aristocrats Target Income ETF | −1,100 | 14,610 | $737,805 | |
| DECK | Deckers Outdoor Corp | −960 | 19,612 | $1,947,275 | |
| DD | DuPont de Nemours, Inc. | −950 | 472 | $64,022 | |
| IGLD | FT Vest Gold Strategy Target Income ETF | −800 | 61,855 | $1,302,666 | |
| DVOL | First Trust Dorsey Wright Momentum & Low Volatility ETF | −710 | 9,820 | $358,822 | |
| USFR | WisdomTree Floating Rate Treasury Fund | −597 | 6,433 | $323,901 | |
| PAYC | Paycom Software, Inc. | −561 | 1,652 | $207,623 | |
| CVS | CVS HEALTH Corp | −516 | 8,969 | $927,843 | |
| DAUG | FT Vest U.S. Equity Deep Buffer ETF - August | −515 | 3,155 | $147,802 | |
| PROF | Profound Medical Corp. | −500 | 15,775 | $104,903 | |
| — | −448 | 10,035 | $833,607 | ||
| FVC | First Trust Dorsey Wright Dynamic Focus 5 ETF | −420 | 1,968 | $86,194 | |
| DJAN | FT Vest U.S. Equity Deep Buffer ETF - January | −415 | 2,785 | $126,784 | |
| DOCT | FT Vest U.S. Equity Deep Buffer ETF - October | −415 | 1,705 | $79,589 | |
| PAYX | Paychex Inc | −385 | 219 | $21,534 | |
| FYC | First Trust Small Cap Growth AlphaDEX Fund | −350 | 15,403 | $1,961,418 | |
| FAUG | FT Vest U.S. Equity Buffer ETF - August | −300 | 2,150 | $121,485 | |
| AAL | American Airlines Group Inc. | −300 | 3 | $54 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| HONA | Honeywell Aerospace Inc. | 4,292 | $948,875 | |
| BND | VANGUARD TOTAL BOND MARKET INDEX FUND | 11,991 | $880,259 | |
| VXUS | Vanguard Total International Stock ETF | 8,044 | $687,681 | |
| BNDX | Vanguard Total International Bond ETF | 7,707 | $373,250 | |
| FDXF | FedEx Freight Holding Company, Inc. | 716 | $108,116 | |
| ASTS | AST SpaceMobile, Inc. | 990 | $87,971 | |
| AZN | Astrazeneca PLC | 424 | $80,398 | |
| CXW | CoreCivic, Inc. | 2,000 | $60,760 | |
| PNFP | Pinnacle Financial Partners, Inc. | 483 | $48,725 | |
| KBWB | Invesco Ltd. | 464 | $43,142 | |
| SCHP | Schwab U.S. TIPS ETF | 1,569 | $41,578 | |
| OGC | OceanaGold Corp | 1,639 | $41,106 | |
| OKLO | Oklo Inc. | 765 | $40,032 | |
| ITOT | iShares Core S&P Total U.S. Stock Market ETF | 239 | $39,260 | |
| FLNC | Fluence Energy, Inc. | 1,950 | $38,766 | |
| GLW | Corning Inc | 100 | $25,543 | |
| MDY | Spdr S&P Midcap 400 ETF Trust | 33 | $23,210 | |
| SPCX | Space Exploration Technologies Corp | 69 | $11,789 | |
| PENG | Penguin Solutions, Inc. | 128 | $9,729 | |
| SONY | Sony Group Corp | 460 | $9,227 | |
| EMBJ | Embraer S.A. | 113 | $7,209 | |
| HUT | Hut 8 Corp. | 59 | $6,811 | |
| TSAT | Telesat Corp | 133 | $6,732 | |
| GSLC | Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF | 47 | $6,668 | |
| NOC | Northrop Grumman Corp | 13 | $6,621 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| — | 3,652 | $128,331 | ||
| ETHA | iShares Ethereum Trust ETF | 6,377 | $100,947 | |
| NMFC | New Mountain Finance Corp | 3,600 | $27,936 | |
| TCPC | BlackRock TCP Capital Corp. | 5,976 | $21,573 | |
| — | 734 | $17,520 | ||
| PHG | Koninklijke Philips NV | 519 | $14,220 | |
| FBIO | Fortress Biotech, Inc. | 4,249 | $11,854 | |
| JBLU | Jetblue Airways Corp | 2,556 | $11,297 | |
| NWL | Newell Brands Inc. | 3,263 | $11,192 | |
| PRME | Prime Medicine, Inc. | 3,090 | $10,753 | |
| SABR | Sabre Corp | 6,999 | $10,148 | |
| SGMT | Sagimet Biosciences Inc. | 1,870 | $9,770 | |
| CMG | Chipotle Mexican Grill Inc | 250 | $8,002 | |
| REGN | Regeneron Pharmaceuticals, Inc. | 10 | $7,726 | |
| CTSH | Cognizant Technology Solutions Corp | 125 | $7,668 | |
| VRT | Vertiv Holdings Co | 30 | $7,517 | |
| LYV | Live Nation Entertainment, Inc. | 49 | $7,472 | |
| CPRT | Copart Inc | 219 | $7,270 | |
| FLOT | iShares Floating Rate Bond ETF | 133 | $6,776 | |
| BRO | Brown & Brown, Inc. | 85 | $5,542 | |
| CUK | CARNIVAL PLC | 150 | $3,866 | |
| SMG | Scotts Miracle-Gro Co | 43 | $2,614 | |
| LEN | Lennar Corp | 30 | $2,605 | |
| — | 200 | $2,130 | ||
| WAT | Waters Corp | 7 | $2,084 | |
| No positions match the current search. | ||||
706 tracked positions ·
$350,205,272 total
· filing declares
708 positions · $350,459,051
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 706 positions by value
· page 1 of 15
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Added | 46,086 | $13,335,444 | 3.81% | |
| TCAF |
T. Rowe Price Capital Appreciation Equity ETF
|
Added | 290,407 | $11,935,727 | 3.41% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Reduced | 9,034 | $10,835,651 | 3.09% | |
| LOW |
Lowes Companies Inc
Consumer Cyclical
|
Reduced | 45,393 | $10,008,702 | 2.86% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 28,774 | $9,418,593 | 2.69% | |
| DIVO |
Amplify CWP Enhanced Dividend Income ETF
|
Added | 194,245 | $8,876,996 | 2.53% | |
| KMI |
Kinder Morgan, Inc.
Energy
|
Added | 232,274 | $7,425,799 | 2.12% | |
| MCK |
Mckesson Corp
Healthcare
|
Held | 9,456 | $7,144,953 | 2.04% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 18,201 | $6,875,427 | 1.96% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 18,242 | $6,804,630 | 1.94% | |
| IWF |
iShares Russell 1000 Growth ETF
|
Added | 50,651 | $6,289,334 | 1.80% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 7,948 | $5,935,327 | 1.69% | |
| FYX |
First Trust Small Cap Core AlphaDEX Fund
|
Added | 36,765 | $5,305,189 | 1.51% | |
| CBSH |
Commerce Bancshares Inc
Financial Services
|
Added | 88,979 | $5,138,537 | 1.47% | |
| CVX |
Chevron Corp
Energy
|
Reduced | 30,445 | $5,046,563 | 1.44% | |
| QTEC |
First Trust NASDAQ-100-Technology Sector Index Fund
|
Reduced | 14,305 | $4,787,740 | 1.37% | |
| PDP |
Victory Portfolios II
|
Reduced | 28,686 | $4,352,526 | 1.24% | |
| SO |
Southern Co
Utilities
|
Added | 43,669 | $4,179,559 | 1.19% | |
| KO |
Coca Cola Co
Consumer Defensive
|
Reduced | 49,648 | $4,034,892 | 1.15% | |
| XLV |
State Street(R) Health Care Select Sector SPDR(R) ETF
|
Added | 23,006 | $3,650,131 | 1.04% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Held | 3,874 | $3,624,010 | 1.03% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Reduced | 26,265 | $3,590,950 | 1.03% | |
| XLK |
State Street(R) Technology Select Sector SPDR(R) ETF
|
Added | 18,662 | $3,555,484 | 1.02% | |
| IBDT |
iShares iBonds Dec 2028 Term Corporate ETF
|
Added | 135,015 | $3,409,128 | 0.97% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Reduced | 29,432 | $3,333,468 | 0.95% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 4,838 | $3,322,786 | 0.95% | |
| FXL |
First Trust Technology AlphaDEX Fund
|
Held | 14,512 | $3,152,296 | 0.90% | |
| CSX |
Csx Corp
Industrials
|
Held | 64,362 | $3,059,125 | 0.87% | |
| TJX |
Tjx Companies Inc
Consumer Cyclical
|
Added | 19,245 | $2,915,617 | 0.83% | |
| BAC |
Bank Of America Corp
Financial Services
|
Added | 49,538 | $2,822,675 | 0.81% | |
| NSC |
Norfolk Southern Corp
Industrials
|
Added | 8,588 | $2,701,698 | 0.77% | |
| IBDS |
iShares iBonds Dec 2027 Term Corporate ETF
|
Reduced | 111,385 | $2,697,744 | 0.77% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 10,367 | $2,632,906 | 0.75% | |
| RDVY |
First Trust Rising Dividend Achievers ETF
|
Added | 32,305 | $2,618,643 | 0.75% | |
| SDVD |
FT Vest SMID Rising Dividend Achievers Target Income ETF
|
Added | 110,960 | $2,562,066 | 0.73% | |
| RSP |
Victory Portfolios II
|
Added | 11,945 | $2,541,537 | 0.73% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 10,398 | $2,478,259 | 0.71% | |
| BNY |
Bank of New York Mellon Corp
Financial Services
|
Added | 17,014 | $2,460,394 | 0.70% | |
| TDIV |
First Trust NASDAQ Technology Dividend Index Fund
|
Reduced | 21,276 | $2,444,186 | 0.70% | |
| GE |
General Electric Co
Industrials
|
Added | 6,316 | $2,360,478 | 0.67% | |
| FXR |
First Trust Industrials/Producer Durables AlphaDEX Fund
|
Reduced | 24,258 | $2,210,388 | 0.63% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 6,141 | $2,169,799 | 0.62% | |
| ETN |
Eaton Corp plc
Industrials
|
Added | 4,973 | $2,119,094 | 0.61% | |
| FDN |
First Trust Dow Jones Internet Index Fund
|
Held | 7,912 | $2,094,464 | 0.60% | |
| XLF |
State Street Corp
Financial Services
|
Added | 38,707 | $2,075,082 | 0.59% | |
| INTC |
Intel Corp
Technology
|
Added | 14,157 | $1,976,741 | 0.56% | |
| FYC |
First Trust Small Cap Growth AlphaDEX Fund
|
Reduced | 15,403 | $1,961,418 | 0.56% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 9,792 | $1,959,281 | 0.56% | |
| FNY |
First Trust Mid Cap Growth AlphaDEX Fund
|
Held | 17,586 | $1,949,408 | 0.56% | |
| DECK |
Deckers Outdoor Corp
Consumer Cyclical
|
Reduced | 19,612 | $1,947,275 | 0.56% |
Showing the top 50 of 706 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.