Axos Invest Inc.

Registered adviser

CIK

2042928

Location

LAS VEGAS, NV

Portfolio Value

Small $129,334,082

Diversification

Highly concentrated

Filing Date

Global Rank

#7,681 / 8,815 ▼ 348 · as of Jun 2026

Period ended 24 days ago

Filed Oct 21, 2026 · 3d

9 quarters · since Sep 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 150953

Roster of Oct 1, 2026

Regulatory AUM

$150,762,519

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$150,762,519	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$146,996,118	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$143,029,772	Individuals and high net worth (100%)
May 2023 to Mar 2024	$154,517,399	Individuals and high net worth (100%)
Apr 2023	$154,517,399	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$209,432,473	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 98.8% of the book (60%+)

Turnover

Medium turnover

39.1% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 6.3 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 92.5%; sector active share 87.3% against the combined 13F book's sector weights.

Over time 8 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

21 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

48.0%

+2.2 pts

Top 5

89.3%

+2.0 pts

Top 10

99.3%

+0.4 pts

HHI

3,039

Highly concentrated+211

Portfolio Trend

9 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	100.0%	$129,334,082	20
Financial Services	0.0%	$0	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

5 positions

Ticker	Company	Δ Shares	Shares	Value
GENM	Genter Capital Municipal Quality Intermediate ETF	+2,020	68,671	$677,782
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	+460	96,931	$5,017,148
VOO	VANGUARD 500 INDEX FUND	+328	58,217	$40,801,966
SPMO	Invesco Ltd.	+168	2,233	$0
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	+35	3,263	$638,732
No positions match the current search.

Trimmed

Positions the filer reduced

13 positions

Ticker	Company	Δ Shares	Shares	Value
GENT	Genter Capital Taxable Quality Intermediate ETF	−18,337	707,819	$7,007,408
VEA	Vanguard FTSE Developed Markets ETF	−13,093	454,974	$32,125,714
SCHB	Schwab U.S. Broad Market ETF	−5,441	43,750	$1,282,312
SCHF	Schwab International Equity ETF	−4,242	64,810	$1,780,330
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	−3,808	101,600	$5,756,656
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−3,206	56,737	$21,233,254
—		−2,409	110,474	$0
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−2,054	28,876	$1,712,635
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	−1,381	32,625	$2,520,281
TIP	iShares TIPS Bond ETF	−1,360	48,377	$5,033,143
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	−695	3,708	$290,373
VNQ	VANGUARD REAL ESTATE INDEX FUND	−547	27,810	$2,492,610
IEMG	iShares Trust	−365	7,119	$0
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
BBP	Virtus Biotech Etf	3,875	$409,150
CLOZ	Eldridge BBB-B CLO ETF	8,348	$219,552
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
SPY	Spdr S&P 500 ETF Trust	390	$291,240
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

21 tracked positions · $129,334,082 total · filing declares 21 positions · $132,929,340 · as of Sep 30, 2026

All sectors Financial Services

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VOO	VANGUARD 500 INDEX FUND	Added	58,217	+328	$40,801,966	+2.6%	31.55%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	454,974	-13,093	$32,125,714	−3.7%	24.84%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	56,737	-3,206	$21,233,254	−4.3%	16.42%
GENT	Genter Capital Taxable Quality Intermediate ETF	Reduced	707,819	-18,337	$7,007,408	−5.7%	5.42%
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	Reduced	101,600	-3,808	$5,756,656	−7.4%	4.45%
TIP	iShares TIPS Bond ETF	Reduced	48,377	-1,360	$5,033,143	−7.5%	3.89%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Added	96,931	+460	$5,017,148	+0.4%	3.88%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Reduced	32,625	-1,381	$2,520,281	−6.2%	1.95%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Reduced	27,810	-547	$2,492,610	−8.8%	1.93%
SCHF	Schwab International Equity ETF	Reduced	64,810	-4,242	$1,780,330	−6.9%	1.38%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Reduced	28,876	-2,054	$1,712,635	−7.2%	1.32%
SCHB	Schwab U.S. Broad Market ETF	Reduced	43,750	-5,441	$1,282,312	−10.0%	0.99%
GENM	Genter Capital Municipal Quality Intermediate ETF	Added	68,671	+2,020	$677,782	−1.2%	0.52%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	3,263	+35	$638,732	+3.9%	0.49%
BBP	Virtus Biotech Etf	NEW	3,875	NEW	$409,150	NEW	0.32%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Held	2,666	0	$335,036	+5.1%	0.26%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Reduced	3,708	-695	$290,373	−20.2%	0.22%
CLOZ	Eldridge BBB-B CLO ETF	NEW	8,348	NEW	$219,552	NEW	0.17%
		Reduced	110,474	-2,409	$0	−100.0%	0.00%
SPMO	Invesco Ltd. Financial Services	Added	2,233	+168	$0	−100.0%	0.00%
IEMG	iShares Trust	Reduced	7,119	-365	$0	—	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.