Alley Investment Management Company, LLC

Registered adviser

CIK

1917618

Location

LAKE FOREST, IL

Portfolio Value

Small $855,958,422

Diversification

Diversified

Filing Date

Global Rank

#2,780 / 8,828 ▼ 160

Top Industry

Drug Manufacturers - General 7.4%

Period ended 4 months ago

Filed Jul 23, 2026 · 4mo

18 quarters · since Mar 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 317544

Roster of Nov 1, 2026

Regulatory AUM

$907,186,338

Main clients

Individuals and high net worth (93% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$907,186,338	Individuals and high net worth (93%)
Apr 2025 to Mar 2026	$843,699,361	Individuals and high net worth (94%)
Apr 2024 to Mar 2025	$765,472,925	Individuals and high net worth (94%)
May 2023 to Mar 2024	$683,549,462	Individuals and high net worth (93%)
Apr 2023	$683,549,462	Individuals and high net worth (93%)
Feb 2022 to Mar 2023	$779,990,680	Individuals and high net worth (92%)

1 earlier changes not shown.

Stated strategy

Fundamental active, Growth, Income, Fixed income / rates, Multi-asset, Private markets Form ADV Part 2A, Mar 30, 2026 · original

In the firm's words

Fundamental active: We invest in companies that have the fundamental wherewithal to sustainably pay a high dividend, as well as companies that demonstrate a high level of dividend growth.
Growth: The Core Portfolio philosophy is to focus on growth companies with proven track records, astute management teams, and strong potential for sustainable growth.
Income: The Dividend Portfolio philosophy focuses on investing in high-quality companies that have strong dividend-paying tendencies or cultures.
Fixed income / rates: We develop these programs using low-cost and tax-efficient exchange-traded funds as well as fixed-income products to meet client-specific needs.
Multi-asset: Alley Company builds asset-allocation programs for clients around the Alley Company Core, Dividend, and Hybrid Portfolios.
Private markets: Alley Company has a business arrangement with SCS Capital Management LLC (“SCS”), who is an indirect, wholly owned subsidiary of Focus LLC, under which certain clients of Alley Company have the option of investing in certain private investment vehicles managed by SCS.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 42.4%, 29.0 effective positions, active share 67.4% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

15.0% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 15.6 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 67.4%; sector active share 16.8% against the combined 13F book's sector weights.

Over time 18 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

89 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

12.1%

+1.1 pts

Top 5

28.9%

+2.6 pts

Top 10

42.4%

+1.8 pts

HHI

344

Diversified+32

Portfolio Trend

18 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	17.1%	$146,164,274	25
Technology	16.9%	$144,757,394	11
Financial Services	14.7%	$125,976,034	12
Industrials	12.1%	$103,711,623	11
Healthcare	9.9%	$84,671,639	8
Consumer Defensive	8.5%	$72,368,558	6
Consumer Cyclical	6.6%	$56,496,473	4
Communication Services	6.5%	$55,417,106	4
Energy	3.2%	$27,382,038	3
Utilities	2.9%	$24,442,130	4
Real Estate	1.7%	$14,571,153	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

17 positions

Ticker	Company	Δ Shares	Shares	Value
CSCO	Cisco Systems, Inc.	+41,690	152,831	$17,951,529
VUG	VANGUARD GROWTH INDEX FUND	+11,389	13,705	$1,180,548
SBUX	Starbucks Corp	+7,351	158,040	$16,150,107
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	+4,649	372,097	$19,501,603
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	+3,557	205,103	$22,370,584
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	+3,157	205,080	$15,054,922
MUB	iShares National Muni Bond ETF	+2,289	136,328	$14,671,619
GOOGL	Alphabet Inc.	+1,774	114,653	$40,973,542
NVDA	Nvidia Corp	+838	105,159	$21,041,264
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+682	135,724	$8,101,365
SCHZ	Schwab U.S. Aggregate Bond ETF	+550	15,324	$354,444
VEA	Vanguard FTSE Developed Markets ETF	+522	86,863	$6,188,988
GE	General Electric Co	+133	37,015	$13,833,615
MA	Mastercard Inc	+116	31,234	$16,041,782
SCHD	Schwab U.S. Dividend Equity ETF	+88	14,765	$468,198
DHR	Danaher Corp	+72	44,137	$8,407,215
INTU	Intuit Inc.	+57	33,133	$8,647,713
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
AMP	Ameriprise Financial Inc	−26,234	2,795	$1,282,234
CSL	Carlisle Companies Inc	−17,926	7,061	$2,561,377
AJG	Arthur J. Gallagher & Co.	−12,286	9,809	$2,251,852
UNP	Union Pacific Corp	−8,743	76,467	$20,799,024
T	At&T Inc.	−8,297	204,340	$4,229,838
VZ	Verizon Communications Inc	−5,690	152,206	$6,444,402
USB	US Bancorp De	−5,415	109,868	$6,636,027
ABBV	AbbVie Inc.	−4,711	107,568	$27,068,411
NEE	Nextera Energy Inc	−4,386	66,033	$5,795,716
PLD	Prologis, Inc.	−4,101	107,560	$14,571,153
PM	Philip Morris International Inc.	−3,506	161,567	$29,229,085
WEC	Wec Energy Group, Inc.	−3,472	65,316	$7,626,949
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	−3,291	3,148	$599,756
PAYX	Paychex Inc	−3,233	197,614	$19,431,384
CVX	Chevron Corp	−2,961	123,205	$20,422,460
ABT	Abbott Laboratories	−2,682	145,425	$13,195,864
LMT	Lockheed Martin Corp	−2,655	24,723	$12,595,379
MS	Morgan Stanley	−2,539	65,293	$13,648,848
JPM	Jpmorgan Chase & Co	−2,462	107,291	$35,119,563
DUK	Duke Energy CORP	−2,335	84,809	$10,735,123
PSX	Phillips 66	−1,934	39,713	$6,713,482
COST	Costco Wholesale Corp	−1,862	19,453	$18,197,697
COF	Capital One Financial Corp	−1,802	58,466	$11,729,448
AAPL	Apple Inc.	−1,695	120,432	$34,848,203
PG	PROCTER & GAMBLE Co	−1,636	70,511	$10,339,733
No positions match the current search.

New Positions

Positions the filer opened this quarter

5 positions

Ticker	Company	Shares	Value
ASML	Asml Holding NV	7,297	$14,516,942
SOXX	iShares Semiconductor ETF	13,916	$8,916,816
CAT	Caterpillar Inc	242	$257,705
UNH	Unitedhealth Group Inc	580	$241,065
QQQ	Invesco Qqq Trust, Series 1	302	$222,392
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
RSP	Victory Portfolios II	1,050	$201,516
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

89 tracked positions · $855,958,422 total · filing declares 89 positions · $855,958,508 · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 89 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
GOOGL	Alphabet Inc. Communication Services	Added	114,653	+1,774	$40,973,542	+26.2%	18	before history	4.79%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	107,291	-2,462	$35,119,563	+8.8%	18	before history	4.10%
AAPL	Apple Inc. Technology	Reduced	120,432	-1,695	$34,848,203	+12.4%	18	before history	4.07%
PM	Philip Morris International Inc. Consumer Defensive	Reduced	161,567	-3,506	$29,229,085	+7.1%	18	before history	3.41%
ABBV	AbbVie Inc. Healthcare	Reduced	107,568	-4,711	$27,068,411	+10.8%	18	before history	3.16%
MSFT	Microsoft Corp Technology	Reduced	66,114	-620	$24,661,844	−0.2%	18	before history	2.88%
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	Added	205,103	+3,557	$22,370,584	+1.8%	18	before history	2.61%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	89,991	-676	$21,448,454	+13.6%	18	before history	2.51%
NVDA	Nvidia Corp Technology	Added	105,159	+838	$21,041,264	+15.7%	9	unpriced	2.46%
UNP	Union Pacific Corp Industrials	Reduced	76,467	-8,743	$20,799,024	+0.6%	18	before history	2.43%
CVX	Chevron Corp Energy	Reduced	123,205	-2,961	$20,422,460	−21.8%	18	before history	2.39%
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	Added	372,097	+4,649	$19,501,603	+1.0%	18	before history	2.28%
PAYX	Paychex Inc Technology	Reduced	197,614	-3,233	$19,431,384	+5.0%	18	before history	2.27%
ETN	Eaton Corp plc Industrials	Reduced	45,218	-517	$19,268,294	+17.8%	6	$330.87	2.25%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	52,994	-1,348	$18,689,923	+4.6%	18	before history	2.18%
BLK	BlackRock, Inc. Financial Services	Reduced	19,120	-372	$18,385,027	−1.9%	7	$1,014.65	2.15%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	19,453	-1,862	$18,197,697	−14.3%	18	before history	2.13%
CSCO	Cisco Systems, Inc. Technology	Added	152,831	+41,690	$17,951,529	+108.2%	18	before history	2.10%
PH	Parker-Hannifin Corp Industrials	Reduced	18,004	-181	$17,610,072	+8.2%	6	$702.84	2.06%
SBUX	Starbucks Corp Consumer Cyclical	Added	158,040	+7,351	$16,150,107	+19.6%	18	before history	1.89%
MA	Mastercard Inc Financial Services	Added	31,234	+116	$16,041,782	+3.2%	18	before history	1.87%
LLY	ELI LILLY & Co Healthcare	Reduced	12,873	-8	$15,440,263	+30.3%	12	$604.81	1.80%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	205,080	+3,157	$15,054,922	+1.2%	18	before history	1.76%
MUB	iShares National Muni Bond ETF	Added	136,328	+2,289	$14,671,619	+3.1%	18	before history	1.71%
PLD	Prologis, Inc. Real Estate	Reduced	107,560	-4,101	$14,571,153	−1.3%	18	before history	1.70%
ASML	Asml Holding NV Technology	NEW	7,297	NEW	$14,516,942	NEW	1	$1,591.72	1.70%
GE	General Electric Co Industrials	Added	37,015	+133	$13,833,615	+32.2%	3	$308.28	1.62%
MS	Morgan Stanley Financial Services	Reduced	65,293	-2,539	$13,648,848	+22.3%	15	$106.26	1.59%
ABT	Abbott Laboratories Healthcare	Reduced	145,425	-2,682	$13,195,864	−13.2%	18	before history	1.54%
LMT	Lockheed Martin Corp Industrials	Reduced	24,723	-2,655	$12,595,379	−23.9%	18	before history	1.47%
COF	Capital One Financial Corp Financial Services	Reduced	58,466	-1,802	$11,729,448	+6.7%	5	$187.27	1.37%
HSY	Hershey Co Consumer Defensive	Reduced	64,738	-660	$11,358,282	−16.5%	4	$194.99	1.33%
DUK	Duke Energy CORP Utilities	Reduced	84,809	-2,335	$10,735,123	−5.9%	18	before history	1.25%
SYK	Stryker Corp Healthcare	Reduced	33,821	-45	$10,648,203	−4.3%	18	before history	1.24%
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	Reduced	130,019	-146	$10,397,619	+0.4%	18	before history	1.21%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	20,688	-314	$10,352,068	+2.9%	18	before history	1.21%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	70,511	-1,636	$10,339,733	−0.8%	18	before history	1.21%
IJR	iShares Core S&P Small-Cap ETF	Reduced	69,457	-811	$10,301,167	+17.9%	18	before history	1.20%
SNA	Snap-on Inc Industrials	Reduced	25,360	-1,442	$10,204,864	+4.8%	18	before history	1.19%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	125,207	-1,269	$9,654,711	+13.0%	18	before history	1.13%
CME	Cme Group Inc. Financial Services	Reduced	43,015	-699	$9,499,002	−26.4%	18	before history	1.11%
SOXX	iShares Semiconductor ETF	NEW	13,916	NEW	$8,916,816	NEW	1	unpriced	1.04%
AMGN	Amgen Inc Healthcare	Reduced	24,058	-1,253	$8,711,882	−2.2%	18	before history	1.02%
INTU	Intuit Inc. Technology	Added	33,133	+57	$8,647,713	−39.5%	18	before history	1.01%
DHR	Danaher Corp Healthcare	Added	44,137	+72	$8,407,215	+0.6%	18	before history	0.98%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	135,724	+682	$8,101,365	+11.0%	18	before history	0.95%
WEC	Wec Energy Group, Inc. Utilities	Reduced	65,316	-3,472	$7,626,949	−4.2%	18	before history	0.89%
PSX	Phillips 66 Energy	Reduced	39,713	-1,934	$6,713,482	−11.5%	18	before history	0.78%
USB	US Bancorp De Financial Services	Reduced	109,868	-5,415	$6,636,027	+10.7%	18	before history	0.78%
VZ	Verizon Communications Inc Communication Services	Reduced	152,206	-5,690	$6,444,402	−18.7%	18	before history	0.75%

Showing the top 50 of 89 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.