CAP Partners, LLC

Registered adviser

CIK

2006870

Location

FRANKLIN, TN

Portfolio Value

Small $186,220,467

Diversification

Diversified

Filing Date

Global Rank

#6,436 / 8,807 ▼ 105 · as of Jun 2026

Top Industry

Semiconductors 17.7%

Period ended 20 days ago

Filed Oct 19, 2026 · 1d

12 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 144779

Roster of Oct 1, 2026

Regulatory AUM

$254,660,251

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Feb 2026 to Oct 2026	$254,660,251	Individuals and high net worth (100%)
Apr 2025 to Jan 2026	$220,229,192	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$178,952,142	Individuals and high net worth (100%)
May 2023 to Mar 2024	$149,655,376	Individuals and high net worth (100%)
Apr 2023	$149,655,376	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$163,980,867	Individuals and high net worth (100%)

1 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 62.5% of the book (60%+)

Turnover

Low turnover

14.4% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 9.3 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 76.7%; sector active share 53.9% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

169 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

14.9%

+1.0 pts

Top 5

42.7%

−2.1 pts

Top 10

59.1%

−3.3 pts

HHI

558

Diversified−14

Portfolio Trend

12 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	65.9%	$122,632,140	107
Technology	14.7%	$27,377,564	18
Consumer Cyclical	7.3%	$13,627,728	4
Financial Services	4.7%	$8,722,408	16
Communication Services	2.9%	$5,472,594	3
Industrials	1.5%	$2,752,931	6
Consumer Defensive	1.3%	$2,371,567	6
Energy	0.9%	$1,598,709	3
Healthcare	0.6%	$1,204,362	4
Real Estate	0.2%	$460,464	1
Basic Materials	0.0%	$0	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
QDVO		+8,713	46,266	$1,383,353
SCHX	Schwab U.S. Large-Cap ETF	+5,994	441,390	$13,241,700
—		+5,914	30,311	$0
SBAR		+5,472	22,818	$578,436
MLPI	NEOS MLP & Energy Infrastructure High Income ETF	+5,432	15,031	$754,706
CTA	EIDP, Inc.	+5,425	23,811	$0
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+5,158	53,838	$4,832,498
SCHD	Schwab U.S. Dividend Equity ETF	+5,119	118,744	$3,862,742
CRWD	CrowdStrike Holdings, Inc.	+4,913	6,642	$1,758,469
SPCX	Space Exploration Technologies Corp	+4,268	6,021	$908,328
NDIV		+3,942	26,967	$885,865
QQQI	NEOS Nasdaq-100(R) High Income ETF	+3,827	47,324	$2,628,848
IYRI	NEOS Real Estate High Income ETF	+3,708	22,318	$1,008,996
—		+3,699	19,177	$0
ASST	Strive, Inc.	+3,672	84,707	$2,491,232
IUSB	iShares Core Universal USD Bond ETF	+3,496	41,885	$0
SGOV	iShares 0-3 Month Treasury Bond ETF	+3,142	13,160	$0
SCMB	Schwab Municipal Bond ETF	+3,018	29,253	$706,752
NIHI	NEOS MSCI EAFE High Income ETF	+2,911	21,652	$1,102,736
GPIX	Goldman Sachs S&P 500 Premium Income ETF	+2,490	40,094	$2,238,448
GPIQ	Goldman Sachs Nasdaq-100 Premium Income ETF	+2,470	30,786	$1,784,972
GOVT	iShares U.S. Treasury Bond ETF	+2,383	16,825	$0
GFLW	VictoryShares Free Cash Flow Growth ETF	+2,105	36,656	$1,224,676
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	+2,003	67,020	$2,741,788
IAUI	NEOS Gold High Income ETF	+1,614	9,403	$454,352
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
VFLO	VictoryShares Free Cash Flow ETF	−7,799	67,556	$3,458,191
—		−7,500	12,900	$0
SCHF	Schwab International Equity ETF	−2,596	180,302	$4,952,895
SHOP	Shopify Inc.	−2,086	16,089	$2,385,998
RKT	Rocket Companies, Inc.	−1,838	24,716	$284,481
—		−1,550	36,853	$0
SCHA	Schwab U.S. Small-Cap ETF	−923	17,744	$578,986
IQQQ	ProShares Nasdaq-100 High Income ETF	−670	8,368	$408,977
ISPY	ProShares S&P 500 High Income ETF	−669	9,705	$463,899
AGG	iShares Core U.S. Aggregate Bond ETF	−559	3,139	$0
VO	VANGUARD MID-CAP INDEX FUND	−524	51,290	$4,022,161
IAUM	iShares Gold Trust Micro	−501	6,053	$250,715
SCHE	Schwab Emerging Markets Equity ETF	−489	56,127	$2,045,829
OKE	Oneok Inc /New/	−427	7,937	$676,787
MO	Altria Group, Inc.	−352	6,618	$445,656
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−325	45,940	$2,808,312
JQUA	JPMorgan U.S. Quality Factor ETF	−307	30,766	$2,270,530
IBIT	iShares Bitcoin Trust ETF	−271	14,487	$685,814
BTI	British American Tobacco p.l.c.	−246	5,632	$306,380
JEPI	JPMorgan Equity Premium Income ETF	−205	57,166	$3,213,872
O	Realty Income Corp	−190	8,480	$460,464
HD	Home Depot, Inc.	−187	991	$281,929
AAPL	Apple Inc.	−185	14,434	$4,806,810
JPST	JPMorgan Ultra-Short Income ETF	−173	30,565	$1,539,559
GBDC	GOLUB CAPITAL BDC, Inc.	−165	11,061	$139,700
No positions match the current search.

New Positions

Positions the filer opened this quarter

15 positions

Ticker	Company	Shares	Value
MU	Micron Technology Inc	466	$496,341
BTC	Grayscale Bitcoin Mini Trust ETF	11,515	$425,479
FWD	AB Disruptors ETF	2,255	$296,780
KCOP	Kurv Copper & Mining Enhanced Income ETF	12,157	$279,975
IALT		9,159	$273,487
TEM	Tempus AI, Inc.	2,979	$243,980
BSOL	Bitwise Solana Staking ETF	14,710	$237,566
QBSF	AllianzIM U.S. Equity Buffer15 ETF	8,175	$224,942
ALAB	Astera Labs, Inc.	627	$223,193
HOOD	Robinhood Markets, Inc.	1,876	$211,050
BCI	abrdn Bloomberg All Commodity Strategy K-1 Free ETF	8,042	$208,046
TSM	Taiwan Semiconductor Manufacturing Co Ltd	454	$207,110
AMGN	Amgen Inc	483	$203,589
DELL	Dell Technologies Inc.	376	$202,269
FLOT	iShares Floating Rate Bond ETF	12,481	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
MAIN	Main Street Capital CORP	3,954	$205,133
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

169 tracked positions · $186,220,467 total · filing declares 169 positions · $218,113,161 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 169 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SCHX	Schwab U.S. Large-Cap ETF	Added	441,390	+5,994	$13,241,700	+3.3%	7.11%
TSLA	Tesla, Inc. Consumer Cyclical	Added	22,219	+1,140	$7,883,523	−11.1%	4.23%
NVDA	Nvidia Corp Technology	Added	31,210	+981	$7,127,739	+17.8%	3.83%
AVSC	Avantis U.S. Small Cap Equity ETF	Added	79,343	+844	$5,485,775	−4.7%	2.95%
AVEM	Avantis Emerging Markets Equity ETF	Added	58,013	+1,510	$5,454,382	+0.0%	2.93%
SCHF	Schwab International Equity ETF	Reduced	180,302	-2,596	$4,952,895	−2.2%	2.66%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	53,838	+5,158	$4,832,498	+13.0%	2.60%
AAPL	Apple Inc. Technology	Reduced	14,434	-185	$4,806,810	+13.6%	2.58%
AMZN	Amazon Com Inc Consumer Cyclical	Added	19,100	+496	$4,758,765	+7.3%	2.56%
VO	VANGUARD MID-CAP INDEX FUND	Reduced	51,290	-524	$4,022,161	−3.7%	2.16%
SCHD	Schwab U.S. Dividend Equity ETF	Added	118,744	+5,119	$3,862,742	+7.2%	2.07%
AVDE	Avantis International Equity ETF	Added	40,871	+1,112	$3,682,885	+3.8%	1.98%
GOOG	Alphabet Inc. Communication Services	Added	10,256	+554	$3,494,629	+1.9%	1.88%
AVUV	Avantis U.S. Small Cap Value ETF	Added	29,600	+283	$3,485,992	−4.7%	1.87%
VFLO	VictoryShares Free Cash Flow ETF	Reduced	67,556	-7,799	$3,458,191	+0.3%	1.86%
JEPI	JPMorgan Equity Premium Income ETF	Reduced	57,166	-205	$3,213,872	−0.8%	1.73%
EVTR	Eaton Vance Total Return Bond ETF	Added	66,614	+686	$3,210,128	−4.0%	1.72%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Reduced	45,940	-325	$2,808,312	−0.1%	1.51%
AVLV	Avantis U.S. Large Cap Value ETF	Added	30,767	+286	$2,782,567	+0.1%	1.49%
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	Added	67,020	+2,003	$2,741,788	−4.2%	1.47%
QQQI	NEOS Nasdaq-100(R) High Income ETF	Added	47,324	+3,827	$2,628,848	+6.4%	1.41%
ASST	Strive, Inc. Financial Services	Added	84,707	+3,672	$2,491,232	+181.8%	1.34%
FTEC	Fidelity MSCI Information Technology Index ETF	Reduced	7,977	-23	$2,393,578	+4.8%	1.29%
SHOP	Shopify Inc. Technology	Reduced	16,089	-2,086	$2,385,998	+15.0%	1.28%
MSTR	Strategy Inc Technology	Added	14,912	+218	$2,282,878	+78.7%	1.23%
JQUA	JPMorgan U.S. Quality Factor ETF	Reduced	30,766	-307	$2,270,530	+1.1%	1.22%
GPIX	Goldman Sachs S&P 500 Premium Income ETF	Added	40,094	+2,490	$2,238,448	+7.1%	1.20%
MSFT	Microsoft Corp Technology	Reduced	4,208	-13	$2,158,283	+37.1%	1.16%
AVIG	Avantis Core Fixed Income ETF	Added	54,535	+680	$2,148,133	−3.7%	1.15%
SCHE	Schwab Emerging Markets Equity ETF	Reduced	56,127	-489	$2,045,829	−0.3%	1.10%
IDVO	Amplify CWP International Enhanced Dividend Income ETF	Added	46,711	+265	$1,940,374	−0.5%	1.04%
GPIQ	Goldman Sachs Nasdaq-100 Premium Income ETF	Added	30,786	+2,470	$1,784,972	+6.3%	0.96%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	6,642	+4,913	$1,758,469	+33.3%	0.94%
SPYI	NEOS S&P 500(R) High Income ETF	Added	32,801	+904	$1,744,029	+3.0%	0.94%
DIVO	Amplify CWP Enhanced Dividend Income ETF	Added	37,201	+115	$1,729,474	+2.0%	0.93%
XAIX	Xtrackers Artificial Intelligence and Big Data ETF	Added	26,527	+1,429	$1,559,257	+8.0%	0.84%
JPST	JPMorgan Ultra-Short Income ETF	Reduced	30,565	-173	$1,539,559	−1.0%	0.83%
QQQE	Direxion NASDAQ-100 Equal Weighted Index Shares	Reduced	12,343	-23	$1,482,517	—	0.80%
QDVO		Added	46,266	+8,713	$1,383,353	+23.4%	0.74%
COIN	Coinbase Global, Inc. Financial Services	Added	7,037	+189	$1,311,767	+31.0%	0.70%
AMD	Advanced Micro Devices Inc Technology	Added	2,022	+95	$1,236,978	+10.5%	0.66%
GFLW	VictoryShares Free Cash Flow Growth ETF	Added	36,656	+2,105	$1,224,676	+3.4%	0.66%
AVGO	Broadcom Inc. Technology	Added	3,415	+486	$1,199,313	+8.4%	0.64%
NIHI	NEOS MSCI EAFE High Income ETF	Added	21,652	+2,911	$1,102,736	+14.2%	0.59%
ANET	Arista Networks, Inc. Technology	Held	5,369	0	$1,093,074	+19.8%	0.59%
SCHB	Schwab U.S. Broad Market ETF	Added	36,971	+78	$1,083,620	+1.4%	0.58%
GOOGL	Alphabet Inc. Communication Services	Added	3,093	+220	$1,064,239	+3.7%	0.57%
IYRI	NEOS Real Estate High Income ETF	Added	22,318	+3,708	$1,008,996	+10.4%	0.54%
SCHM	Schwab U.S. Mid-Cap ETF	Added	29,246	+822	$994,948	−5.1%	0.53%
META	Meta Platforms, Inc. Communication Services	Added	1,260	+2	$913,726	+28.9%	0.49%

Showing the top 50 of 169 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.