Catawba River Capital

Registered adviser

CIK

1843303

Location

LAKE WYLIE, SC

Portfolio Value

Small $223,490,221

Diversification

Diversified

Filing Date

Global Rank

#6,151 / 8,818 ▼ 167

Top Industry

Aerospace & Defense 16.9%

3Y Alpha vs SPY

-13.1%

Period ended 4 months ago

Filed Jul 22, 2026 · 3mo

24 quarters · since Jun 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 134217

Roster of Oct 1, 2026

Regulatory AUM

$325,111,772

Main clients

Individuals and high net worth (88% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$325,111,772	Individuals and high net worth (88%)
Apr 2025 to Feb 2026	$262,445,540	Individuals and high net worth (94%)
Apr 2024 to Mar 2025	$235,067,030	Individuals and high net worth (95%)
May 2023 to Mar 2024	$206,574,894	Individuals and high net worth (94%)
Apr 2023	$206,574,894	Individuals and high net worth (94%)
Mar 2022 to Mar 2023	$238,861,049	Individuals and high net worth (94%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 71.9% of the book (60%+)

Turnover

Low turnover

27.9% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 11.2 quarters (4 to under 12)

Closest benchmark: the Russell 2000 as of 2026-06-30, active share 99.1%; sector active share 57.2% against the combined 13F book's sector weights.

Over time 24 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

24 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

10.4%

−0.8 pts

Top 5

44.0%

−1.6 pts

Top 10

71.9%

+1.6 pts

HHI

639

Diversified−5

Portfolio Trend

24 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Industrials	50.8%	$113,509,581	9
Unclassified	18.5%	$41,298,302	6
Basic Materials	11.7%	$26,161,985	2
Consumer Cyclical	5.6%	$12,436,442	2
Technology	3.8%	$8,476,228	1
Healthcare	3.4%	$7,695,011	1
Real Estate	3.2%	$7,128,379	1
Financial Services	3.0%	$6,784,293	2

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

15 positions

Ticker	Company	Δ Shares	Shares	Value
CDRE	Cadre Holdings, Inc.	+337,554	597,872	$17,045,330
QXO	QXO, Inc.	+43,958	1,185,778	$20,490,243
GPGI	GPGI, Inc.	+12,540	399,258	$6,328,239
FBND	Fidelity Total Bond ETF	+7,613	510,635	$23,228,786
PFIX	Simplify Interest Rate Hedge ETF	+2,540	24,974	$1,082,872
DFAC	Dimensional U.S. Core Equity 2 ETF	+920	6,366	$282,395
DFAW	Dimensional World Equity ETF	+825	4,535	$375,452
FSV	FirstService Corp	+633	50,161	$7,128,379
SCI	Service Corp International	+581	113,011	$8,584,315
CWST	Casella Waste Systems Inc	+553	87,655	$8,499,905
GLD	Spdr Gold Trust	+428	43,117	$15,883,440
DSGR	Distribution Solutions Group, Inc.	+350	247,874	$6,779,353
SPXC	SPX Technologies, Inc.	+191	39,297	$9,634,445
HEI-A	Heico Corp	+120	53,356	$13,761,045
DHR	Danaher Corp	+76	40,398	$7,695,011
No positions match the current search.

Trimmed

Positions the filer reduced

6 positions

Ticker	Company	Δ Shares	Shares	Value
FLL	Full House Resorts Inc	−288,589	1,380,691	$3,852,127
PRM	Perimeter Solutions, Inc.	−5,093	594,278	$21,186,010
DBL	DoubleLine Opportunistic Credit Fund	−3,081	259,396	$3,730,114
PDI	PIMCO Dynamic Income Fund	−2,412	182,885	$3,054,179
GHM	Graham Corp	−160	117,556	$14,552,257
ROAD	Construction Partners, Inc.	−72	138,240	$16,418,764
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
NOVT	Novanta Inc	52,245	$8,476,228
RMIX	Suncrete, Inc.	220,860	$4,975,975
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
REGN	Regeneron Pharmaceuticals, Inc.	16,778	$12,963,353
ROP	Roper Technologies Inc	15,669	$5,544,632
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

24 tracked positions · $223,490,221 total · filing declares 24 positions · $223,491,154 · as of Jun 30, 2026

All sectors Basic Materials Consumer Cyclical Financial Services Healthcare Industrials Real Estate Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
FBND	Fidelity Total Bond ETF	Added	510,635	+7,613	$23,228,786	+1.2%	6	$45.71	10.39%
PRM	Perimeter Solutions, Inc. Basic Materials	Reduced	594,278	-5,093	$21,186,010	+44.7%	7	$13.02	9.48%
QXO	QXO, Inc. Industrials	Added	1,185,778	+43,958	$20,490,243	−7.6%	6	$15.44	9.17%
CDRE	Cadre Holdings, Inc. Industrials	Added	597,872	+337,554	$17,045,330	+113.4%	16	$30.16	7.63%
ROAD	Construction Partners, Inc. Industrials	Reduced	138,240	-72	$16,418,764	+6.8%	15	$28.37	7.35%
GLD	Spdr Gold Trust	Added	43,117	+428	$15,883,440	−13.5%	23	before history	7.11%
GHM	Graham Corp Industrials	Reduced	117,556	-160	$14,552,257	+56.6%	2	$78.36	6.51%
HEI-A	Heico Corp Industrials	Added	53,356	+120	$13,761,045	+22.5%	23	before history	6.16%
SPXC	SPX Technologies, Inc. Industrials	Added	39,297	+191	$9,634,445	+23.2%	3	$204.39	4.31%
SCI	Service Corp International Consumer Cyclical	Added	113,011	+581	$8,584,315	−7.5%	23	before history	3.84%
CWST	Casella Waste Systems Inc Industrials	Added	87,655	+553	$8,499,905	+23.0%	14	$81.58	3.80%
NOVT	Novanta Inc Technology	NEW	52,245	NEW	$8,476,228	NEW	1	$144.62	3.79%
DHR	Danaher Corp Healthcare	Added	40,398	+76	$7,695,011	+0.7%	23	before history	3.44%
FSV	FirstService Corp Real Estate	Added	50,161	+633	$7,128,379	+3.6%	23	before history	3.19%
DSGR	Distribution Solutions Group, Inc. Industrials	Added	247,874	+350	$6,779,353	+4.4%	7	$35.58	3.03%
GPGI	GPGI, Inc. Industrials	Added	399,258	+12,540	$6,328,239	−4.3%	3	$21.31	2.83%
RMIX	Suncrete, Inc. Basic Materials	NEW	220,860	NEW	$4,975,975	NEW	1	$16.83	2.23%
FLL	Full House Resorts Inc Consumer Cyclical	Reduced	1,380,691	-288,589	$3,852,127	+2.6%	10	$4.83	1.72%
DBL	DoubleLine Opportunistic Credit Fund Financial Services	Reduced	259,396	-3,081	$3,730,114	−2.7%	5	$15.46	1.67%
PDI	PIMCO Dynamic Income Fund Financial Services	Reduced	182,885	-2,412	$3,054,179	−3.7%	5	$18.67	1.37%
PFIX	Simplify Interest Rate Hedge ETF	Added	24,974	+2,540	$1,082,872	+4.4%	2	$45.75	0.48%
IAU	Ishares Gold Trust	Held	5,898	0	$445,357	−14.3%	23	before history	0.20%
DFAW	Dimensional World Equity ETF	Added	4,535	+825	$375,452	+37.2%	3	$74.35	0.17%
DFAC	Dimensional U.S. Core Equity 2 ETF	Added	6,366	+920	$282,395	+33.4%	3	$39.60	0.13%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.