Asset Planning,Inc

Registered adviser

CIK

2048547

Location

LOS ALAMITOS, CA

Portfolio Value

Small $145,779,192

Diversification

Diversified

Filing Date

Global Rank

#7,452 / 8,827 ▼ 138 · as of Jun 2026

Top Industry

Drug Manufacturers - General 13.4%

Period ended 38 days ago

Filed Oct 26, 2026 · 12d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 111535

Roster of Nov 1, 2026

Regulatory AUM

$553,464,866

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Feb 2026 to Nov 2026	$553,464,866	Individuals and high net worth (100%)
Apr 2025 to Jan 2026	$506,033,322	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$446,497,648	Individuals and high net worth (100%)
May 2023 to Mar 2024	$394,378,447	Individuals and high net worth (99%)
Apr 2023	$394,378,447	Individuals and high net worth (99%)
Apr 2022 to Mar 2023	$446,695,807	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 54.5%, 24.1 effective positions, active share 59.3% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

4.0% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.9 quarters (4 to under 12)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 59.3%; sector active share 31.6% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

310 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

10.5%

−0.2 pts

Top 5

39.0%

−0.4 pts

Top 10

54.3%

−0.2 pts

HHI

416

Diversified+1

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	17.1%	$24,920,397	43
Consumer Cyclical	16.2%	$23,570,392	29
Healthcare	16.0%	$23,360,142	33
Industrials	11.7%	$17,033,260	47
Financial Services	11.0%	$15,964,338	33
Consumer Defensive	8.6%	$12,525,276	18
Real Estate	6.6%	$9,604,291	15
Communication Services	4.5%	$6,531,495	17
Utilities	4.4%	$6,479,545	22
Energy	3.1%	$4,477,591	19
Unclassified	0.5%	$776,820	14
Basic Materials	0.4%	$535,645	20

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
O	Realty Income Corp	+967	50,660	$2,750,838
CAT	Caterpillar Inc	+673	2,031	$1,646,714
EPD	Enterprise Products Partners L.P.	+624	2,303	$82,009
CRWD	CrowdStrike Holdings, Inc.	+300	400	$105,900
INTC	Intel Corp	+300	1,800	$216,414
SPCX	Space Exploration Technologies Corp	+283	671	$101,227
AMD	Advanced Micro Devices Inc	+160	2,686	$1,643,187
CRDO	Credo Technology Group Holding Ltd	+125	1,105	$215,242
TJX	Tjx Companies Inc	+105	1,962	$259,592
SRE	Sempra	+105	20,308	$1,583,211
WELL	Welltower Inc.	+105	20,558	$4,733,273
MO	Altria Group, Inc.	+75	47,445	$3,194,946
MU	Micron Technology Inc	+60	502	$534,685
COST	Costco Wholesale Corp	+58	6,603	$6,010,975
HON	Honeywell International Inc	+53	2,027	$427,575
PG	PROCTER & GAMBLE Co	+44	9,352	$1,358,658
KO	Coca Cola Co	+42	6,883	$592,488
ABBV	AbbVie Inc.	+39	3,016	$788,955
CVX	Chevron Corp	+36	10,066	$2,055,577
NEE	Nextera Energy Inc	+34	6,533	$494,809
BAC	Bank Of America Corp	+23	5,455	$296,915
DNP	Dnp Select Income Fund Inc	+22	20,372	$194,960
XYL	Xylem Inc.	+20	70	$7,088
WFC	Wells Fargo & Company	+17	3,463	$277,213
CMCSA	Comcast Corp	+16	2,031	$44,194
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
AAPL	Apple Inc.	−951	29,716	$9,896,022
EW	Edwards Lifesciences Corp	−837	25,529	$2,203,663
NFLX	Netflix Inc	−550	20,170	$1,403,428
PFE	Pfizer Inc	−547	6,188	$176,481
XOM	ExxonMobil Holdings Corp	−340	9,173	$1,492,905
DASH	DoorDash, Inc.	−335	360	$66,078
ALL	Allstate Corp	−179	31,597	$7,010,109
TSLA	Tesla, Inc.	−134	2,227	$790,161
VZ	Verizon Communications Inc	−112	48,782	$2,237,630
PEP	Pepsico Inc	−112	360	$45,619
MDLZ	Mondelez International, Inc.	−105	441	$25,498
META	Meta Platforms, Inc.	−100	563	$408,276
WM	Waste Management Inc	−86	3,333	$679,665
AMZN	Amazon Com Inc	−69	61,016	$15,202,136
NLOP	Net Lease Office Properties	−60	42	$414
MMM	3M Co	−56	233	$38,246
BMY	Bristol Myers Squibb Co	−50	17,332	$1,081,516
ORCL	Oracle Corp	−50	66	$9,061
MSFT	Microsoft Corp	−47	5,055	$2,592,709
QCOM	Qualcomm Inc	−42	2,484	$457,155
BRK-B	Berkshire Hathaway Inc	−25	3,101	$1,544,142
UNH	Unitedhealth Group Inc	−25	221	$81,124
TDG	TransDigm Group INC	−25	8,741	$9,463,006
AJG	Arthur J. Gallagher & Co.	−18	883	$201,421
LMT	Lockheed Martin Corp	−9	1,903	$969,102
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
BIZD	VanEck BDC Income ETF	3,800	$48,982
APMD	Apnimed, Inc.	1,000	$21,910
ADIG	Adi Global Distribution Inc.	12	$215
PSKY	Skydance Corp	406	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

9 positions

Ticker	Company	Shares	Value
CMF	iShares California Muni Bond ETF	700	$40,348
—		155	$31,781
CTSH	Cognizant Technology Solutions Corp	600	$23,238
MUA	Blackrock Muniassets Fund, Inc.	1,875	$20,643
XPOF	Xponential Fitness, Inc.	2,280	$15,777
ASIX	AdvanSix Inc.	333	$6,620
SKYD	Skydance Corp	404	$3,981
INTU	Intuit Inc.	5	$1,305
DKNG	DraftKings Inc.	1	$25
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

310 tracked positions · $145,779,192 total · filing declares 329 positions · $151,625,810 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 310 positions by value · page 1 of 7

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
LLY	ELI LILLY & Co Healthcare	Added	13,240	+10	$15,319,739	−3.5%	10.51%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	61,016	-69	$15,202,136	+4.4%	10.43%
AAPL	Apple Inc. Technology	Reduced	29,716	-951	$9,896,022	+11.5%	6.79%
TDG	TransDigm Group INC Industrials	Reduced	8,741	-25	$9,463,006	−19.0%	6.49%
ALL	Allstate Corp Financial Services	Reduced	31,597	-179	$7,010,109	−7.3%	4.81%
COST	Costco Wholesale Corp Consumer Defensive	Added	6,603	+58	$6,010,975	−1.8%	4.12%
NVDA	Nvidia Corp Technology	Held	23,781	0	$5,431,104	+14.1%	3.73%
WELL	Welltower Inc. Real Estate	Added	20,558	+105	$4,733,273	+2.0%	3.25%
MO	Altria Group, Inc. Consumer Defensive	Added	47,445	+75	$3,194,946	−6.3%	2.19%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	12,795	-4	$2,954,877	−14.6%	2.03%
O	Realty Income Corp Real Estate	Added	50,660	+967	$2,750,838	−10.7%	1.89%
MSFT	Microsoft Corp Technology	Reduced	5,055	-47	$2,592,709	+36.2%	1.78%
VZ	Verizon Communications Inc Communication Services	Reduced	48,782	-112	$2,237,630	+8.1%	1.53%
EW	Edwards Lifesciences Corp Healthcare	Reduced	25,529	-837	$2,203,663	−7.6%	1.51%
CVX	Chevron Corp Energy	Added	10,066	+36	$2,055,577	+23.6%	1.41%
GOOG	Alphabet Inc. Communication Services	Added	5,500	+3	$1,874,070	−3.5%	1.29%
CAT	Caterpillar Inc Industrials	Added	2,031	+673	$1,646,714	+13.9%	1.13%
AMD	Advanced Micro Devices Inc Technology	Added	2,686	+160	$1,643,187	+12.0%	1.13%
SRE	Sempra Utilities	Added	20,308	+105	$1,583,211	−15.5%	1.09%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	3,101	-25	$1,544,142	−1.3%	1.06%
XOM	ExxonMobil Holdings Corp Energy	Reduced	9,173	-340	$1,492,905	+14.8%	1.02%
CB	Chubb Ltd Financial Services	Added	4,409	+12	$1,434,027	−4.3%	0.98%
MA	Mastercard Inc Financial Services	Held	2,588	0	$1,427,204	+7.4%	0.98%
SBUX	Starbucks Corp Consumer Cyclical	Added	15,054	+16	$1,414,473	−8.0%	0.97%
NFLX	Netflix Inc Communication Services	Reduced	20,170	-550	$1,403,428	−5.1%	0.96%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	9,352	+44	$1,358,658	−0.5%	0.93%
JNJ	Johnson & Johnson Healthcare	Added	4,737	+15	$1,254,073	+4.6%	0.86%
SO	Southern Co Utilities	Added	13,246	+4	$1,097,960	−13.4%	0.75%
CSCO	Cisco Systems, Inc. Technology	Added	10,153	+14	$1,092,767	−8.2%	0.75%
BMY	Bristol Myers Squibb Co Healthcare	Reduced	17,332	-50	$1,081,516	+8.0%	0.74%
C	Citigroup Inc Financial Services	Held	8,070	0	$1,044,903	−7.5%	0.72%
LMT	Lockheed Martin Corp Industrials	Reduced	1,903	-9	$969,102	−0.5%	0.66%
JPM	Jpmorgan Chase & Co Financial Services	Added	2,831	+4	$936,579	+1.2%	0.64%
ED	Consolidated Edison Inc Utilities	Added	8,913	+14	$910,997	−7.5%	0.62%
RTX	RTX Corp Industrials	Added	4,750	+12	$881,837	−1.9%	0.60%
RCL	Royal Caribbean Cruises Ltd Consumer Cyclical	Held	3,300	0	$877,338	−16.3%	0.60%
EIX	Edison International Utilities	Held	14,865	0	$798,696	−27.8%	0.55%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	2,227	-134	$790,161	−20.4%	0.54%
ABBV	AbbVie Inc. Healthcare	Added	3,016	+39	$788,955	+5.3%	0.54%
WM	Waste Management Inc Industrials	Reduced	3,333	-86	$679,665	−10.8%	0.47%
HD	Home Depot, Inc. Consumer Cyclical	Added	2,218	+14	$630,998	−18.8%	0.43%
KO	Coca Cola Co Consumer Defensive	Added	6,883	+42	$592,488	+6.6%	0.41%
MAR	Marriott International Inc Consumer Cyclical	Held	1,515	0	$538,840	−4.0%	0.37%
MU	Micron Technology Inc Technology	Added	502	+60	$534,685	+4.8%	0.37%
VIK	Viking Holdings Ltd Consumer Cyclical	Held	6,535	0	$511,886	−25.2%	0.35%
SPG	Simon Property Group Inc. Real Estate	Held	2,535	0	$508,926	−10.2%	0.35%
NEE	Nextera Energy Inc Utilities	Added	6,533	+34	$494,809	−13.3%	0.34%
HOOD	Robinhood Markets, Inc. Financial Services	Held	4,270	0	$480,375	+12.2%	0.33%
PANW	Palo Alto Networks Inc Technology	Held	1,171	0	$465,250	+16.5%	0.32%
QCOM	Qualcomm Inc Technology	Reduced	2,484	-42	$457,155	−2.1%	0.31%

Showing the top 50 of 310 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.