KLEIN PAVLIS & PEASLEY FINANCIAL, INC.

CIK

1907480

Location

IRVINE, CA

Portfolio Value

Small $184,208,602

Diversification

Diversified

Filing Date

Global Rank

#4,612 / 8,517 ▲ 95

Top Industry

Gold 13.5%

3Y Alpha vs SPY

+2.9%

Period ended 46 days ago

Filed Jul 23, 2026 · 23d

11 quarters · since Dec 2023

Clone Performance

Feb 2024–Aug 2026 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+65.0%

SPY

+55.7%

Annualised alpha

+2.8%

Max drawdown

−20.0%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. Returns use comparable raw closes and exclude dividends; a captured split can shorten the simulated window. It tracks 100% of reported value on average across 11 quarters. Past performance does not predict future results.

Portfolio Concentration

85 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

4.9%

−1.4 pts

Top 5

20.9%

−1.3 pts

Top 10

35.8%

−0.5 pts

HHI

213

Diversified−7

Portfolio Trend

11 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Basic Materials	17.4%	$32,116,113	9
Industrials	17.3%	$31,914,032	14
Technology	16.3%	$29,948,743	13
Financial Services	14.8%	$27,314,474	13
Consumer Defensive	9.3%	$17,134,992	5
Energy	7.7%	$14,122,758	8
Healthcare	6.1%	$11,242,540	5
Utilities	3.5%	$6,509,347	5
Consumer Cyclical	3.2%	$5,831,052	7
Communication Services	2.9%	$5,275,444	4
Real Estate	1.5%	$2,799,107	2

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
B	Barrick Mining Corp	+25,292	83,412	$3,063,722
AGI	Alamos Gold Inc	+15,893	113,554	$3,445,228
TOST	Toast, Inc.	+12,398	80,204	$2,231,275
FSM	Fortuna Mining Corp.	+7,306	123,888	$1,046,853
SCHW	Schwab Charles Corp	+4,952	60,771	$5,607,340
MDT	Medtronic plc	+4,855	51,778	$4,050,592
AEM	Agnico Eagle Mines Ltd	+3,907	57,724	$8,954,724
CMG	Chipotle Mexican Grill Inc	+3,769	47,899	$1,628,566
ABT	Abbott Laboratories	+3,759	29,600	$2,685,904
SCCO	Southern Copper Corp/	+3,487	31,720	$5,527,527
BBVA	Banco Bilbao Vizcaya Argentaria, S.A.	+3,144	87,197	$2,185,156
IBN	Icici Bank Ltd	+3,075	136,060	$3,949,821
RTO	Rentokil Initial PLC /Fi	+2,942	46,408	$1,327,732
SD	Sandridge Energy Inc	+2,637	65,746	$900,720
SYF	Synchrony Financial	+2,482	17,173	$1,306,006
WPM	Wheaton Precious Metals Corp.	+2,232	57,172	$6,421,559
LDOS	Leidos Holdings, Inc.	+2,100	18,002	$1,853,665
SO	Southern Co	+1,921	25,575	$2,447,783
EMBJ	Embraer S.A.	+1,700	52,400	$3,343,120
OPRA	Opera Ltd	+1,612	148,463	$2,944,021
AVB	Avalonbay Communities Inc	+1,538	12,238	$2,309,188
HIG	Hartford Insurance Group, Inc.	+1,330	30,343	$4,021,054
RJF	Raymond James Financial Inc	+1,303	8,543	$1,298,792
PM	Philip Morris International Inc.	+1,055	44,808	$8,106,215
HUBB	Hubbell Inc	+923	4,308	$2,253,945
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
INTC	Intel Corp	−13,268	7,770	$1,084,925
CSCO	Cisco Systems, Inc.	−6,082	40,352	$4,739,745
TER	Teradyne, Inc	−2,903	17,233	$8,338,014
CCJ	Cameco Corp	−2,875	65,546	$6,676,515
JCI	Johnson Controls International plc	−2,590	39,404	$5,757,318
FMX	Mexican Economic Development Inc	−2,549	37,482	$4,793,947
AMX	America Movil Sab De Cv/	−2,463	57,155	$1,485,458
QCOM	Qualcomm Inc/De	−1,867	12,697	$2,346,278
JBL	Jabil Inc	−1,367	4,868	$1,876,516
FNV	FRANCO NEVADA Corp	−1,050	9,041	$1,884,506
AEP	American Electric Power Co Inc	−851	10,960	$1,499,437
FCPT	Four Corners Property Trust, Inc.	−273	19,956	$489,919
TJX	Tjx Companies Inc /De/	−211	1,481	$224,371
COP	Conocophillips	−172	29,761	$3,093,953
ROK	Rockwell Automation, Inc	−123	7,561	$3,743,299
EQT	EQT Corp	−119	4,205	$223,579
CINF	Cincinnati Financial Corp	−70	12,185	$2,255,930
AME	Ametek Inc/	−49	5,503	$1,331,395
PPG	Ppg Industries Inc	−48	4,943	$599,536
EMR	Emerson Electric Co	−38	8,166	$1,168,962
FCX	Freeport-Mcmoran Inc	−31	18,643	$1,172,458
AAPL	Apple Inc.	−23	2,302	$666,106
DHI	Horton D R Inc /De/	−22	4,204	$684,747
CPA	Copa Holdings, S.A.	−21	7,188	$1,118,237
BRK-B	Berkshire Hathaway Inc	−12	501	$250,695
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
CSX	Csx Corp	31,200	$1,482,936
AVGO	Broadcom Inc.	1,331	$502,785
WSM	Williams Sonoma Inc	1,102	$256,876
No positions match the current search.

Sold Out

Positions the filer fully exited

8 positions

Ticker	Company	Shares	Value
TSCO	Tractor Supply Co /De/	42,200	$1,911,660
KMT	Kennametal Inc	25,243	$912,029
TLK	Perusahaan Perseroan Persero Pt Telekomunikasi Indonesia Tbk	25,537	$477,031
TSLX	Sixth Street Specialty Lending, Inc.	24,325	$447,093
CME	Cme Group Inc.	1,017	$300,370
FOXA	Fox Corp	5,014	$292,817
VXUS	Vanguard Total International Stock ETF	2,760	$212,823
ULTA	Ulta Beauty, Inc.	401	$209,606
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

85 tracked positions · $184,208,602 total · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 85 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AEM	Agnico Eagle Mines Ltd Basic Materials	Added	57,724	+3,907	$8,954,724	−18.0%	4.86%
TER	Teradyne, Inc Technology	Reduced	17,233	-2,903	$8,338,014	+39.7%	4.53%
PM	Philip Morris International Inc. Consumer Defensive	Added	44,808	+1,055	$8,106,215	+12.1%	4.40%
CCJ	Cameco Corp Energy	Reduced	65,546	-2,875	$6,676,515	−10.2%	3.62%
WPM	Wheaton Precious Metals Corp. Basic Materials	Added	57,172	+2,232	$6,421,559	−10.8%	3.49%
JCI	Johnson Controls International plc Industrials	Reduced	39,404	-2,590	$5,757,318	+4.7%	3.13%
RBA	Rb Global Inc. Industrials	Added	48,941	+906	$5,699,179	+23.8%	3.09%
SCHW	Schwab Charles Corp Financial Services	Added	60,771	+4,952	$5,607,340	+6.9%	3.04%
SCCO	Southern Copper Corp/ Basic Materials	Added	31,720	+3,487	$5,527,527	+13.8%	3.00%
FMX	Mexican Economic Development Inc Consumer Defensive	Reduced	37,482	-2,549	$4,793,947	+7.8%	2.60%
CSCO	Cisco Systems, Inc. Technology	Reduced	40,352	-6,082	$4,739,745	+31.6%	2.57%
MDT	Medtronic plc Healthcare	Added	51,778	+4,855	$4,050,592	−0.4%	2.20%
HIG	Hartford Insurance Group, Inc. Financial Services	Added	30,343	+1,330	$4,021,054	+2.5%	2.18%
IBN	Icici Bank Ltd Financial Services	Added	136,060	+3,075	$3,949,821	+14.7%	2.14%
ROK	Rockwell Automation, Inc Industrials	Reduced	7,561	-123	$3,743,299	+35.7%	2.03%
AGI	Alamos Gold Inc Basic Materials	Added	113,554	+15,893	$3,445,228	−20.6%	1.87%
EMBJ	Embraer S.A. Industrials	Added	52,400	+1,700	$3,343,120	+11.1%	1.81%
COP	Conocophillips Energy	Reduced	29,761	-172	$3,093,953	−21.7%	1.68%
B	Barrick Mining Corp Basic Materials	Added	83,412	+25,292	$3,063,722	+29.2%	1.66%
OPRA	Opera Ltd Communication Services	Added	148,463	+1,612	$2,944,021	+40.6%	1.60%
ABT	Abbott Laboratories Healthcare	Added	29,600	+3,759	$2,685,904	+1.2%	1.46%
UNM	Unum Group Financial Services	Added	29,900	+300	$2,673,060	+23.7%	1.45%
SO	Southern Co Utilities	Added	25,575	+1,921	$2,447,783	+7.2%	1.33%
MAS	Masco Corp /De/ Industrials	Added	29,657	+35	$2,413,190	+34.9%	1.31%
UL	Unilever PLC Consumer Defensive	Added	39,339	+503	$2,365,060	+6.9%	1.28%
QCOM	Qualcomm Inc/De Technology	Reduced	12,697	-1,867	$2,346,278	+25.1%	1.27%
AVB	Avalonbay Communities Inc Real Estate	Added	12,238	+1,538	$2,309,188	+32.1%	1.25%
CINF	Cincinnati Financial Corp Financial Services	Reduced	12,185	-70	$2,255,930	+17.0%	1.22%
HUBB	Hubbell Inc Industrials	Added	4,308	+923	$2,253,945	+35.7%	1.22%
TOST	Toast, Inc. Technology	Added	80,204	+12,398	$2,231,275	+24.1%	1.21%
BBVA	Banco Bilbao Vizcaya Argentaria, S.A. Financial Services	Added	87,197	+3,144	$2,185,156	+20.0%	1.19%
AMAT	Applied Materials Inc /De Technology	Reduced	3,002	-3	$2,170,446	+111.3%	1.18%
SONY	Sony Group Corp Technology	Added	106,737	+636	$2,141,144	−2.5%	1.16%
FNV	FRANCO NEVADA Corp Basic Materials	Reduced	9,041	-1,050	$1,884,506	−24.4%	1.02%
JBL	Jabil Inc Technology	Reduced	4,868	-1,367	$1,876,516	+13.3%	1.02%
LDOS	Leidos Holdings, Inc. Technology	Added	18,002	+2,100	$1,853,665	−25.0%	1.01%
ZM	Zoom Communications, Inc. Technology	Added	19,605	+691	$1,692,107	+11.3%	0.92%
MCK	Mckesson Corp Healthcare	Added	2,176	+642	$1,644,185	+23.9%	0.89%
CMG	Chipotle Mexican Grill Inc Consumer Cyclical	Added	47,899	+3,769	$1,628,566	+15.3%	0.88%
AEP	American Electric Power Co Inc Utilities	Reduced	10,960	-851	$1,499,437	−3.1%	0.81%
AMX	America Movil Sab De Cv/ Communication Services	Reduced	57,155	-2,463	$1,485,458	−2.2%	0.81%
CSX	Csx Corp Industrials	NEW	31,200	NEW	$1,482,936	NEW	0.81%
EOG	Eog Resources Inc Energy	Added	11,267	+83	$1,461,667	−9.6%	0.79%
DGX	Quest Diagnostics Inc Healthcare	Added	6,807	+319	$1,442,743	+13.5%	0.78%
AZN	Astrazeneca PLC Healthcare	Added	7,484	+368	$1,419,116	+1.1%	0.77%
AME	Ametek Inc/ Industrials	Reduced	5,503	-49	$1,331,395	+11.9%	0.72%
RTO	Rentokil Initial PLC /Fi Industrials	Added	46,408	+2,942	$1,327,732	−3.0%	0.72%
PEG	Public Service Enterprise Group Inc Utilities	Added	16,215	+509	$1,316,009	+3.5%	0.71%
SYF	Synchrony Financial Financial Services	Added	17,173	+2,482	$1,306,006	+30.7%	0.71%
RJF	Raymond James Financial Inc Financial Services	Added	8,543	+1,303	$1,298,792	+23.9%	0.71%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.