Claris Financial LLC
Registered adviserFiling Date
Global Rank
#6,396
/ 8,827
▼ 37
· as of Mar 2026
Top Industry
Consumer Electronics
11.2%
Period ended 7 months ago
Filed May 18, 2026 · 6mo
6 quarters · since Dec 2024
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Nov 1, 2026
Regulatory AUM
$330,221,020
Main clients
Individuals and high net worth
(98% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Nov 2026 | $330,221,020 | Individuals and high net worth (98%) |
| Apr 2025 to Mar 2026 | $285,968,222 | Individuals and high net worth (97%) |
| Apr 2024 to Mar 2025 | $231,893,337 | Individuals and high net worth (97%) |
| May 2023 to Mar 2024 | $206,637,741 | Individuals and high net worth (97%) |
| Apr 2023 | $206,637,741 | Individuals and high net worth (97%) |
| Apr 2022 to Mar 2023 | $237,317,513 | Individuals and high net worth (97%) |
3 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Mar 31, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 50.4%, 25.8 effective positions, active share 59.4% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Medium turnover
33.8% over the last four quarters (30% to under 100%)
Horizon
Medium horizon
Value-weighted holding period 5.4 quarters (4 to under 12)
Closest benchmark: every 13F filer's combined book, active share 59.4%; sector active share 45.4% against the combined 13F book's sector weights.
Over time 6 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
177 tracked positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025Top Position
11.8%
+0.0 pts
Top 5
36.8%
−0.6 pts
Top 10
50.4%
−1.1 pts
HHI
388
Diversified−7
Portfolio Trend
6 quarters · across all stocks
Sector Breakdown
As of Mar 31, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 58.3% | $106,684,748 |
| Technology | 13.5% | $24,628,546 |
| Financial Services | 5.3% | $9,748,829 |
| Healthcare | 4.5% | $8,277,323 |
| Consumer Defensive | 3.8% | $7,039,283 |
| Consumer Cyclical | 3.7% | $6,825,928 |
| Industrials | 3.2% | $5,915,716 |
| Energy | 2.8% | $5,059,199 |
| Utilities | 2.4% | $4,419,160 |
| Communication Services | 1.8% | $3,346,287 |
| Basic Materials | 0.3% | $609,254 |
| Real Estate | 0.2% | $326,887 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SOFI | SoFi Technologies, Inc. | +13,863 | 22,074 | $350,535 | |
| MO | Altria Group, Inc. | +9,995 | 13,884 | $916,205 | |
| BINC | +9,172 | 20,557 | $1,067,525 | ||
| FTSM | First Trust Enhanced Short Maturity ETF | +5,270 | 56,887 | $3,400,704 | |
| LMBS | First Trust Low Duration Opportunities ETF | +5,125 | 74,544 | $3,713,036 | |
| PAVE | Global X U.S. Infrastructure Development ETF | +4,883 | 12,213 | $620,542 | |
| SVOL | Simplify Volatility Premium ETF | +4,137 | 52,626 | $807,282 | |
| FTEC | Fidelity MSCI Information Technology Index ETF | +4,111 | 10,143 | $2,110,250 | |
| BUFR | FT Vest Laddered Buffer ETF | +2,591 | 37,456 | $1,264,889 | |
| BUFQ | FT Vest Laddered Nasdaq Buffer ETF | +2,449 | 34,829 | $1,230,160 | |
| SLVO | +2,377 | 14,095 | $1,252,481 | ||
| SGVT | +2,371 | 6,619 | $666,665 | ||
| RDVY | First Trust Rising Dividend Achievers ETF | +2,201 | 60,246 | $4,113,596 | |
| — | +1,784 | 10,176 | $539,378 | ||
| FVD | First Trust Value Line Dividend Index Fund | +1,776 | 250,591 | $11,785,294 | |
| FDL | First Trust Morningstar Dividend Leaders Index Fund | +1,503 | 11,206 | $569,264 | |
| GLDI | Credit Suisse AG | +1,353 | 8,079 | $1,341,307 | |
| VO | VANGUARD MID-CAP INDEX FUND | +1,020 | 3,448 | $990,196 | |
| DFAU | Dimensional US Core Equity Market ETF | +1,004 | 9,252 | $417,450 | |
| VYM | VANGUARD HIGH DIVIDEND YIELD INDEX FUND | +990 | 11,826 | $1,751,430 | |
| SPY | Spdr S&P 500 ETF Trust | +989 | 5,151 | $3,349,901 | |
| FICS | First Trust International Developed Capital Strength ETF | +953 | 6,393 | $249,550 | |
| PWB | Victory Portfolios II | +874 | 6,826 | $859,598 | |
| PLTR | Palantir Technologies Inc. | +700 | 3,358 | $491,208 | |
| ABBV | AbbVie Inc. | +581 | 8,421 | $1,831,483 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| CLOZ | Eldridge BBB-B CLO ETF | −9,258 | 23,442 | $601,287 | |
| GOOG | Alphabet Inc. | −6,137 | 1,788 | $512,905 | |
| QDVO | −5,563 | 25,259 | $673,152 | ||
| AMLP | Alerian MLP ETF | −4,945 | 13,731 | $722,799 | |
| NVDA | Nvidia Corp | −3,575 | 35,326 | $6,160,854 | |
| COF | Capital One Financial Corp | −1,124 | 1,770 | $322,901 | |
| VZ | Verizon Communications Inc | −1,095 | 7,869 | $395,023 | |
| MSFT | Microsoft Corp | −975 | 13,104 | $4,850,707 | |
| RIGS | ALPS Strategic Income Fund | −883 | 19,979 | $456,719 | |
| AAPL | Apple Inc. | −864 | 33,714 | $8,556,276 | |
| VEA | Vanguard FTSE Developed Markets ETF | −737 | 26,014 | $1,666,977 | |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | −677 | 4,005 | $314,032 | |
| TBIL | F/m US Treasury 3 Month Bill Fund | −540 | 15,213 | $758,520 | |
| SPYG | State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF | −533 | 11,491 | $1,125,083 | |
| AKRE | Professionally Managed Portfolios | −483 | 5,095 | $269,270 | |
| VTV | VANGUARD VALUE INDEX FUND | −465 | 28,587 | $5,608,769 | |
| QUAL | iShares MSCI USA Quality Factor ETF | −427 | 4,590 | $880,407 | |
| MTUM | iShares MSCI USA Momentum Factor ETF | −332 | 35,039 | $8,409,009 | |
| F | Ford Motor Co | −262 | 26,584 | $306,779 | |
| BNDX | Vanguard Total International Bond ETF | −221 | 4,750 | $228,237 | |
| EES | WisdomTree U.S. SmallCap Fund | −218 | 24,219 | $1,405,912 | |
| PDP | Victory Portfolios II | −207 | 2,299 | $277,581 | |
| BOND | PIMCO Active Bond Exchange-Traded Fund | −197 | 5,367 | $495,266 | |
| SPMO | Invesco Ltd. | −194 | 10,184 | $1,141,728 | |
| SO | Southern Co | −185 | 4,644 | $448,238 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
19 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| GOOGL | Alphabet Inc. | 5,890 | $1,693,728 | |
| — | 11,770 | $426,309 | ||
| DFAS | Dimensional U.S. Small Cap ETF | 4,751 | $337,938 | |
| DFUS | Dimensional U.S. Equity Market ETF | 4,522 | $320,655 | |
| MPC | Marathon Petroleum Corp | 1,120 | $273,481 | |
| BLV | VANGUARD LONG-TERM BOND INDEX FUND | 3,869 | $266,109 | |
| GRID | First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund | 1,548 | $253,221 | |
| DE | Deere & Co | 413 | $232,642 | |
| VOE | VANGUARD MID-CAP VALUE INDEX FUND | 1,204 | $221,873 | |
| GEV | GE Vernova Inc. | 247 | $215,606 | |
| APH | Amphenol Corp | 1,678 | $212,015 | |
| MDLZ | Mondelez International, Inc. | 3,670 | $211,538 | |
| IVOV | VANGUARD S&P MID-CAP 400 VALUE INDEX FUND | 2,000 | $203,900 | |
| COR | Cencora, Inc. | 646 | $202,934 | |
| SCHD | Schwab U.S. Dividend Equity ETF | 6,606 | $202,672 | |
| DFAI | Dimensional International Core Equity Market ETF | 3,092 | $120,464 | |
| MDY | Spdr S&P Midcap 400 ETF Trust | 186 | $114,717 | |
| BSJT | 3,106 | $65,334 | ||
| WAB | Westinghouse Air Brake Technologies Corp | 244 | $60,978 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
20 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| TLTW | iShares 20+ Year Treasury Bond BuyWrite Strategy ETF | 47,866 | $1,085,122 | |
| XV | 35,404 | $898,199 | ||
| SGOL | abrdn Gold ETF Trust | 20,139 | $827,310 | |
| AIVC | Amplify Bloomberg AI Equal Weight ETF | 7,271 | $493,024 | |
| WM | Waste Management Inc | 1,415 | $310,889 | |
| DOV | DOVER Corp | 1,565 | $305,550 | |
| ORCL | Oracle Corp | 1,560 | $304,059 | |
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | 5,643 | $303,367 | |
| XME | State Street(R) SPDR(R) S&P(R) Metals & Mining ETF | 2,560 | $265,241 | |
| QCOM | Qualcomm Inc | 1,455 | $248,877 | |
| NFLX | Netflix Inc | 2,600 | $243,776 | |
| CINF | Cincinnati Financial Corp | 1,412 | $230,607 | |
| SPGI | S&P Global Inc. | 439 | $229,417 | |
| CRWD | CrowdStrike Holdings, Inc. | 472 | $221,254 | |
| JEPI | JPMorgan Equity Premium Income ETF | 3,812 | $218,198 | |
| GE | General Electric Co | 702 | $216,237 | |
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | 282 | $212,565 | |
| IVV | iShares Core S&P 500 ETF | 297 | $203,427 | |
| DD | DuPont de Nemours, Inc. | 1,821 | $73,204 | |
| YMAG | YieldMax(R) Magnificent 7 Fund of Option Income ETF | 50,953 | $0 | |
| No positions match the current search. | ||||
177 tracked positions ·
$182,881,160 total
· filing declares
178 positions · $182,781,431
· as of Mar 31, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 177 positions by value
· page 1 of 4
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| FVD |
First Trust Value Line Dividend Index Fund
|
Added | 250,591 | $11,785,294 | 6.44% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
Added | 21,588 | $9,429,418 | 5.16% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 33,714 | $8,556,276 | 4.68% | |
| MTUM |
iShares MSCI USA Momentum Factor ETF
|
Reduced | 35,039 | $8,409,009 | 4.60% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 35,326 | $6,160,854 | 3.37% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
Reduced | 28,587 | $5,608,769 | 3.07% | |
| FTCS |
First Trust Capital Strength ETF
|
Added | 58,425 | $5,419,503 | 2.96% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 13,104 | $4,850,707 | 2.65% | |
| RDVY |
First Trust Rising Dividend Achievers ETF
|
Added | 60,246 | $4,113,596 | 2.25% | |
| LMBS |
First Trust Low Duration Opportunities ETF
|
Added | 74,544 | $3,713,036 | 2.03% | |
| FTSM |
First Trust Enhanced Short Maturity ETF
|
Added | 56,887 | $3,400,704 | 1.86% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 5,151 | $3,349,901 | 1.83% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 9,121 | $2,683,033 | 1.47% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 11,411 | $2,376,568 | 1.30% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 3,569 | $2,132,655 | 1.17% | |
| FTEC |
Fidelity MSCI Information Technology Index ETF
|
Added | 10,143 | $2,110,250 | 1.15% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Added | 11,186 | $1,897,816 | 1.04% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 7,544 | $1,844,055 | 1.01% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 8,421 | $1,831,483 | 1.00% | |
| VYM |
VANGUARD HIGH DIVIDEND YIELD INDEX FUND
|
Added | 11,826 | $1,751,430 | 0.96% | |
| DUSB |
Dimensional Ultrashort Fixed Income ETF
|
Added | 33,692 | $1,708,521 | 0.93% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
NEW | 5,890 | $1,693,728 | 0.93% | |
| VEA |
Vanguard FTSE Developed Markets ETF
|
Reduced | 26,014 | $1,666,977 | 0.91% | |
| IBM |
International Business Machines Corp
Technology
|
Reduced | 6,691 | $1,621,831 | 0.89% | |
| KO |
Coca Cola Co
Consumer Defensive
|
Reduced | 21,184 | $1,611,043 | 0.88% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Held | 5,019 | $1,610,145 | 0.88% | |
| CAT |
Caterpillar Inc
Industrials
|
Reduced | 2,000 | $1,416,920 | 0.77% | |
| EES |
WisdomTree U.S. SmallCap Fund
|
Reduced | 24,219 | $1,405,912 | 0.77% | |
| RFDI |
First Trust Exchange-Traded Fund III
|
Added | 16,924 | $1,389,629 | 0.76% | |
| VB |
Vanguard Index Funds
|
Added | 5,233 | $1,370,627 | 0.75% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Reduced | 3,675 | $1,366,181 | 0.75% | |
| GLDI |
Credit Suisse AG
|
Added | 8,079 | $1,341,307 | 0.73% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 2,647 | $1,268,442 | 0.69% | |
| BUFR |
FT Vest Laddered Buffer ETF
|
Added | 37,456 | $1,264,889 | 0.69% | |
| SLVO |
|
Added | 14,095 | $1,252,481 | 0.68% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 4,009 | $1,240,825 | 0.68% | |
| BUFQ |
FT Vest Laddered Nasdaq Buffer ETF
|
Added | 34,829 | $1,230,160 | 0.67% | |
| DVY |
iShares Select Dividend ETF
|
Added | 7,997 | $1,210,825 | 0.66% | |
| SDVY |
First Trust SMID Cap Rising Dividend Achievers ETF
|
Reduced | 30,546 | $1,204,428 | 0.66% | |
| VIG |
Vanguard Specialized Funds
|
Reduced | 5,372 | $1,155,302 | 0.63% | |
| SPMO |
Invesco Ltd.
Financial Services
|
Reduced | 10,184 | $1,141,728 | 0.62% | |
| V |
Visa Inc.
Financial Services
|
Reduced | 3,748 | $1,132,795 | 0.62% | |
| SPYG |
State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF
|
Reduced | 11,491 | $1,125,083 | 0.62% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Added | 1,114 | $1,110,023 | 0.61% | |
| FIXD |
First Trust Smith Opportunistic Fixed Income ETF
|
Reduced | 25,368 | $1,105,791 | 0.60% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Added | 8,896 | $1,105,594 | 0.60% | |
| CVX |
Chevron Corp
Energy
|
Added | 5,273 | $1,090,983 | 0.60% | |
| BINC |
|
Added | 20,557 | $1,067,525 | 0.58% | |
| VO |
VANGUARD MID-CAP INDEX FUND
|
Added | 3,448 | $990,196 | 0.54% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Added | 6,787 | $980,314 | 0.54% |
Showing the top 50 of 177 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.