MILESTONE ASSET MANAGEMENT, LLC

Registered adviser

CIK

1964722

Location

PITTSBURGH, PA

Portfolio Value

Small $506,532,291

Diversification

Diversified

Reports for

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

Files via

First Trust Advisors LP AE Wealth Management LLC Foundations Investment Advisors, LLC ASSETMARK, INC

Filing Date

Global Rank

#3,557 / 8,807 ▼ 40 · as of Jun 2026

Top Industry

Semiconductors 13.3%

Period ended 20 days ago

Filed Oct 15, 2026 · 5d

16 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 310441

Roster of Oct 1, 2026

Regulatory AUM

$690,673,342

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$690,673,342	Individuals and high net worth (100%)
Apr 2025 to Feb 2026	$546,273,689	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$445,758,992	Individuals and high net worth (100%)
May 2023 to Mar 2024	$384,400,035	Individuals and high net worth (100%)
Apr 2023	$384,400,035	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$398,495,922	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 45.1%, 27.4 effective positions, active share 71.4% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

96.8% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 7.9 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 71.4%; sector active share 47.4% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

238 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

15.6%

+1.3 pts

Top 5

33.7%

+1.4 pts

Top 10

47.4%

+2.3 pts

HHI

424

Diversified+60

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	50.4%	$255,246,368	131
Technology	25.2%	$127,398,410	35
Healthcare	6.6%	$33,283,758	16
Consumer Defensive	5.5%	$27,735,959	7
Industrials	3.3%	$16,779,654	15
Consumer Cyclical	3.1%	$15,912,692	6
Financial Services	2.7%	$13,494,015	12
Communication Services	1.3%	$6,426,602	6
Energy	0.9%	$4,613,773	6
Basic Materials	0.6%	$3,152,852	1
Real Estate	0.5%	$2,488,208	3

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
GOVT	iShares U.S. Treasury Bond ETF	+289,080	660,867	$0
—		+209,789	318,534	$0
EXEL	Exelixis, Inc.	+170,738	200,127	$11,689,418
SCHD	Schwab U.S. Dividend Equity ETF	+100,981	162,920	$5,299,787
MO	Altria Group, Inc.	+100,342	159,594	$10,747,059
SHOP	Shopify Inc.	+56,459	81,973	$12,156,595
JNK	State Street(R) SPDR(R) Bloomberg High Yield Bond ETF	+46,618	58,557	$5,431,161
EFA	iShares MSCI EAFE ETF	+40,335	51,519	$0
NVDA	Nvidia Corp	+38,658	91,968	$21,003,651
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	+35,082	43,712	$1,724,001
ANET	Arista Networks, Inc.	+33,071	52,776	$10,744,665
—		+22,837	28,131	$0
AAPL	Apple Inc.	+22,567	88,620	$29,512,231
EXPE	Expedia Group, Inc.	+21,689	33,734	$8,884,186
—		+18,342	22,773	$0
XLF	State Street Corp	+16,401	39,878	$0
SGOV	iShares 0-3 Month Treasury Bond ETF	+15,352	307,206	$0
BSCQ	Invesco BulletShares 2026 Corporate Bond ETF	+14,908	371,135	$7,244,555
ACYN	First Trust Exchange-Traded Fund	+14,515	24,920	$519,831
—		+14,478	39,611	$0
BUFR	FT Vest Laddered Buffer ETF	+13,866	1,054,646	$39,517,585
BSJQ	Invesco BulletShares 2026 High Yield Corporate Bond ETF	+12,997	234,772	$5,358,670
IYR	iShares U.S. Real Estate ETF	+11,117	13,830	$0
INTC	Intel Corp	+10,839	15,604	$1,876,068
CRWD	CrowdStrike Holdings, Inc.	+10,830	14,789	$3,915,387
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
FLRN	State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF	−760,880	35,620	$1,098,520
SSO	ProShares Ultra S&P500	−69,560	3,336	$231,284
IALT		−62,187	74,019	$2,210,207
DYNF	iShares U.S. Equity Factor Rotation Active ETF	−40,809	72,206	$5,000,987
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−37,106	72,981	$4,461,328
PEP	Pepsico Inc	−35,131	1,716	$217,451
BAI	BlackRock ETF Trust	−30,965	47,550	$2,243,884
SCHG	Schwab U.S. Large-Cap Growth ETF	−26,195	140,706	$5,055,566
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	−25,373	101,946	$6,245,211
BUFD	FT Vest Laddered Deep Buffer ETF	−23,115	372,462	$11,311,670
BINC		−20,101	112,417	$5,709,659
ORCL	Oracle Corp	−19,752	7,937	$1,089,749
IBIT	iShares Bitcoin Trust ETF	−18,926	20,482	$969,617
—		−18,388	167,885	$0
CORO		−18,089	131,353	$4,774,681
GGOV		−17,517	123,518	$6,188,251
THRO		−17,418	38,584	$1,696,924
IVW	iShares S&P 500 Growth ETF	−16,829	36,994	$0
SPY	Spdr S&P 500 ETF Trust	−14,820	3,669	$2,798,089
AMGN	Amgen Inc	−14,819	3,059	$1,289,398
SYSB	iShares Systematic Bond ETF	−12,638	81,002	$0
EPD	Enterprise Products Partners L.P.	−12,083	7,386	$263,015
MRK	Merck & Co., Inc.	−9,248	7,709	$1,120,194
BMNR	Bitmine Immersion Technologies, Inc.	−9,010	8,015	$211,836
QYLD	Global X NASDAQ 100 Covered Call ETF	−8,759	18,925	$0
No positions match the current search.

New Positions

Positions the filer opened this quarter

18 positions

Ticker	Company	Shares	Value
KR	Kroger Co	186,351	$10,923,895
FTNT	Fortinet, Inc.	57,520	$10,282,274
UPS	United Parcel Service Inc	93,780	$8,762,802
MBBA		147,484	$6,918,474
SHW	Sherwin Williams Co	9,753	$3,152,852
INRO		69,615	$2,562,333
GPIX	Goldman Sachs S&P 500 Premium Income ETF	38,990	$2,176,811
DIA	Spdr Dow Jones Industrial Average ETF Trust	3,534	$1,797,215
O	Realty Income Corp	28,578	$1,551,784
IDEF		48,494	$1,514,322
XOM	ExxonMobil Holdings Corp	8,557	$1,392,651
EPC	EDGEWELL PERSONAL CARE Co	50,054	$1,350,456
REGN	Regeneron Pharmaceuticals, Inc.	1,651	$1,251,903
PBH	Prestige Consumer Healthcare Inc.	27,280	$1,251,333
CRAK	VanEck Oil Refiners ETF	3,500	$221,690
CRWL	GraniteShares 2x Long CRWD Daily ETF	2,045	$214,262
VAL	Valaris Ltd	2,700	$212,004
LDOS	Leidos Holdings, Inc.	1,686	$205,405
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
BMY	Bristol Myers Squibb Co	141,848	$8,173,281
DE	Deere & Co	9,157	$5,808,559
VRT	Vertiv Holdings Co	16,157	$5,409,685
PWR	Quanta Services, Inc.	7,090	$5,105,083
SPMO	Invesco Ltd.	20,696	$3,343,231
LAMR	Lamar Advertising Co/New	19,740	$3,079,045
CSCO	Cisco Systems, Inc.	24,690	$2,900,086
FTI	TechnipFMC plc	42,087	$2,790,368
VZ	Verizon Communications Inc	63,359	$2,682,619
VOD	Vodafone Group Public Ltd Co	187,543	$2,481,193
AMAT	Applied Materials Inc /De	2,849	$2,059,827
AVEM	Avantis Emerging Markets Equity ETF	16,521	$1,594,111
CAH	Cardinal Health Inc	6,465	$1,535,825
PCRX	Pacira BioSciences, Inc.	51,957	$1,318,149
VVX	V2X, Inc.	17,521	$1,306,365
JBL	Jabil Inc	3,328	$1,282,877
IDVO	Amplify CWP International Enhanced Dividend Income ETF	26,298	$1,104,516
DIVO	Amplify CWP Enhanced Dividend Income ETF	24,111	$1,101,872
TDS	Telephone & Data Systems Inc /De/	28,444	$1,052,712
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	4,687	$740,686
GPIQ	Goldman Sachs Nasdaq-100 Premium Income ETF	10,145	$601,699
SPHQ	Invesco S&P 500 Quality ETF	5,719	$515,281
BPRE	Bluerock Private Real Estate Fund	35,470	$461,464
ED	Consolidated Edison Inc	3,939	$435,770
FANG	Diamondback Energy, Inc.	2,303	$404,821
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

238 tracked positions · $506,532,291 total · filing declares 301 positions · $631,269,348 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 238 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
BUFR	FT Vest Laddered Buffer ETF	Added	1,054,646	+13,866	$39,517,585	+3.9%	7.80%
AAPL	Apple Inc. Technology	Added	88,620	+22,567	$29,512,231	+54.4%	5.83%
NVDA	Nvidia Corp Technology	Added	91,968	+38,658	$21,003,651	+96.9%	4.15%
SHOP	Shopify Inc. Technology	Added	81,973	+56,459	$12,156,595	+317.3%	2.40%
EXEL	Exelixis, Inc. Healthcare	Added	200,127	+170,738	$11,689,418	+631.0%	2.31%
BUFD	FT Vest Laddered Deep Buffer ETF	Reduced	372,462	-23,115	$11,311,670	−3.8%	2.23%
KR	Kroger Co Consumer Defensive	NEW	186,351	NEW	$10,923,895	NEW	2.16%
MO	Altria Group, Inc. Consumer Defensive	Added	159,594	+100,342	$10,747,059	+152.1%	2.12%
ANET	Arista Networks, Inc. Technology	Added	52,776	+33,071	$10,744,665	+221.0%	2.12%
FTNT	Fortinet, Inc. Technology	NEW	57,520	NEW	$10,282,274	NEW	2.03%
EXPE	Expedia Group, Inc. Consumer Cyclical	Added	33,734	+21,689	$8,884,186	+188.3%	1.75%
UPS	United Parcel Service Inc Industrials	NEW	93,780	NEW	$8,762,802	NEW	1.73%
BSCQ	Invesco BulletShares 2026 Corporate Bond ETF	Added	371,135	+14,908	$7,244,555	+4.2%	1.43%
MBBA		NEW	147,484	NEW	$6,918,474	NEW	1.37%
GMAY	FT Vest U.S. Equity Moderate Buffer ETF - May	Added	156,493	+6,991	$6,872,562	+6.8%	1.36%
GAUG	FT Vest U.S. Equity Moderate Buffer ETF - August	Added	156,345	+6,973	$6,582,874	+6.4%	1.30%
GNOV	FT Vest U.S. Equity Moderate Buffer ETF - November	Added	151,027	+6,765	$6,465,465	+7.2%	1.28%
GFEB	FT Vest U.S. Equity Moderate Buffer ETF - February	Added	143,392	+6,461	$6,460,153	+7.2%	1.28%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Reduced	101,946	-25,373	$6,245,211	−20.2%	1.23%
GGOV		Reduced	123,518	-17,517	$6,188,251	−12.8%	1.22%
JEPI	JPMorgan Equity Premium Income ETF	Added	107,269	+48	$6,030,663	−0.4%	1.19%
BINC		Reduced	112,417	-20,101	$5,709,659	−17.7%	1.13%
JNK	State Street(R) SPDR(R) Bloomberg High Yield Bond ETF	Added	58,557	+46,618	$5,431,161	+372.0%	1.07%
BSJQ	Invesco BulletShares 2026 High Yield Corporate Bond ETF	Added	234,772	+12,997	$5,358,670	+5.2%	1.06%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Added	52,849	+5,354	$5,313,966	+11.0%	1.05%
SCHD	Schwab U.S. Dividend Equity ETF	Added	162,920	+100,981	$5,299,787	+169.8%	1.05%
KNG	FT Vest S&P 500 Dividend Aristocrats Target Income ETF	Added	108,800	+2,643	$5,237,632	−2.3%	1.03%
SPYI	NEOS S&P 500(R) High Income ETF	Added	96,105	+3,232	$5,109,902	+3.6%	1.01%
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	140,706	-26,195	$5,055,566	−10.5%	1.00%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Reduced	72,206	-40,809	$5,000,987	−34.9%	0.99%
CORO		Reduced	131,353	-18,089	$4,774,681	−12.7%	0.94%
MSFT	Microsoft Corp Technology	Reduced	9,009	-1,362	$4,620,716	+19.4%	0.91%
UNH	Unitedhealth Group Inc Healthcare	Added	12,480	+1,570	$4,581,158	+1.0%	0.90%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Reduced	72,981	-37,106	$4,461,328	−33.3%	0.88%
V	Visa Inc. Financial Services	Added	12,176	+798	$4,375,201	+12.1%	0.86%
QQQ	Invesco Qqq Trust, Series 1	Reduced	5,661	-434	$4,187,837	−6.7%	0.83%
PLTR	Palantir Technologies Inc. Technology	Reduced	22,176	-289	$4,148,020	+58.3%	0.82%
AMD	Advanced Micro Devices Inc Technology	Reduced	6,582	-368	$4,026,604	−0.3%	0.79%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	14,789	+10,830	$3,915,387	+29.6%	0.77%
QQQI	NEOS Nasdaq-100(R) High Income ETF	Reduced	66,186	-2,868	$3,676,632	−6.2%	0.73%
BALT		Reduced	103,358	-2,229	$3,612,362	−0.2%	0.71%
BOND	PIMCO Active Bond Exchange-Traded Fund	Reduced	38,777	-268	$3,373,211	−6.3%	0.67%
SHW	Sherwin Williams Co Basic Materials	NEW	9,753	NEW	$3,152,852	NEW	0.62%
LLY	ELI LILLY & Co Healthcare	Reduced	2,713	-3,702	$3,139,157	−59.2%	0.62%
CRM	Salesforce, Inc. Technology	Added	13,197	+8,655	$3,029,635	+325.8%	0.60%
UDEC		Reduced	69,810	-3,010	$2,989,438	−1.5%	0.59%
DIS	Walt Disney Co Communication Services	Reduced	28,191	-3,503	$2,957,235	−3.1%	0.58%
TSLA	Tesla, Inc. Consumer Cyclical	Added	8,039	+89	$2,852,317	−14.7%	0.56%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	16,698	+9,242	$2,812,277	+137.7%	0.56%
SPY	Spdr S&P 500 ETF Trust	Reduced	3,669	-15,520	$2,798,089	−80.5%	0.55%

Showing the top 50 of 238 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.