Lewis Asset Management, LLC

Registered adviser

CIK

2004520

Location

LAFAYETTE, CA

Portfolio Value

Small $288,062,210

Diversification

Diversified

Filing Date

Global Rank

#5,383 / 8,819 ▲ 49 · as of Jun 2026

Top Industry

Semiconductors 16.5%

Period ended 29 days ago

Filed Oct 14, 2026 · 15d

12 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 143409

Roster of Oct 1, 2026

Regulatory AUM

$387,050,385

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Feb 2026 to Oct 2026	$387,050,385	Individuals and high net worth (99%)
Feb 2025 to Jan 2026	$214,315,704	Individuals and high net worth (99%)
Apr 2024 to Jan 2025	$175,895,298	Individuals and high net worth (100%)
May 2023 to Mar 2024	$153,655,713	Individuals and high net worth (100%)
Apr 2023	$153,655,713	Individuals and high net worth (100%)
Mar 2022 to Mar 2023	$140,995,733	Individuals and high net worth (99%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 37.1%, 47.6 effective positions, active share 46.2% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

15.6% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 8.7 quarters (4 to under 12)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 46.2%; sector active share 17.1% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

223 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

6.8%

+1.0 pts

Top 5

26.9%

+1.3 pts

Top 10

39.2%

+2.0 pts

HHI

229

Diversified+19

Portfolio Trend

12 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	28.1%	$80,872,092	78
Technology	27.8%	$80,046,306	28
Healthcare	8.3%	$23,826,044	19
Financial Services	7.7%	$22,057,679	26
Communication Services	6.3%	$18,073,344	6
Consumer Cyclical	5.7%	$16,438,691	9
Industrials	5.4%	$15,645,855	23
Consumer Defensive	4.7%	$13,454,308	10
Energy	4.2%	$12,032,511	10
Real Estate	1.0%	$2,991,070	6
Basic Materials	0.7%	$2,087,195	6
Utilities	0.2%	$537,115	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
URA	Global X Uranium ETF	+21,625	50,911	$2,028,803
QXO	QXO, Inc.	+19,940	251,090	$2,935,242
CARY	Angel Oak Income ETF	+19,608	118,649	$2,387,217
VKTX	Viking Therapeutics, Inc.	+16,545	83,335	$2,716,721
CRWD	CrowdStrike Holdings, Inc.	+15,066	19,970	$5,287,057
SCHD	Schwab U.S. Dividend Equity ETF	+6,022	15,927	$518,105
BKLN	Invesco Ltd.	+5,750	33,585	$0
APH	Amphenol Corp	+5,464	10,100	$851,430
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	+4,989	18,418	$927,346
COF	Capital One Financial Corp	+4,565	13,879	$2,679,618
TLT	iShares 20+ Year Treasury Bond ETF	+2,495	7,903	$614,695
COWZ	Pacer US Cash Cows 100 ETF	+2,489	27,058	$1,806,392
NOW	ServiceNow, Inc.	+2,471	9,306	$1,247,097
NVDA	Nvidia Corp	+2,445	85,462	$19,517,811
LNG	Cheniere Energy, Inc.	+1,973	8,029	$2,160,041
SPYI	NEOS S&P 500(R) High Income ETF	+1,478	26,867	$1,428,518
MFC	Manulife Financial Corp	+1,407	14,164	$603,244
IFRA	iShares U.S. Infrastructure ETF	+1,398	14,445	$794,908
AOHY	Angel Oak	+1,241	28,887	$308,224
ORLY	O Reilly Automotive Inc	+1,173	5,748	$490,936
EQT	EQT Corp	+1,008	11,016	$534,936
NTLA	Intellia Therapeutics, Inc.	+1,000	19,270	$232,396
ICOW	Pacer Developed Markets International Cash Cows 100 ETF	+990	17,471	$734,830
DFAI	Dimensional International Core Equity Market ETF	+873	12,682	$525,415
JPM	Jpmorgan Chase & Co	+823	4,819	$1,594,269
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
RITM	Rithm Capital Corp.	−21,396	154,014	$1,375,345
JEPI	JPMorgan Equity Premium Income ETF	−4,329	57,148	$3,212,860
META	Meta Platforms, Inc.	−4,011	5,436	$3,942,078
NFLX	Netflix Inc	−3,996	4,091	$284,651
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	−2,959	8,192	$419,676
MRVL	Marvell Technology, Inc.	−2,657	1,581	$417,716
ORCL	Oracle Corp	−2,038	16,972	$2,330,255
UYLD	Angel Oak UltraShort Income ETF	−2,018	59,867	$3,037,112
ARCC	Ares Capital Corp	−1,883	48,365	$923,771
INDA	iShares MSCI India ETF	−1,750	5,598	$261,314
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	−1,291	4,434	$453,066
IEF	iShares 7-10 Year Treasury Bond ETF	−1,213	10,205	$911,408
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	−962	21,121	$1,293,872
MP	MP Materials Corp.	−940	8,060	$381,157
KMB	Kimberly Clark Corp	−900	5,204	$507,025
VZ	Verizon Communications Inc	−815	19,400	$889,878
VFLO	VictoryShares Free Cash Flow ETF	−798	4,359	$223,137
AAPL	Apple Inc.	−783	54,646	$18,198,210
AMD	Advanced Micro Devices Inc	−713	7,524	$4,602,882
BX	Blackstone Inc.	−711	5,930	$664,693
PFE	Pfizer Inc	−697	17,230	$491,399
CTA	EIDP, Inc.	−696	9,604	$0
SCHZ	Schwab U.S. Aggregate Bond ETF	−603	10,236	$226,215
DCMT	DoubleLine Commodity Strategy ETF	−569	14,117	$527,891
GOOGL	Alphabet Inc.	−519	18,877	$6,495,198
No positions match the current search.

New Positions

Positions the filer opened this quarter

20 positions

Ticker	Company	Shares	Value
IBDT	iShares iBonds Dec 2028 Term Corporate ETF	35,500	$886,080
VIST	Vista Energy, S.A.B. de C.V.	11,800	$771,130
INTC	Intel Corp	6,141	$738,332
BEDY	BNY Mellon ETF Trust II	25,289	$723,123
QQQI	NEOS Nasdaq-100(R) High Income ETF	6,315	$350,798
VMRK	Vivmark Residential	5,454	$331,385
FRVO	Fervo Energy Co	24,000	$326,160
IBIT	iShares Bitcoin Trust ETF	6,368	$301,461
PLSE	Pulse Biosciences, Inc.	6,000	$299,520
LHX	L3harris Technologies, Inc.	1,167	$276,322
APLE	Apple Hospitality REIT, Inc.	17,006	$274,816
AZN	Astrazeneca PLC	1,665	$268,847
HPQ	Hp Inc	8,376	$262,001
LDRT	iShares iBonds 1-5 Year Treasury Ladder ETF	10,000	$245,900
PLTR	Palantir Technologies Inc.	1,277	$238,862
AVLN	Avalyn Pharma Inc.	8,000	$227,920
VOO	VANGUARD 500 INDEX FUND	313	$219,369
CB	Chubb Ltd	671	$218,242
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	3,445	$204,322
ANET	Arista Networks, Inc.	994	$202,368
No positions match the current search.

Sold Out

Positions the filer fully exited

16 positions

Ticker	Company	Shares	Value
—		24,325	$910,241
MNRO	Monro, Inc.	49,855	$853,019
IBM	International Business Machines Corp	2,712	$762,641
PDI	PIMCO Dynamic Income Fund	33,369	$557,262
BLDR	Builders FirstSource, Inc.	4,525	$404,897
—		1,955	$368,889
SNDK	Sandisk Corp	143	$325,143
OKLO	Oklo Inc.	5,625	$294,356
AB	Alliancebernstein Holding L.P.	6,800	$239,496
TROW	Price T Rowe Group Inc	2,056	$233,746
MRSH	Marsh & Mclennan Companies, Inc.	1,377	$229,504
SHY	iShares 1-3 Year Treasury Bond ETF	2,671	$219,315
DFTX	Definium Therapeutics, Inc.	4,585	$215,678
TOST	Toast, Inc.	7,518	$209,150
PAVE	Global X U.S. Infrastructure Development ETF	3,475	$204,747
JOBY	Joby Aviation, Inc.	10,500	$93,660
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

223 tracked positions · $288,062,210 total · filing declares 223 positions · $293,697,323 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 223 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp Technology	Added	85,462	+2,445	$19,517,811	+17.5%	6.78%
AAPL	Apple Inc. Technology	Reduced	54,646	-783	$18,198,210	+13.5%	6.32%
SPY	Spdr S&P 500 ETF Trust	Reduced	16,328	-282	$12,452,222	+0.4%	4.32%
AMZN	Amazon Com Inc Consumer Cyclical	Added	38,520	+360	$9,597,258	+5.5%	3.33%
MSFT	Microsoft Corp Technology	Reduced	14,712	-152	$7,545,784	+36.1%	2.62%
GOOGL	Alphabet Inc. Communication Services	Reduced	18,877	-519	$6,495,198	−6.3%	2.25%
GOOG	Alphabet Inc. Communication Services	Reduced	17,391	-153	$5,925,809	−4.4%	2.06%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	60,228	-249	$5,427,145	+4.2%	1.88%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	19,970	+15,066	$5,287,057	+41.3%	1.84%
AVGO	Broadcom Inc. Technology	Added	14,534	+292	$5,104,195	−5.1%	1.77%
AMD	Advanced Micro Devices Inc Technology	Reduced	7,524	-713	$4,602,882	−3.8%	1.60%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Held	8,520	0	$4,332,846	−2.6%	1.50%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Added	29,427	+85	$4,310,466	−3.5%	1.50%
ABBV	AbbVie Inc. Healthcare	Reduced	15,890	-305	$4,156,665	+2.0%	1.44%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	7,970	-1	$3,968,661	−0.5%	1.38%
META	Meta Platforms, Inc. Communication Services	Reduced	5,436	-4,011	$3,942,078	−25.9%	1.37%
JNJ	Johnson & Johnson Healthcare	Reduced	14,667	-74	$3,882,941	+3.7%	1.35%
COST	Costco Wholesale Corp Consumer Defensive	Added	3,555	+147	$3,236,258	+1.5%	1.12%
JEPI	JPMorgan Equity Premium Income ETF	Reduced	57,148	-4,329	$3,212,860	−7.5%	1.12%
LLY	ELI LILLY & Co Healthcare	Added	2,724	+54	$3,151,885	−1.6%	1.09%
UYLD	Angel Oak UltraShort Income ETF	Reduced	59,867	-2,018	$3,037,112	−3.8%	1.05%
QQQ	Invesco Qqq Trust, Series 1	Reduced	3,984	-6	$2,947,243	+0.3%	1.02%
QXO	QXO, Inc. Industrials	Added	251,090	+19,940	$2,935,242	−26.5%	1.02%
WMT	Walmart Inc. Consumer Defensive	Reduced	27,851	-116	$2,894,275	−8.6%	1.00%
CSCO	Cisco Systems, Inc. Technology	Added	26,838	+636	$2,888,573	−6.1%	1.00%
IJR	iShares Core S&P Small-Cap ETF	Added	20,792	+76	$2,828,543	−7.9%	0.98%
VKTX	Viking Therapeutics, Inc. Healthcare	Added	83,335	+16,545	$2,716,721	+4.3%	0.94%
COF	Capital One Financial Corp Financial Services	Added	13,879	+4,565	$2,679,618	+43.4%	0.93%
CVX	Chevron Corp Energy	Reduced	12,638	-13	$2,580,805	+23.1%	0.90%
MU	Micron Technology Inc Technology	Reduced	2,295	-119	$2,444,427	−12.3%	0.85%
MDY	Spdr S&P Midcap 400 ETF Trust	Added	3,675	+1	$2,413,409	−6.6%	0.84%
CARY	Angel Oak Income ETF	Added	118,649	+19,608	$2,387,217	+16.0%	0.83%
ORCL	Oracle Corp Technology	Reduced	16,972	-2,038	$2,330,255	−16.4%	0.81%
GS	Goldman Sachs Group Inc Financial Services	Added	2,539	+19	$2,286,014	−10.3%	0.79%
VLO	Valero Energy Corp Energy	Reduced	5,838	-75	$2,262,867	+46.9%	0.79%
LNG	Cheniere Energy, Inc. Energy	Added	8,029	+1,973	$2,160,041	+49.2%	0.75%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	14,619	-475	$2,123,848	−4.0%	0.74%
URA	Global X Uranium ETF	Added	50,911	+21,625	$2,028,803	+58.5%	0.70%
V	Visa Inc. Financial Services	Added	5,492	+192	$1,973,440	+8.5%	0.69%
XOM	ExxonMobil Holdings Corp Energy	Added	11,903	+109	$1,937,213	+20.1%	0.67%
ABT	Abbott Laboratories Healthcare	Reduced	18,301	-42	$1,808,687	+8.7%	0.63%
COWZ	Pacer US Cash Cows 100 ETF	Added	27,058	+2,489	$1,806,392	+18.2%	0.63%
IWO	iShares Russell 2000 Growth ETF	Held	4,801	0	$1,713,476	−9.4%	0.59%
AMGN	Amgen Inc Healthcare	Added	3,864	+215	$1,628,714	+23.3%	0.57%
JPM	Jpmorgan Chase & Co Financial Services	Added	4,819	+823	$1,594,269	+21.9%	0.55%
UNH	Unitedhealth Group Inc Healthcare	Reduced	4,035	-13	$1,481,167	−12.0%	0.51%
KO	Coca Cola Co Consumer Defensive	Added	16,934	+158	$1,457,678	+6.9%	0.51%
ROST	Ross Stores, Inc. Consumer Cyclical	Held	6,170	0	$1,440,078	+9.7%	0.50%
SPYI	NEOS S&P 500(R) High Income ETF	Added	26,867	+1,478	$1,428,518	+6.0%	0.50%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	7,073	-110	$1,384,539	+1.2%	0.48%

Showing the top 50 of 223 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.