CLOZ · Eldridge BBB-B CLO ETF ETF

$26.08 +0.01 (+0.04%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 44

Total Value: $210,316,183

Total Shares: 7,806,838

Institutional Ownership Trend

6 quarters

Holder Concentration

Across 44 13F filers · Δ vs Mar 31, 2024

Top Holder

31.9%

−1.5 pts

Top 5

65.8%

−12.3 pts

Top 10

84.2%

−11.6 pts

HHI

1,416

Broadly held−305

Quarterly Activity

vs Mar 31, 2024

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +19

Institutional value: +40.6%

Shares held: +39.8%

Top Buyers

vs Mar 31, 2024

Institution	Added	Now Holds
Small Bienville Capital Management, LLC	+626,172	2,492,306
Small Schechter Investment Advisors, LLC	+229,947	816,948
Mid Gradient Investments LLC	+218,160	401,764
Mega UBS Group AG	+183,475	196,945
Mega ROYAL BANK OF CANADA	+81,488	81,788

Top Sellers

vs Mar 31, 2024

Institution	Sold	Now Holds
Small Knott David M Jr	−176,500	542,868
Mega MORGAN STANLEY	−118,443	194
Mid Belpointe Asset Management LLC	−1,329	10,979
Micro Pineridge Advisors LLC	−194	1,102

Top New Positions

vs Mar 31, 2024

Institution	Acquired	Value (USD)
Mega JPMORGAN CHASE & CO	169,279	$4,560,376
Mega JANE STREET GROUP, LLC	166,612	$4,488,527
Large Empowered Funds, LLC	163,495	$4,404,555
Mid Brookstone Capital Management	163,090	$4,393,644
Small Almanack Investment Partners, LLC.	152,581	$4,110,532

Top Sold-Out Positions

vs Mar 31, 2024

Institution	Previously Held	Last Value (USD)
Small KLR INVESTMENT ADVISORS, LLC	122,992	$3,295,570
Micro EVOKE WEALTH, LLC	8,699	$233,089
Micro Authentikos Wealth Advisory, LLC	8,102	$217,093

Filter: New 22 Increased 15 Reduced 4 Sold out 3 Unchanged 3

Showing 44 of 44

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Bienville Capital Management, LLC CLOZ

$67,142,723

31.92%

2,492,306

Schechter Investment Advisors, LLC CLOZ

$22,008,578

10.46%

816,948

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Natixis Investment Managers, LLC	57,706	$1,554,599	7.1%	Other
Held directly	759,242	$20,453,979	92.9%	Sole

Guardian Financial Partners, LLC CLOZ

$17,716,228

8.42%

657,618

AE Wealth Management LLC CLOZ

$16,988,516

8.08%

630,606

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Centennial Wealth Advisory LLC	37,207	$1,002,356	5.9%	Other
Integrated Wealth Management, Inc	43	$1,158	0.0%	Other
Advantage Retirement Group	2,928	$78,880	0.5%	Other
Harlow Wealth Managment, Inc.	9,393	$253,047	1.5%	Other
Slagle Financial, LLC	87	$2,343	0.0%	Other
Lloyd Advisory Services, LLC.	1,036	$27,909	0.2%	Other
Kingdom Financial Group LLC.	826	$22,252	0.1%	Other
FSR Wealth Management Ltd.	5,170	$139,279	0.8%	Other
Peterson Financial Group, Inc.	3,850	$103,719	0.6%	Other
B.O.S.S. Retirement Advisors, LLC	477	$12,850	0.1%	Other
MADISON AVENUE SECURITIES, LLC	2,848	$76,725	0.5%	Other
Howard Bailey Financial	1,053	$28,367	0.2%	Other
Family Wealth Group, LLC	40	$1,077	0.0%	Other
Elite Retirement Planning LLC	15,130	$407,602	2.4%	Other
Retire Smart LLC	1,497	$40,329	0.2%	Other
E3	1,699	$45,771	0.3%	Other
VCI Wealth Management LLC	1,334	$35,937	0.2%	Other
Capital A Wealth Management	6,475	$174,436	1.0%	Other
Held directly	539,513	$14,534,479	85.6%	Other

Knott David M Jr CLOZ

$14,624,863

6.95%

542,868

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dorset Partners LLC	542,868	$14,624,863	100.0%	Defined

Black Swift Group, LLC CLOZ

$13,481,045

6.41%

500,410

Gradient Investments LLC CLOZ

$10,823,522

5.15%

401,764

UBS Group AG CLOZ

$5,305,697

2.52%

196,945

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	177,760	$4,788,854	90.3%	Defined
UBS AG	14,960	$403,022	7.6%	Defined
UBS Securities LLC	4,225	$113,821	2.1%	Defined

JPMORGAN CHASE & CO CLOZ

$4,560,376

2.17%

169,279

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	169,279	$4,560,376	100.0%	Defined

JANE STREET GROUP, LLC CLOZ

$4,488,527

2.13%

166,612

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	166,612	$4,488,527	100.0%	Defined

Empowered Funds, LLC CLOZ

$4,404,555

2.09%

163,495

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Gadsden, LLC	163,495	$4,404,555	100.0%	Other

Brookstone Capital Management CLOZ

$4,393,644

2.09%

163,090

Almanack Investment Partners, LLC. CLOZ

$4,110,532

1.95%

152,581

ENVESTNET ASSET MANAGEMENT INC CLOZ

$3,163,160

1.50%

117,415

ROYAL BANK OF CANADA CLOZ

$2,203,368

1.05%

81,788

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	81,788	$2,203,368	100.0%	Defined

Valeo Financial Advisors, LLC CLOZ

$1,578,252

0.75%

58,584

NATIXIS ADVISORS, LLC CLOZ

$1,554,572

0.74%

57,705

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Natixis Investment Managers, L.P.	57,705	$1,554,572	100.0%	Defined

CITADEL ADVISORS LLC CLOZ

$1,402,065

0.67%

52,044

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	52,044	$1,402,065	100.0%	Defined

Ocean Park Asset Management, LLC CLOZ

$1,192,148

0.57%

44,252

FLOW TRADERS U.S. LLC CLOZ

$1,061,947

0.50%

39,419

BI Asset Management Fondsmaeglerselskab A/S CLOZ

$1,041,069

0.50%

38,644

Centennial Wealth Advisory LLC CLOZ

$1,001,386

0.48%

37,171

Mid-American Wealth Advisory Group, Inc. CLOZ

$937,458

0.45%

34,798

Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors CLOZ

$792,978

0.38%

29,435

NorthCoast Asset Management LLC CLOZ

$785,354

0.37%

29,152

Nordwand Advisors, LLC CLOZ

$608,844

0.29%

22,600

FIFTH THIRD BANCORP CLOZ

$562,237

0.27%

20,870

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	20,870	$562,237	100.0%	Defined

Cerity Partners LLC CLOZ

$399,250

0.19%

14,820

Sequoia Financial Advisors, LLC CLOZ

$296,286

0.14%

10,998

Belpointe Asset Management LLC CLOZ

$295,774

0.14%

10,979

HARBOUR INVESTMENTS, INC. CLOZ

$285,025

0.14%

10,580

HOHIMER WEALTH MANAGEMENT, LLC CLOZ

$269,400

0.13%

10,000

Worth Asset Management, LLC CLOZ

$259,297

0.12%

9,625

TRUIST FINANCIAL CORP CLOZ

$253,127

0.12%

9,396

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	9,378	$252,643	99.8%	Defined
Sterling Capital Management LLC	18	$484	0.2%	Defined

Parallel Advisors, LLC CLOZ

$107,760

0.05%

4,000

CIBC Private Wealth Group LLC CLOZ

$100,270

0.05%

3,722

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc.	3,722	$100,270	100.0%	Sole

Pineridge Advisors LLC CLOZ

$29,687

0.01%

1,102

Triad Wealth Partners, LLC CLOZ

$25,458

0.01%

945

OSAIC HOLDINGS, INC. CLOZ

$24,542

0.01%

911

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	911	$24,542	100.0%	Defined

Brown Financial Advisors CLOZ

$14,763

0.01%

548

Chris Bulman Inc CLOZ

$8,728

0.00%

324

Penserra Capital Management LLC CLOZ

$7,947

0.00%

295

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DriveWealth ETF Trust	295	$7,947	100.0%	Defined

MORGAN STANLEY CLOZ

$5,225

0.00%

194

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	194	$5,225	100.0%	Defined

PROEQUITIES, INC. CLOZ

0.00%