North Capital, Inc.

Registered adviser

CIK

2065938

Location

SALT LAKE CITY, UT

Portfolio Value

Small $103,574,591

Diversification

Diversified

Filing Date

Global Rank

#7,802 / 8,827 ▼ 68 · as of Jun 2026

Top Industry

Aerospace & Defense 17.7%

Period ended 38 days ago

Filed Oct 16, 2026 · 22d

7 quarters · since Mar 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 148802

Roster of Nov 1, 2026

Regulatory AUM

$365,760,255

Main clients

Individuals and high net worth (73% of AUM)

Registered funds advised

1 series (0 index, 0 ETFs)

$47,126,887 net assets· N-CEN Apr 30, 2026

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Jun 2026 to Nov 2026	$365,760,255	Individuals and high net worth (73%)
Jul 2025 to May 2026	$292,582,491	Individuals and high net worth (80%)
Jul 2024 to Jun 2025	$251,713,685	Individuals and high net worth (83%)
Jul 2023 to Jun 2024	$260,946,342	Individuals and high net worth (58%)
May 2023 to Jun 2023	$267,845,854	Individuals and high net worth (65%)
Aug 2022 to Apr 2023	$267,845,854	Individuals and high net worth (65%)

5 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 70.5% of the book (60%+)

Turnover

Low turnover

9.7% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 5.8 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 70.4%; sector active share 59.4% against the combined 13F book's sector weights.

Over time 6 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

96 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

28.5%

+2.6 pts

Top 5

48.4%

−10.6 pts

Top 10

63.9%

−6.6 pts

HHI

999

Diversified−292

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	59.0%	$61,158,812	37
Technology	10.4%	$10,779,455	11
Industrials	8.9%	$9,220,491	7
Financial Services	7.6%	$7,845,031	13
Communication Services	6.0%	$6,166,061	5
Healthcare	3.3%	$3,421,024	10
Consumer Cyclical	2.4%	$2,454,465	4
Consumer Defensive	1.5%	$1,537,907	5
Energy	0.7%	$763,380	3
Basic Materials	0.2%	$227,965	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	+19,770	67,425	$3,880,983
VGUS	VANGUARD ULTRA-SHORT TREASURY ETF	+15,454	43,481	$3,288,033
DFAU	Dimensional US Core Equity Market ETF	+7,344	321,724	$16,845,468
NEAR	iShares Short Duration Bond Active ETF	+2,941	16,816	$838,445
APH	Amphenol Corp	+1,172	2,408	$202,994
COWZ	Pacer US Cash Cows 100 ETF	+1,050	8,185	$546,430
SHY	iShares 1-3 Year Treasury Bond ETF	+1,010	8,495	$689,794
RSP	Victory Portfolios II	+818	3,708	$0
EW	Edwards Lifesciences Corp	+551	5,837	$503,849
PM	Philip Morris International Inc.	+517	2,295	$437,931
IWF	iShares Russell 1000 Growth ETF	+220	5,816	$728,512
COP	Conocophillips	+193	2,353	$294,477
QQQ	Invesco Qqq Trust, Series 1	+143	4,511	$3,337,102
KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	+100	17,652	$240,067
SPY	Spdr S&P 500 ETF Trust	+98	5,832	$4,447,658
IWM	iShares Russell 2000 ETF	+68	1,756	$487,974
VXUS	Vanguard Total International Stock ETF	+50	21,657	$1,839,978
FELV	Fidelity Enhanced Large Cap Value ETF	+31	8,912	$368,689
META	Meta Platforms, Inc.	+25	2,408	$1,746,233
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+20	12,799	$759,108
VO	VANGUARD MID-CAP INDEX FUND	+14	3,884	$304,583
VOE	VANGUARD MID-CAP VALUE INDEX FUND	+12	2,263	$442,484
VB	Vanguard Index Funds	+11	3,751	$1,067,121
AMJB		+8	12,590	$434,229
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	+7	1,578	$364,565
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
DFAI	Dimensional International Core Equity Market ETF	−10,793	162,556	$6,734,695
—		−2,436	371,727	$0
EFA	iShares MSCI EAFE ETF	−1,843	2,163	$224,714
AAPL	Apple Inc.	−1,486	15,918	$5,301,012
INTC	Intel Corp	−982	5,499	$661,144
DFAE	Dimensional Emerging Core Equity Market ETF	−958	149,979	$5,895,674
AVUS	Avantis U.S. Equity ETF	−908	7,904	$1,012,423
AMZN	Amazon Com Inc	−707	6,564	$1,635,420
GOOGL	Alphabet Inc.	−684	5,569	$1,916,181
NVDA	Nvidia Corp	−600	1,531	$349,649
PG	PROCTER & GAMBLE Co	−516	2,684	$389,931
BAC	Bank Of America Corp	−446	5,313	$289,186
GLD	Spdr Gold Trust	−400	1,676	$638,287
AXP	American Express Co	−310	1,407	$427,868
GOOG	Alphabet Inc.	−225	4,249	$1,447,804
MSFT	Microsoft Corp	−203	3,335	$1,710,521
KO	Coca Cola Co	−200	3,137	$270,032
JPM	Jpmorgan Chase & Co	−186	3,779	$1,250,206
AVGO	Broadcom Inc.	−181	2,719	$954,885
WFC	Wells Fargo & Company	−160	2,944	$235,667
WMT	Walmart Inc.	−157	2,123	$220,622
CSCO	Cisco Systems, Inc.	−150	5,070	$545,684
T	At&T Inc.	−130	15,598	$380,591
C	Citigroup Inc	−110	2,147	$277,993
ABBV	AbbVie Inc.	−109	1,811	$473,739
No positions match the current search.

New Positions

Positions the filer opened this quarter

9 positions

Ticker	Company	Shares	Value
SPCX	Space Exploration Technologies Corp	46,830	$7,064,773
CAH	Cardinal Health Inc	1,620	$360,450
OSCR	Oscar Health, Inc.	9,450	$291,438
MPC	Marathon Petroleum Corp	731	$289,052
IAU	Ishares Gold Trust	2,629	$205,324
UNH	Unitedhealth Group Inc	556	$204,096
VOO	VANGUARD 500 INDEX FUND	284	$199,044
MCK	Mckesson Corp	217	$185,276
VLO	Valero Energy Corp	464	$179,851
No positions match the current search.

Sold Out

Positions the filer fully exited

15 positions

Ticker	Company	Shares	Value
DFAC	Dimensional U.S. Core Equity 2 ETF	14,629	$648,942
—		14,433	$384,783
DELL	Dell Technologies Inc.	811	$349,914
DFAT	Dimensional U.S. Targeted Value ETF	4,818	$336,778
DFAS	Dimensional U.S. Small Cap ETF	4,083	$336,194
SCHD	Schwab U.S. Dividend Equity ETF	9,834	$311,836
JQUA	JPMorgan U.S. Quality Factor ETF	4,131	$298,588
VEA	Vanguard FTSE Developed Markets ETF	4,067	$289,773
SNDK	Sandisk Corp	107	$243,289
GS	Goldman Sachs Group Inc	236	$238,683
GD	General Dynamics Corp	638	$226,005
AMD	Advanced Micro Devices Inc	364	$211,451
FDX	Fedex Corp	660	$206,665
VUG	VANGUARD GROWTH INDEX FUND	2,364	$203,634
XOM	ExxonMobil Holdings Corp	1,470	$200,978
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

96 tracked positions · $103,574,591 total · filing declares 96 positions · $140,079,262 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 96 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
DFAU	Dimensional US Core Equity Market ETF	Added	321,724	+7,344	$16,845,468	+3.7%	16.26%
SPCX	Space Exploration Technologies Corp Industrials	NEW	46,830	NEW	$7,064,773	NEW	6.82%
DFAI	Dimensional International Core Equity Market ETF	Reduced	162,556	-10,793	$6,734,695	−5.8%	6.50%
DFAE	Dimensional Emerging Core Equity Market ETF	Reduced	149,979	-958	$5,895,674	−2.9%	5.69%
AAPL	Apple Inc. Technology	Reduced	15,918	-1,486	$5,301,012	+5.3%	5.12%
SPY	Spdr S&P 500 ETF Trust	Added	5,832	+98	$4,447,658	+3.9%	4.29%
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	Added	67,425	+19,770	$3,880,983	+39.9%	3.75%
QQQ	Invesco Qqq Trust, Series 1	Added	4,511	+143	$3,337,102	+3.7%	3.22%
VGUS	VANGUARD ULTRA-SHORT TREASURY ETF	Added	43,481	+15,454	$3,288,033	+55.1%	3.17%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	4,542	-106	$2,261,688	−2.8%	2.18%
GOOGL	Alphabet Inc. Communication Services	Reduced	5,569	-684	$1,916,181	−14.3%	1.85%
AMUB	Ubs AG	Held	87,219	0	$1,893,262	+0.3%	1.83%
VXUS	Vanguard Total International Stock ETF	Added	21,657	+50	$1,839,978	−0.4%	1.78%
META	Meta Platforms, Inc. Communication Services	Added	2,408	+25	$1,746,233	+30.1%	1.69%
MSFT	Microsoft Corp Technology	Reduced	3,335	-203	$1,710,521	+29.6%	1.65%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	6,564	-707	$1,635,420	−5.6%	1.58%
GOOG	Alphabet Inc. Communication Services	Reduced	4,249	-225	$1,447,804	−8.4%	1.40%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	3,779	-186	$1,250,206	−3.7%	1.21%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Held	5,704	0	$1,116,558	+2.7%	1.08%
VB	Vanguard Index Funds	Added	3,751	+11	$1,067,121	−5.9%	1.03%
AVUS	Avantis U.S. Equity ETF	Reduced	7,904	-908	$1,012,423	−10.3%	0.98%
AVGO	Broadcom Inc. Technology	Reduced	2,719	-181	$954,885	−12.8%	0.92%
NEAR	iShares Short Duration Bond Active ETF	Added	16,816	+2,941	$838,445	+19.3%	0.81%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	12,799	+20	$759,108	−0.5%	0.73%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	1	0	$747,005	−0.2%	0.72%
IWF	iShares Russell 1000 Growth ETF	Added	5,816	+220	$728,512	+4.8%	0.70%
SHY	iShares 1-3 Year Treasury Bond ETF	Added	8,495	+1,010	$689,794	+12.2%	0.67%
VZ	Verizon Communications Inc Communication Services	Reduced	14,721	-40	$675,252	+8.0%	0.65%
INTC	Intel Corp Technology	Reduced	5,499	-982	$661,144	−26.9%	0.64%
GLD	Spdr Gold Trust	Reduced	1,676	-400	$638,287	−16.5%	0.62%
BNY	Bank of New York Mellon Corp Financial Services	Reduced	4,186	-18	$605,421	−0.4%	0.58%
VIG	Vanguard Specialized Funds	Held	2,424	0	$565,543	−1.4%	0.55%
COWZ	Pacer US Cash Cows 100 ETF	Added	8,185	+1,050	$546,430	+23.1%	0.53%
CSCO	Cisco Systems, Inc. Technology	Reduced	5,070	-150	$545,684	−11.0%	0.53%
ETN	Eaton Corp plc Industrials	Reduced	1,181	-32	$507,487	−1.8%	0.49%
EW	Edwards Lifesciences Corp Healthcare	Added	5,837	+551	$503,849	+5.4%	0.49%
IWM	iShares Russell 2000 ETF	Added	1,756	+68	$487,974	−3.8%	0.47%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	1,687	-46	$479,934	−21.5%	0.46%
ABBV	AbbVie Inc. Healthcare	Reduced	1,811	-109	$473,739	−1.9%	0.46%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	1,245	+6	$465,928	+1.6%	0.45%
V	Visa Inc. Financial Services	Reduced	1,284	-60	$461,379	+0.1%	0.45%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Added	2,263	+12	$442,484	−0.5%	0.43%
PM	Philip Morris International Inc. Consumer Defensive	Added	2,295	+517	$437,931	+36.1%	0.42%
RTX	RTX Corp Industrials	Reduced	2,352	-19	$436,648	−2.9%	0.42%
AMJB	Financial Services	Added	12,590	+8	$434,229	+0.1%	0.42%
SHV	iShares 0-1 Year Treasury Bond ETF	Held	3,891	0	$429,255	−0.0%	0.41%
AXP	American Express Co Financial Services	Reduced	1,407	-310	$427,868	−26.3%	0.41%
MRK	Merck & Co., Inc. Healthcare	Reduced	2,903	-54	$421,834	+11.0%	0.41%
JNJ	Johnson & Johnson Healthcare	Reduced	1,529	-25	$404,787	+2.6%	0.39%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	2,684	-516	$389,931	−16.9%	0.38%

Showing the top 50 of 96 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.