SmartHarvest Portfolios, LLC

Registered adviser

CIK

2066604

Location

SEATTLE, WA

Portfolio Value

Small $256,250,218

Diversification

Diversified

Filing Date

Global Rank

#5,166 / 8,818 ▲ 352 · as of Jun 2026

Top Industry

Semiconductors 17.1%

Period ended 28 days ago

Filed Oct 26, 2026 · 2d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 334260

Roster of Oct 1, 2026

Regulatory AUM

$348,143,481

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Feb 2026 to Oct 2026	$348,143,481	Individuals and high net worth (100%)
Dec 2025 to Jan 2026	$354,197,000	Individuals and high net worth (100%)
Apr 2025 to Sep 2025	$170,009,355	Individuals and high net worth (100%)
Feb 2025 to Mar 2025	$0	—

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 33.5%, 59.2 effective positions, active share 27.8% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.8 quarters (under 4)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 27.8%; sector active share 7.1% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

370 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

7.4%

+0.7 pts

Top 5

27.7%

+3.7 pts

Top 10

38.2%

+4.7 pts

HHI

214

Diversified+45

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	35.9%	$92,062,653	66
Financial Services	12.2%	$31,308,019	65
Unclassified	11.1%	$28,366,481	36
Communication Services	8.6%	$22,035,148	15
Healthcare	8.2%	$21,052,639	48
Consumer Cyclical	6.7%	$17,105,718	23
Industrials	5.3%	$13,664,905	35
Energy	4.4%	$11,337,523	25
Consumer Defensive	3.6%	$9,163,780	20
Basic Materials	2.8%	$7,058,520	22
Utilities	0.8%	$2,123,535	12
Real Estate	0.4%	$971,297	3

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
LX	LexinFintech Holdings Ltd.	+95,337	115,682	$83,406
ICG	Intchains Group Ltd	+92,103	114,833	$106,794
LU	Lufax Holding Ltd	+49,196	77,765	$0
NWGL	CL Workshop Group Ltd	+44,145	60,322	$85,657
VIOT	Viomi Technology Co., Ltd	+38,594	64,320	$109,344
YRD	Yiren Digital Ltd.	+34,861	59,382	$56,412
ING	Ing Groep NV	+33,784	43,629	$1,548,829
PPBT	Purple Biotech Ltd.	+22,799	51,267	$77,925
UMC	United Microelectronics Corp	+16,192	25,742	$630,421
NAT	NORDIC AMERICAN TANKERS Ltd	+15,939	34,258	$270,638
FOCL	Edap Tms SA	+15,489	39,422	$176,216
YOUL	Youlife Group Inc.	+10,751	33,926	$14,350
NIU	Niu Technologies	+10,563	22,952	$42,690
EVAX	Evaxion A/S	+4,502	17,962	$58,915
APH	Amphenol Corp	+3,993	8,672	$731,049
HTT	High Templar Tech Ltd	+3,728	19,070	$45,386
TAK	Takeda Pharmaceutical Co Ltd	+3,569	29,095	$529,238
SAN	Banco Santander, S.A.	+3,023	22,005	$304,329
XYF	X Financial	+2,660	18,081	$93,117
ASX	ASE Technology Holding Co., Ltd.	+2,560	13,189	$586,382
CRWD	CrowdStrike Holdings, Inc.	+2,524	3,578	$947,275
UL	Unilever PLC	+2,418	10,907	$662,382
MNST	Monster Beverage Corp	+1,685	5,584	$232,406
KVUE	Kenvue Inc.	+1,585	16,363	$288,970
CMCSA	Comcast Corp	+1,532	10,419	$226,717
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
TURB	Turbo Energy, S.A.	−117,645	72,116	$81,491
CMPX	Compass Therapeutics, Inc.	−68,783	17,725	$18,434
IAUX	i-80 Gold Corp.	−62,894	152,272	$252,771
HKD	AMTD Digital Inc.	−49,463	69,580	$124,548
HLN	Haleon plc	−37,055	57,837	$520,533
BAK	Braskem SA	−36,972	15,186	$22,019
NVDA	Nvidia Corp	−19,822	82,810	$18,912,147
LND	BrasilAgro - Brazilian Agricultural Real Estate Co	−17,562	10,823	$37,555
HERE	Here Group Ltd	−16,846	15,853	$26,315
CIG-C	Energy Co Of Minas Gerais	−15,350	19,729	$64,513
AUTL	Autolus Therapeutics plc	−14,963	48,639	$94,359
ABEV	Ambev S.A.	−14,917	33,862	$98,877
SSL	Sasol Ltd	−9,840	17,220	$237,980
ADAG	Adagene Inc.	−9,820	31,874	$101,996
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	−7,483	21,329	$1,010,141
WAVE	Eco Wave Power Global AB (publ)	−7,266	13,175	$79,050
TNGX	Tango Therapeutics, Inc.	−7,256	39,113	$975,869
BBD	Bank Bradesco	−7,037	14,578	$51,314
CIG	Energy Co Of Minas Gerais	−7,016	14,900	$31,290
IRWD	Ironwood Pharmaceuticals Inc	−6,950	68,512	$271,992
SSRM	Ssr Mining Inc.	−6,600	16,031	$534,152
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	−6,200	9,231	$1,160,059
TUYA	Tuya Inc.	−5,861	18,546	$31,528
WMT	Walmart Inc.	−5,485	12,354	$1,283,827
XOM	ExxonMobil Holdings Corp	−5,213	18,913	$3,078,090
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
TS	Tenaris SA	13,416	$740,294
AKAM	Akamai Technologies Inc	6,312	$671,281
NVO	Novo Nordisk A S	10,239	$388,160
VV	VANGUARD LARGE-CAP INDEX FUND	899	$316,313
GDS	GDS Holdings Ltd	9,908	$309,426
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	5,428	$307,550
SCCO	Southern Copper Corp	1,357	$274,982
WDAY	Workday, Inc.	1,255	$239,027
GFI	Gold Fields Ltd	6,362	$229,795
HCM	HUTCHMED (China) Ltd	15,514	$226,969
PBF	PBF Energy Inc.	2,865	$220,490
NUE	Nucor Corp	877	$204,998
MET	Metlife Inc	2,173	$204,609
BZ	Kanzhun Ltd	11,927	$176,519
TME	Tencent Music Entertainment Group	14,366	$113,922
UXIN	Uxin Ltd	74,136	$97,859
PAGS	PagSeguro Digital Ltd.	10,864	$96,689
NOAH	Noah Holdings Ltd	11,305	$89,422
SY	So-Young International Inc.	30,958	$82,657
TIGR	UP Fintech Holding Ltd	16,474	$75,615
TRVG	trivago N.V.	12,987	$68,701
LPL	LG Display Co., Ltd.	17,467	$51,527
SOC	Sable Offshore Corp.	14,544	$50,322
TE	T1 Energy Inc.	12,549	$48,439
EVO	Evotec SE	25,173	$43,045
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
APP	AppLovin Corp	1,218	$627,550
SMH	VanEck Semiconductor ETF	905	$593,580
GPCR	Structure Therapeutics Inc.	9,928	$532,835
MCD	Mcdonalds Corp	1,763	$476,556
G	Genpact LTD	15,730	$432,575
CRDO	Credo Technology Group Holding Ltd	1,369	$372,299
LULU	lululemon athletica inc.	3,019	$344,709
BTI	British American Tobacco p.l.c.	5,553	$342,953
HIG	Hartford Insurance Group, Inc.	2,434	$322,553
AZN	Astrazeneca PLC	1,666	$315,906
VEA	Vanguard FTSE Developed Markets ETF	4,328	$308,370
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	3,722	$307,623
IOT	Samsara Inc.	9,460	$306,787
SRE	Sempra	3,305	$306,406
TDG	TransDigm Group INC	229	$305,037
ALMS	Alumis Inc.	10,771	$303,095
—		1,465	$300,383
PLGO	Pelagos Insurance Capital Ltd	12,137	$295,535
HLT	Hilton Worldwide Holdings Inc.	839	$277,255
TSCO	Tractor Supply Co	8,763	$276,998
IVW	iShares S&P 500 Growth ETF	1,987	$273,272
TPR	Tapestry, Inc.	1,855	$271,534
DFAC	Dimensional U.S. Core Equity 2 ETF	6,089	$270,108
ZTO	ZTO Express (Cayman) Inc.	12,059	$269,880
—		1,837	$268,955
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

370 tracked positions · $256,250,218 total · filing declares 370 positions · $258,027,195 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 370 positions by value · page 1 of 8

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp Technology	Reduced	82,810	-19,822	$18,912,147	−7.9%	7.38%
AAPL	Apple Inc. Technology	Reduced	54,056	-4,948	$18,001,729	+5.4%	7.03%
MSFT	Microsoft Corp Technology	Reduced	19,304	-1,852	$9,901,021	+25.5%	3.86%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	33,504	-3,434	$8,347,521	−5.2%	3.26%
GOOGL	Alphabet Inc. Communication Services	Reduced	22,281	-2,927	$7,666,446	−14.9%	2.99%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Held	30,260	0	$5,031,632	+1.2%	1.96%
META	Meta Platforms, Inc. Communication Services	Reduced	6,865	-1,148	$4,978,360	+10.3%	1.94%
AVGO	Broadcom Inc. Technology	Reduced	13,787	-3,172	$4,841,856	−24.4%	1.89%
GOOG	Alphabet Inc. Communication Services	Reduced	14,195	-3,002	$4,836,804	−20.4%	1.89%
MU	Micron Technology Inc Technology	Reduced	4,038	-200	$4,300,914	−12.1%	1.68%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	11,756	-1,615	$3,889,237	−11.1%	1.52%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	10,563	-2,739	$3,747,858	−33.0%	1.46%
SPY	Spdr S&P 500 ETF Trust	Reduced	4,582	-233	$3,494,370	−2.8%	1.36%
AMD	Advanced Micro Devices Inc Technology	Reduced	5,513	-1,038	$3,372,632	−11.4%	1.32%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	6,292	-1,129	$3,133,101	−15.6%	1.22%
XOM	ExxonMobil Holdings Corp Energy	Reduced	18,913	-5,213	$3,078,090	−6.7%	1.20%
LLY	ELI LILLY & Co Healthcare	Reduced	2,440	-526	$2,823,275	−20.6%	1.10%
JNJ	Johnson & Johnson Healthcare	Reduced	8,359	-873	$2,212,961	−5.6%	0.86%
LRCX	Lam Research Corp Technology	Reduced	5,988	-1,010	$1,967,117	−35.1%	0.77%
VOO	VANGUARD 500 INDEX FUND	Added	2,683	+149	$1,880,407	+8.0%	0.73%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Held	4,997	0	$1,870,077	+1.1%	0.73%
V	Visa Inc. Financial Services	Reduced	5,178	-818	$1,860,610	−9.6%	0.73%
ING	Ing Groep NV Financial Services	Added	43,629	+33,784	$1,548,829	+401.3%	0.60%
CSCO	Cisco Systems, Inc. Technology	Reduced	14,074	-2,875	$1,514,784	−23.9%	0.59%
IVV	iShares Core S&P 500 ETF	Reduced	1,912	-194	$1,464,305	−7.2%	0.57%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	1,598	-379	$1,454,723	−21.3%	0.57%
ABBV	AbbVie Inc. Healthcare	Reduced	5,283	-2,650	$1,381,979	−30.8%	0.54%
MA	Mastercard Inc Financial Services	Reduced	2,424	-227	$1,336,763	−1.8%	0.52%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	2,924	-196	$1,333,899	−10.5%	0.52%
AMAT	Applied Materials Inc Technology	Reduced	2,569	-282	$1,313,735	−36.3%	0.51%
MRK	Merck & Co., Inc. Healthcare	Added	9,003	+375	$1,308,225	+18.0%	0.51%
NEM	NEWMONT Corp Basic Materials	Reduced	11,227	-217	$1,294,922	+21.1%	0.51%
WMT	Walmart Inc. Consumer Defensive	Reduced	12,354	-5,485	$1,283,827	−36.5%	0.50%
BAC	Bank Of America Corp Financial Services	Reduced	23,440	-2,455	$1,275,839	−13.5%	0.50%
INTC	Intel Corp Technology	Added	10,537	+731	$1,266,863	−7.5%	0.49%
CVX	Chevron Corp Energy	Reduced	6,138	-1,382	$1,253,440	+0.6%	0.49%
CAT	Caterpillar Inc Industrials	Reduced	1,475	-329	$1,195,915	−37.7%	0.47%
PLTR	Palantir Technologies Inc. Technology	Reduced	6,236	-1,438	$1,166,443	+30.3%	0.46%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Reduced	9,231	-6,200	$1,160,059	−37.1%	0.45%
KO	Coca Cola Co Consumer Defensive	Reduced	13,196	-2,306	$1,135,911	−9.8%	0.44%
QQQ	Invesco Qqq Trust, Series 1	Reduced	1,492	-194	$1,103,736	−11.1%	0.43%
GS	Goldman Sachs Group Inc Financial Services	Reduced	1,212	-233	$1,091,236	−25.3%	0.43%
KLAC	Kla Corp Technology	Reduced	5,559	-839	$1,083,615	−43.9%	0.42%
IWF	iShares Russell 1000 Growth ETF	Reduced	8,084	-3,448	$1,012,601	−29.3%	0.40%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Reduced	21,329	-7,483	$1,010,141	−30.7%	0.39%
GE	General Electric Co Industrials	Reduced	3,214	-1,200	$1,003,700	−39.2%	0.39%
TNGX	Tango Therapeutics, Inc. Healthcare	Reduced	39,113	-7,256	$975,869	−32.7%	0.38%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	3,578	+2,524	$947,275	+17.8%	0.37%
ANET	Arista Networks, Inc. Technology	Reduced	4,391	-584	$893,963	+5.8%	0.35%
RTX	RTX Corp Industrials	Reduced	4,802	-1,739	$891,491	−28.2%	0.35%

Showing the top 50 of 370 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.