GUARDIAN WEALTH ADVISORS, LLC / NC

Registered adviser

CIK

1901403

Location

RALEIGH, NC

Portfolio Value

Mid $1,782,699,473

Diversification

Diversified

Filing Date

Global Rank

#1,729 / 8,818 ▼ 44

Top Industry

Semiconductors 18.8%

Period ended 4 months ago

Filed Aug 14, 2026 · 3mo

19 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 305412

Roster of Oct 1, 2026

Regulatory AUM

$2,743,175,603

Main clients

Individuals and high net worth (72% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$2,743,175,603	Individuals and high net worth (72%)
Apr 2025 to Mar 2026	$2,051,517,525	Individuals and high net worth (65%)
Apr 2024 to Mar 2025	$1,660,902,219	Individuals and high net worth (63%)
May 2023 to Mar 2024	$1,350,674,710	Individuals and high net worth (62%)
Apr 2023	$1,350,674,710	Individuals and high net worth (62%)
Apr 2022 to Mar 2023	$361,911,717	Individuals and high net worth (82%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 61.0% of the book (60%+)

Turnover

Low turnover

12.9% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 15.5 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 70.7%; sector active share 66.1% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

375 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

26.3%

−0.5 pts

Top 5

45.9%

−0.1 pts

Top 10

60.4%

−0.6 pts

HHI

863

Diversified−26

Portfolio Trend

19 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	78.2%	$1,393,671,534	169
Technology	8.5%	$151,891,340	43
Financial Services	4.4%	$77,782,046	49
Consumer Cyclical	2.4%	$43,338,495	15
Communication Services	1.6%	$28,218,967	7
Industrials	1.6%	$27,982,839	31
Healthcare	1.6%	$27,662,671	26
Consumer Defensive	0.8%	$14,391,647	11
Energy	0.5%	$8,840,675	8
Utilities	0.2%	$4,110,540	6
Real Estate	0.2%	$2,963,213	5
Basic Materials	0.1%	$1,845,506	5

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
BSCR	Invesco BulletShares 2027 Corporate Bond ETF	+143,331	202,489	$3,971,821
—		+113,199	4,621,680	$132,873,300
SCHX	Schwab U.S. Large-Cap ETF	+77,447	2,849,825	$83,870,349
JULB	Aptus July Buffer ETF	+72,196	115,498	$3,185,434
—		+70,920	4,543,323	$209,628,923
BALT		+63,950	98,390	$3,371,825
MIST	Milestone Pharmaceuticals Inc.	+59,200	339,450	$454,863
VO	VANGUARD MID-CAP INDEX FUND	+57,066	75,380	$6,073,366
BPRE	Bluerock Private Real Estate Fund	+46,926	449,196	$5,844,039
SH	ProShares Short S&P500	+37,914	233,122	$7,697,688
FIG	Figma, Inc.	+32,198	66,123	$1,196,165
CGDV	Capital Group Dividend Value ETF	+26,012	1,281,501	$63,152,369
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	+24,311	571,663	$24,661,541
—		+23,672	1,562,215	$65,909,850
FSIG	First Trust Limited Duration Investment Grade Corporate ETF	+23,310	40,060	$755,331
BUFR	FT Vest Laddered Buffer ETF	+23,243	1,484,319	$54,222,173
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+20,390	22,359	$2,672,347
RDVY	First Trust Rising Dividend Achievers ETF	+20,114	665,509	$53,946,159
DFCF	Dimensional Core Fixed Income ETF	+17,114	131,809	$5,563,657
PHYS	Sprott Physical Gold Trust	+14,842	99,431	$2,999,833
BKAG	BNY Mellon ETF Trust	+14,320	102,787	$4,311,914
CGSD	Capital Group Short Duration Income ETF	+12,849	22,849	$587,904
VUG	VANGUARD GROWTH INDEX FUND	+12,762	15,352	$1,322,421
—		+11,924	128,631	$6,416,114
VEA	Vanguard FTSE Developed Markets ETF	+11,554	586,087	$41,758,698
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
FTSM	First Trust Enhanced Short Maturity ETF	−48,983	7,214	$430,892
LQTI	FT Vest Investment Grade & Target Income ETF	−37,632	2,020,581	$39,017,419
JPST	JPMorgan Ultra-Short Income ETF	−26,929	70,928	$3,586,828
FTGC	First Trust Global Tactical Commodity Strategy Fund	−23,054	121,915	$3,297,800
XCEM	Columbia EM Core ex-China ETF	−16,813	141,938	$7,505,681
FNB	Fnb Corp	−16,736	22,531	$429,891
JEPI	JPMorgan Equity Premium Income ETF	−15,347	180,861	$10,215,029
ONEQ	Fidelity Nasdaq Composite Index ETF	−11,701	85,475	$8,822,729
BR	Broadridge Financial Solutions, Inc.	−9,455	5,342	$731,586
FBND	Fidelity Total Bond ETF	−8,143	53,607	$2,438,582
DFAI	Dimensional International Core Equity Market ETF	−7,912	337,743	$13,931,898
XHLF	BondBloxx Bloomberg Six Month Target Duration US Treasury ETF	−7,069	71,176	$3,580,152
CGGR	Capital Group Growth ETF	−6,659	154,858	$7,309,297
PG	PROCTER & GAMBLE Co	−5,790	10,308	$1,511,565
BSCS	Invesco BulletShares 2028 Corporate Bond ETF	−5,285	50,546	$1,029,622
ETY	Eaton Vance Tax-Managed Diversified Equity Income Fund	−4,309	159,918	$2,325,207
CPHC	Canterbury Park Holding Corp	−3,325	38,319	$603,907
AKRE	Professionally Managed Portfolios	−2,842	46,774	$2,487,909
SCHM	Schwab U.S. Mid-Cap ETF	−2,029	12,130	$447,233
NVDA	Nvidia Corp	−1,663	196,485	$39,314,683
DBND	DoubleLine Opportunistic Core Bond ETF	−1,625	306,991	$13,996,026
PFE	Pfizer Inc	−1,598	37,571	$904,709
BAC	Bank Of America Corp	−1,338	38,743	$2,207,576
FSSL	FS Specialty Lending Fund	−1,332	14,098	$157,192
HON	Honeywell International Inc	−1,269	1,241	$277,859
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
ICSH	iShares Ultra Short Duration Bond Active ETF	60,367	$3,053,362
SPSB	State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF	100,560	$3,017,805
APDB	Aptus April Deep Buffer ETF	96,022	$2,467,765
—		62,737	$2,020,821
JUDB	Aptus July Deep Buffer ETF	37,987	$981,584
—		4,871	$751,400
—		43,051	$744,782
SNDK	Sandisk Corp	325	$738,962
ADUR	Aduro Clean Technologies Inc.	40,000	$630,400
ABUF	ETF Series Solutions	20,146	$545,553
WDC	Western Digital Corp	750	$479,040
TYL	Tyler Technologies Inc	1,520	$444,539
PANW	Palo Alto Networks Inc	1,283	$437,528
SGOV	iShares 0-3 Month Treasury Bond ETF	4,215	$424,324
DIHP	Dimensional International High Profitability ETF	11,613	$396,293
KLAC	Kla Corp	1,276	$384,981
MRVL	Marvell Technology, Inc.	1,264	$376,532
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	6,186	$310,722
FTNT	Fortinet, Inc.	1,997	$306,779
CVS	CVS HEALTH Corp	2,707	$280,039
HONA	Honeywell Aerospace Inc.	1,241	$274,360
ILMN	Illumina, Inc.	1,462	$257,063
UBSI	United Bankshares Inc	5,393	$247,161
FEOE	First Eagle Overseas Equity ETF	4,560	$243,504
AHR	American Healthcare REIT, Inc.	4,650	$242,497
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
FLOT	iShares Floating Rate Bond ETF	57,365	$2,922,746
VRIG	Invesco Variable Rate Investment Grade ETF	116,392	$2,913,873
CGIC	Capital Group International Core Equity ETF	14,291	$473,175
TMUS	T-Mobile US, Inc.	1,202	$252,456
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	3,409	$251,038
MDT	Medtronic plc	2,835	$245,652
BSX	Boston Scientific Corp	3,813	$239,265
BITB	Bitwise Bitcoin ETF	6,204	$228,369
ROIV	Roivant Sciences Ltd.	7,950	$220,215
CEG	Constellation Energy Corp	774	$216,139
MSTR	Strategy Inc	1,713	$213,782
ROP	Roper Technologies Inc	594	$210,192
—		9,736	$203,391
CMCSA	Comcast Corp	7,060	$202,692
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	7,000	$178,850
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	1,207	$178,756
SHY	iShares 1-3 Year Treasury Bond ETF	2,142	$176,864
UFEB		4,800	$174,240
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	1,139	$166,225
SCHZ	Schwab U.S. Aggregate Bond ETF	7,026	$163,143
USEP		4,175	$161,443
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	3,483	$159,834
BSCU	Invesco BulletShares 2030 Corporate Bond ETF	9,335	$156,071
DSI	iShares ESG MSCI KLD 400 ETF	1,186	$143,731
SCHV	Schwab U.S. Large-Cap Value ETF	4,699	$143,319
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

375 tracked positions · $1,782,699,473 total · filing declares 384 positions · $1,781,734,126 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 375 positions by value · page 1 of 8

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
		Added	4,543,323	+70,920	$209,628,923	+11.7%	19	before history	11.76%
		Added	4,621,680	+113,199	$132,873,300	+7.8%	19	before history	7.45%
SCHX	Schwab U.S. Large-Cap ETF	Added	2,849,825	+77,447	$83,870,349	+18.0%	19	before history	4.70%
VOO	VANGUARD 500 INDEX FUND	Added	99,947	+658	$68,644,599	+15.7%	19	before history	3.85%
		Added	1,562,215	+23,672	$65,909,850	+8.6%	19	before history	3.70%
CGDV	Capital Group Dividend Value ETF	Added	1,281,501	+26,012	$63,152,369	+18.2%	12	$31.74	3.54%
BUFR	FT Vest Laddered Buffer ETF	Added	1,484,319	+23,243	$54,222,173	+9.9%	11	unpriced	3.04%
RDVY	First Trust Rising Dividend Achievers ETF	Added	665,509	+20,114	$53,946,159	+22.4%	19	before history	3.03%
FRDM	Freedom 100 Emerging Markets ETF	Reduced	610,225	-744	$44,485,402	+33.2%	8	unpriced	2.50%
VEA	Vanguard FTSE Developed Markets ETF	Added	586,087	+11,554	$41,758,698	+13.4%	17	$54.04	2.34%
NVDA	Nvidia Corp PUT + SHARES Technology	Reduced	208,185	-1,663	$41,655,736	+13.8%	19	before history	2.34%
LQTI	FT Vest Investment Grade & Target Income ETF	Reduced	2,020,581	-37,632	$39,017,419	−3.2%	5	$20.19	2.19%
AAPL	Apple Inc. PUT + SHARES Technology	Reduced	125,443	-64	$36,298,186	+14.0%	19	before history	2.04%
JCPB	JPMorgan Core Plus Bond ETF	Added	617,587	+3,113	$28,989,533	+0.2%	17	$46.38	1.63%
GSEW	Goldman Sachs Equal Weight U.S. Large Cap Equity ETF	Added	305,636	+8,986	$28,858,151	+14.9%	11	$74.65	1.62%
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	Added	571,663	+24,311	$24,661,541	+14.3%	9	$37.23	1.38%
		Added	423,537	+9,173	$23,568,139	+15.1%	19	before history	1.32%
		Added	488,028	+8,488	$20,323,926	+17.5%	12	$26.72	1.14%
IVV	iShares Core S&P 500 ETF	Added	25,045	+687	$18,755,950	+17.9%	19	before history	1.05%
SPY	Spdr S&P 500 ETF Trust	Reduced	22,505	-986	$16,806,058	+10.0%	19	before history	0.94%
GOOGL	Alphabet Inc. PUT + SHARES Communication Services	Reduced	46,097	-105	$16,473,684	+24.0%	19	before history	0.92%
AVGO	Broadcom Inc. Technology	Added	42,451	+5,667	$16,035,865	+40.9%	19	before history	0.90%
MSFT	Microsoft Corp Technology	Added	41,054	+110	$15,313,963	+1.0%	19	before history	0.86%
TSLA	Tesla, Inc. PUT + SHARES Consumer Cyclical	Added	34,196	+2,342	$14,382,837	+21.5%	19	before history	0.81%
USFR	WisdomTree Floating Rate Treasury Fund	Added	280,466	+5,305	$14,121,463	+1.9%	11	unpriced	0.79%
DBND	DoubleLine Opportunistic Core Bond ETF	Reduced	306,991	-1,625	$13,996,026	−1.0%	4	$46.17	0.79%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Added	84,901	+1,523	$13,946,687	+17.4%	18	unpriced	0.78%
DFAI	Dimensional International Core Equity Market ETF	Reduced	337,743	-7,912	$13,931,898	+3.5%	12	$27.83	0.78%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	27,717	-9	$13,869,309	+4.4%	17	$412.42	0.78%
AMZN	Amazon Com Inc PUT + SHARES Consumer Cyclical	Added	57,814	+819	$13,779,388	+16.1%	19	before history	0.77%
		Reduced	623,093	-382	$13,695,584	−0.8%	10	$23.52	0.77%
EFV	iShares MSCI EAFE Value ETF	Added	175,178	+4,011	$13,409,875	+5.4%	17	unpriced	0.75%
JEPI	JPMorgan Equity Premium Income ETF	Reduced	180,861	-15,347	$10,215,029	−8.1%	17	$55.10	0.57%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	112,634	+2,592	$9,898,275	+17.5%	19	before history	0.56%
HD	Home Depot, Inc. PUT + SHARES Consumer Cyclical	Added	27,990	+302	$9,871,513	+8.4%	19	before history	0.55%
V	Visa Inc. PUT + SHARES Financial Services	Added	28,044	+150	$9,621,615	+14.1%	19	before history	0.54%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	28,569	-23	$9,351,490	+11.2%	19	before history	0.52%
ONEQ	Fidelity Nasdaq Composite Index ETF	Reduced	85,475	-11,701	$8,822,729	+6.9%	12	$54.67	0.49%
QUAL	iShares MSCI USA Quality Factor ETF	Added	38,609	+617	$8,471,972	+16.3%	15	unpriced	0.48%
VXUS	Vanguard Total International Stock ETF	Added	90,597	+2,042	$7,745,137	+13.4%	19	before history	0.43%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	20,823	+759	$7,705,342	+19.7%	19	before history	0.43%
SH	ProShares Short S&P500	Added	233,122	+37,914	$7,697,688	+4.0%	2	unpriced	0.43%
XCEM	Columbia EM Core ex-China ETF	Reduced	141,938	-16,813	$7,505,681	+15.9%	12	$29.00	0.42%
CGGR	Capital Group Growth ETF	Reduced	154,858	-6,659	$7,309,297	+12.6%	12	$33.60	0.41%
BOXX	Alpha Architect 1-3 Month Box ETF	Added	61,358	+2,351	$7,184,408	+4.7%	4	$113.92	0.40%
QQQ	Invesco Qqq Trust, Series 1	Added	9,634	+308	$7,094,477	+31.8%	19	before history	0.40%
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	Added	53,629	+1,045	$6,854,322	+18.8%	7	$102.28	0.38%
GOOG	Alphabet Inc. PUT + SHARES Communication Services	Added	18,385	+236	$6,495,972	+24.8%	19	before history	0.36%
		Added	128,631	+11,924	$6,416,114	+5.6%	19	before history	0.36%
WMT	Walmart Inc. Consumer Defensive	Reduced	56,643	-572	$6,415,386	−9.8%	19	before history	0.36%

Showing the top 50 of 375 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.