Whelan Financial

Registered adviser

CIK

1894921

Location

FRESNO, CA

Portfolio Value

Small $317,454,210

Diversification

Diversified

Filing Date

Global Rank

#4,656 / 8,827 ▲ 9 · as of Jun 2026

Top Industry

Semiconductors 17.6%

Period ended 38 days ago

Filed Oct 28, 2026 · 10d

21 quarters · since Sep 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 107227

Roster of Nov 1, 2026

Regulatory AUM

$781,750,987

Main clients

Individuals and high net worth (81% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Feb 2026 to Nov 2026	$781,750,987	Individuals and high net worth (81%)
Apr 2025 to Jan 2026	$674,632,385	Individuals and high net worth (80%)
Apr 2024 to Mar 2025	$568,753,932	Individuals and high net worth (79%)
May 2023 to Mar 2024	$453,138,645	Individuals and high net worth (74%)
Apr 2023	$453,138,645	Individuals and high net worth (74%)
Apr 2022 to Mar 2023	$484,147,491	Individuals and high net worth (72%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 81.1% of the book (60%+)

Turnover

Low turnover

12.0% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 16.3 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 73.7%; sector active share 56.1% against the combined 13F book's sector weights.

Over time 20 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

106 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

20.0%

+2.4 pts

Top 5

63.9%

−3.5 pts

Top 10

79.0%

−2.1 pts

HHI

1,048

Diversified+0

Portfolio Trend

21 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	69.0%	$219,126,477	34
Technology	15.3%	$48,534,698	25
Financial Services	4.9%	$15,406,079	13
Communication Services	4.1%	$12,897,632	5
Consumer Cyclical	3.1%	$9,909,571	7
Consumer Defensive	1.4%	$4,410,095	6
Healthcare	0.9%	$2,979,119	6
Energy	0.7%	$2,281,079	4
Industrials	0.5%	$1,697,780	5
Basic Materials	0.1%	$211,680	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHD	Schwab U.S. Dividend Equity ETF	+50,773	1,839,567	$59,841,114
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	+15,848	389,429	$22,065,047
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+14,444	239,252	$18,482,217
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	+14,336	238,263	$16,714,149
VO	VANGUARD MID-CAP INDEX FUND	+14,275	210,927	$16,540,895
IVLU	iShares MSCI Intl Value Factor ETF	+12,638	42,242	$1,811,759
VNQ	VANGUARD REAL ESTATE INDEX FUND	+9,792	255,536	$22,903,691
VB	Vanguard Index Funds	+6,786	136,379	$38,798,461
NVDA	Nvidia Corp	+5,648	49,647	$11,338,381
AAPL	Apple Inc.	+3,922	38,553	$12,838,920
NKE	NIKE, Inc.	+3,239	17,630	$624,102
QQQM	Invesco Ltd.	+2,681	215,773	$0
CMG	Chipotle Mexican Grill Inc	+2,364	23,591	$753,732
BAC	Bank Of America Corp	+2,164	30,984	$1,686,459
UBER	Uber Technologies, Inc	+2,082	17,867	$1,224,068
AMZN	Amazon Com Inc	+2,048	16,873	$4,203,907
APH	Amphenol Corp	+1,998	3,525	$297,157
NFLX	Netflix Inc	+1,469	5,457	$379,698
LULU	lululemon athletica inc.	+1,361	7,461	$717,673
MSFT	Microsoft Corp	+1,317	13,658	$7,005,188
CRWD	CrowdStrike Holdings, Inc.	+1,243	1,622	$429,424
SCHW	Schwab Charles Corp	+1,231	20,387	$1,992,625
GOOGL	Alphabet Inc.	+1,143	6,626	$2,279,874
CSCO	Cisco Systems, Inc.	+1,068	5,919	$637,061
GOOG	Alphabet Inc.	+1,025	14,479	$4,933,574
No positions match the current search.

Trimmed

Positions the filer reduced

7 positions

Ticker	Company	Δ Shares	Shares	Value
GLW	Corning Inc	−730	1,363	$209,574
SCHA	Schwab U.S. Small-Cap ETF	−678	68,781	$2,244,324
SCHM	Schwab U.S. Mid-Cap ETF	−350	13,392	$455,595
SCHZ	Schwab U.S. Aggregate Bond ETF	−105	9,252	$204,469
KLAC	Kla Corp	−89	16,496	$3,215,565
DGRO	iShares Core Dividend Growth ETF	−14	7,524	$567,234
QQQ	Invesco Qqq Trust, Series 1	−2	973	$719,796
No positions match the current search.

New Positions

Positions the filer opened this quarter

7 positions

Ticker	Company	Shares	Value
GLDM	World Gold Trust	12,099	$994,295
PLTR	Palantir Technologies Inc.	2,002	$374,474
DELL	Dell Technologies Inc.	490	$263,595
T	At&T Inc.	10,691	$260,860
FCX	Freeport-Mcmoran Inc	3,024	$211,680
IBIT	iShares Bitcoin Trust ETF	4,407	$208,627
MPC	Marathon Petroleum Corp	519	$205,222
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
BA	Boeing Co	959	$207,594
TDIV	First Trust NASDAQ Technology Dividend Index Fund	1,772	$203,567
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

106 tracked positions · $317,454,210 total · filing declares 106 positions · $385,829,417 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 106 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SCHD	Schwab U.S. Dividend Equity ETF	Added	1,839,567	+50,773	$59,841,114	+5.5%	18.85%
VB	Vanguard Index Funds	Added	136,379	+6,786	$38,798,461	−1.2%	12.22%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Added	255,536	+9,792	$22,903,691	−3.3%	7.21%
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	Added	389,429	+15,848	$22,065,047	+0.1%	6.95%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	239,252	+14,444	$18,482,217	+4.0%	5.82%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	238,263	+14,336	$16,714,149	+1.7%	5.27%
VO	VANGUARD MID-CAP INDEX FUND	Added	210,927	+14,275	$16,540,895	+4.4%	5.21%
AAPL	Apple Inc. Technology	Added	38,553	+3,922	$12,838,920	+28.1%	4.04%
NVDA	Nvidia Corp Technology	Added	49,647	+5,648	$11,338,381	+28.8%	3.57%
IOO	iShares Global 100 ETF	Added	49,579	+1,004	$7,139,871	+7.6%	2.25%
MSFT	Microsoft Corp Technology	Added	13,658	+1,317	$7,005,188	+52.2%	2.21%
META	Meta Platforms, Inc. Communication Services	Added	6,955	+562	$5,043,626	+40.1%	1.59%
GOOG	Alphabet Inc. Communication Services	Added	14,479	+1,025	$4,933,574	+3.8%	1.55%
AMZN	Amazon Com Inc Consumer Cyclical	Added	16,873	+2,048	$4,203,907	+19.0%	1.32%
KLAC	Kla Corp Technology	Reduced	16,496	-89	$3,215,565	−35.7%	1.01%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	6,832	+1	$2,556,807	+1.1%	0.81%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	5,012	+540	$2,495,725	+11.5%	0.79%
GOOGL	Alphabet Inc. Communication Services	Added	6,626	+1,143	$2,279,874	+16.4%	0.72%
SCHA	Schwab U.S. Small-Cap ETF	Reduced	68,781	-678	$2,244,324	−10.6%	0.71%
AVGO	Broadcom Inc. Technology	Added	6,322	+637	$2,220,223	+3.4%	0.70%
SCHW	Schwab Charles Corp Financial Services	Added	20,387	+1,231	$1,992,625	+12.7%	0.63%
LOW	Lowes Companies Inc Consumer Cyclical	Added	10,744	+549	$1,980,011	−11.9%	0.62%
IVLU	iShares MSCI Intl Value Factor ETF	Added	42,242	+12,638	$1,811,759	+46.3%	0.57%
JPM	Jpmorgan Chase & Co Financial Services	Added	5,246	+517	$1,735,534	+12.1%	0.55%
COF	Capital One Financial Corp Financial Services	Added	8,908	+620	$1,719,867	+3.4%	0.54%
MU	Micron Technology Inc Technology	Added	1,610	+219	$1,714,827	+6.8%	0.54%
BAC	Bank Of America Corp Financial Services	Added	30,984	+2,164	$1,686,459	+2.7%	0.53%
COST	Costco Wholesale Corp Consumer Defensive	Added	1,717	+275	$1,563,053	+15.9%	0.49%
AXP	American Express Co Financial Services	Added	5,060	+332	$1,538,746	−3.8%	0.48%
V	Visa Inc. Financial Services	Added	4,073	+436	$1,463,551	+17.3%	0.46%
TSLA	Tesla, Inc. Consumer Cyclical	Added	3,698	+450	$1,312,087	−4.0%	0.41%
MA	Mastercard Inc Financial Services	Added	2,279	+313	$1,256,800	+24.5%	0.40%
UBER	Uber Technologies, Inc Technology	Added	17,867	+2,082	$1,224,068	+7.5%	0.39%
AMD	Advanced Micro Devices Inc Technology	Added	1,933	+341	$1,182,532	+27.9%	0.37%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Held	12,918	0	$1,159,519	+2.1%	0.37%
STZ	Constellation Brands, Inc. Consumer Defensive	Added	9,875	+771	$1,116,467	−11.8%	0.35%
VOO	VANGUARD 500 INDEX FUND	Added	1,554	+283	$1,089,136	+24.8%	0.34%
CVX	Chevron Corp Energy	Added	5,034	+205	$1,027,993	+28.4%	0.32%
LRCX	Lam Research Corp Technology	Added	3,103	+226	$1,019,366	−18.2%	0.32%
GLDM	World Gold Trust	NEW	12,099	NEW	$994,295	NEW	0.31%
AMAT	Applied Materials Inc Technology	Added	1,899	+153	$971,110	−23.1%	0.31%
LLY	ELI LILLY & Co Healthcare	Added	740	+138	$856,239	+18.6%	0.27%
CMG	Chipotle Mexican Grill Inc Consumer Cyclical	Added	23,591	+2,364	$753,732	+4.4%	0.24%
QQQ	Invesco Qqq Trust, Series 1	Reduced	973	-2	$719,796	+0.3%	0.23%
LULU	lululemon athletica inc. Consumer Cyclical	Added	7,461	+1,361	$717,673	+3.0%	0.23%
XOM	ExxonMobil Holdings Corp Energy	Added	4,376	+771	$712,194	+44.5%	0.22%
PANW	Palo Alto Networks Inc Technology	Added	1,661	+175	$659,931	+30.2%	0.21%
WMT	Walmart Inc. Consumer Defensive	Added	6,269	+596	$651,474	+1.4%	0.21%
UMBF	Umb Financial Corp Financial Services	Held	5,009	0	$651,220	−8.9%	0.21%
CSCO	Cisco Systems, Inc. Technology	Added	5,919	+1,068	$637,061	+11.8%	0.20%

Showing the top 50 of 106 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.