MLP3, LLC
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $248,141,647 | Individuals and high net worth (97%) |
| Mar 2025 to Mar 2026 | $242,145,863 | Individuals and high net worth (96%) |
| Apr 2024 to Feb 2025 | $214,427,429 | Individuals and high net worth (97%) |
| May 2023 to Mar 2024 | $191,080,609 | Individuals and high net worth (97%) |
| Apr 2023 | $191,080,609 | Individuals and high net worth (97%) |
| Apr 2022 to Mar 2023 | $202,324,249 | Individuals and high net worth (100%) |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 78.1%; sector active share 59.3% against the combined 13F book's sector weights.
Over time 3 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
110 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026Portfolio Trend
Sector Breakdown
As of Sep 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 52.6% | $54,513,297 |
| Financial Services | 25.5% | $26,432,362 |
| Technology | 8.0% | $8,342,279 |
| Communication Services | 4.6% | $4,760,995 |
| Consumer Cyclical | 2.7% | $2,801,717 |
| Healthcare | 1.9% | $1,932,382 |
| Industrials | 1.8% | $1,833,315 |
| Utilities | 1.6% | $1,626,293 |
| Consumer Defensive | 0.9% | $929,309 |
| Energy | 0.5% | $517,707 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SOFI | SoFi Technologies, Inc. | +20,995 | 114,235 | $1,795,774 | |
| XMAG | Defiance Large Cap ex-Mag 7 ETF | +18,946 | 59,718 | $1,515,045 | |
| SCHD | Schwab U.S. Dividend Equity ETF | +9,059 | 16,369 | $532,483 | |
| IBTH | iShares iBonds Dec 2027 Term Treasury ETF | +8,930 | 23,876 | $532,912 | |
| IBTK | iShares iBonds Dec 2030 Term Treasury ETF | +8,518 | 21,620 | $410,563 | |
| IBTJ | iShares iBonds Dec 2029 Term Treasury ETF | +7,368 | 24,122 | $511,989 | |
| SPYM | State Street(R) SPDR(R) Portfolio S&P 500(R) ETF | +7,267 | 74,911 | $6,724,011 | |
| IBDU | iShares iBonds Dec 2029 Term Corporate ETF | +6,975 | 18,730 | $424,983 | |
| IBTG | iShares iBonds Dec 2026 Term Treasury ETF | +5,640 | 18,181 | $415,981 | |
| DGRO | iShares Core Dividend Growth ETF | +5,390 | 29,182 | $2,200,030 | |
| IBTI | iShares iBonds Dec 2028 Term Treasury ETF | +5,159 | 16,191 | $354,744 | |
| IBDV | iShares iBonds Dec 2030 Term Corporate ETF | +5,142 | 28,287 | $597,987 | |
| — | +5,052 | 58,593 | $0 | ||
| IBDS | iShares iBonds Dec 2027 Term Corporate ETF | +4,152 | 13,064 | $315,103 | |
| IJH | iShares Core S&P Mid-Cap ETF | +3,703 | 42,401 | $3,050,751 | |
| RSP | Victory Portfolios II | +3,167 | 34,104 | $0 | |
| NU | Nu Holdings Ltd. | +2,625 | 36,385 | $460,634 | |
| XLU | State Street(R) Utilities Select Sector SPDR(R) ETF | +2,572 | 10,173 | $401,223 | |
| AAPL | Apple Inc. | +2,101 | 11,567 | $3,852,042 | |
| IUSV | iShares Core S&P U.S. Value ETF | +1,731 | 14,043 | $1,548,662 | |
| META | Meta Platforms, Inc. | +1,618 | 2,195 | $1,591,770 | |
| AMZN | Amazon Com Inc | +1,463 | 10,281 | $2,561,511 | |
| KO | Coca Cola Co | +1,406 | 7,180 | $618,054 | |
| IUSG | iShares Core S&P U.S. Growth ETF | +1,354 | 18,479 | $3,580,306 | |
| IDU | iShares U.S. Utilities ETF | +1,321 | 10,605 | $1,069,408 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| OPRA | Opera Ltd | −44,603 | 16,551 | $291,628 | |
| IJR | iShares Core S&P Small-Cap ETF | −1,494 | 9,116 | $1,240,140 | |
| JEPI | JPMorgan Equity Premium Income ETF | −1,142 | 32,129 | $1,806,292 | |
| IWF | iShares Russell 1000 Growth ETF | −582 | 4,175 | $522,960 | |
| C | Citigroup Inc | −237 | 6,269 | $811,710 | |
| AEP | American Electric Power Co Inc | −146 | 9,425 | $1,118,182 | |
| IWD | iShares Russell 1000 Value ETF | −43 | 976 | $241,979 | |
| COF | Capital One Financial Corp | −35 | 17,100 | $3,301,497 | |
| MDY | Spdr S&P Midcap 400 ETF Trust | −24 | 600 | $394,026 | |
| IWO | iShares Russell 2000 Growth ETF | −15 | 1,599 | $570,683 | |
| GEV | GE Vernova Inc. | −13 | 349 | $331,721 | |
| PNC | Pnc Financial Services Group, Inc. | −2 | 2,621 | $582,543 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| NVDA | Nvidia Corp | 4,275 | $976,324 | |
| AVGO | Broadcom Inc. | 852 | $299,213 | |
| SMDV | ProShares Russell 2000 Dividend Growers ETF | 4,120 | $295,486 | |
| VTI | VANGUARD TOTAL STOCK MARKET INDEX FUND | 737 | $275,814 | |
| BMNR | Bitmine Immersion Technologies, Inc. | 9,855 | $260,467 | |
| IBTL | iShares iBonds Dec 2031 Term Treasury ETF | 12,892 | $251,007 | |
| IBHL | iShares iBonds 2032 Term High Yield and Income ETF | 10,162 | $248,664 | |
| IBTM | iShares iBonds Dec 2032 Term Treasury ETF | 11,273 | $245,029 | |
| PLTR | Palantir Technologies Inc. | 1,292 | $241,668 | |
| TSLA | Tesla, Inc. | 677 | $240,206 | |
| PM | Philip Morris International Inc. | 1,218 | $232,418 | |
| CRWD | CrowdStrike Holdings, Inc. | 847 | $224,243 | |
| ZS | Zscaler, Inc. | 1,065 | $212,382 | |
| MU | Micron Technology Inc | 194 | $206,631 | |
| IVW | iShares S&P 500 Growth ETF | 1,443 | $205,281 | |
| IBHK | iShares iBonds 2031 Term High Yield and Income ETF | 8,258 | $203,559 | |
| AMD | Advanced Micro Devices Inc | 330 | $201,880 | |
| GRAB | Grab Holdings Ltd | 10,000 | $31,100 | |
| QQQM | Invesco Ltd. | 2,386 | $0 | |
| — | 9,410 | $0 | ||
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 30,168 | $15,022,155 | 14.49% | |
| SPYM |
State Street(R) SPDR(R) Portfolio S&P 500(R) ETF
|
Added | 74,911 | $6,724,011 | 6.48% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 5,087 | $3,879,498 | 3.74% | |
| AAPL |
Apple Inc.
Technology
|
Added | 11,567 | $3,852,042 | 3.71% | |
| IUSG |
iShares Core S&P U.S. Growth ETF
|
Added | 18,479 | $3,580,306 | 3.45% | |
| DIA |
Spdr Dow Jones Industrial Average ETF Trust
|
Added | 6,666 | $3,389,994 | 3.27% | |
| COF |
Capital One Financial Corp
Financial Services
|
Reduced | 17,100 | $3,301,497 | 3.18% | |
| IJH |
iShares Core S&P Mid-Cap ETF
|
Added | 42,401 | $3,050,751 | 2.94% | |
| IWM |
iShares Russell 2000 ETF
|
Added | 9,497 | $2,639,121 | 2.55% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 10,281 | $2,561,511 | 2.47% | |
| DGRO |
iShares Core Dividend Growth ETF
|
Added | 29,182 | $2,200,030 | 2.12% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 5,958 | $2,030,128 | 1.96% | |
| DVY |
iShares Select Dividend ETF
|
Added | 12,073 | $1,835,941 | 1.77% | |
| JEPI |
JPMorgan Equity Premium Income ETF
|
Reduced | 32,129 | $1,806,292 | 1.74% | |
| SOFI |
SoFi Technologies, Inc.
Financial Services
|
Added | 114,235 | $1,795,774 | 1.73% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 5,315 | $1,758,361 | 1.70% | |
| SDY |
State Street(R) SPDR(R) S&P(R) Dividend ETF
|
Added | 11,149 | $1,633,105 | 1.57% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 2,195 | $1,591,770 | 1.54% | |
| IUSV |
iShares Core S&P U.S. Value ETF
|
Added | 14,043 | $1,548,662 | 1.49% | |
| XMAG |
Defiance Large Cap ex-Mag 7 ETF
|
Added | 59,718 | $1,515,045 | 1.46% | |
| REGL |
ProShares S&P MidCap 400 Dividend Aristocrats ETF
|
Added | 16,523 | $1,428,909 | 1.38% | |
| IJR |
iShares Core S&P Small-Cap ETF
|
Reduced | 9,116 | $1,240,140 | 1.20% | |
| AEP |
American Electric Power Co Inc
Utilities
|
Reduced | 9,425 | $1,118,182 | 1.08% | |
| VYM |
VANGUARD HIGH DIVIDEND YIELD INDEX FUND
|
Held | 7,005 | $1,087,176 | 1.05% | |
| IDU |
iShares U.S. Utilities ETF
|
Added | 10,605 | $1,069,408 | 1.03% | |
| NVDA |
Nvidia Corp
Technology
|
NEW | 4,275 | $976,324 | 0.94% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 2,463 | $847,469 | 0.82% | |
| C |
Citigroup Inc
Financial Services
|
Reduced | 6,269 | $811,710 | 0.78% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 3,038 | $804,280 | 0.78% | |
| ITW |
Illinois Tool Works Inc
Industrials
|
Added | 3,054 | $785,733 | 0.76% | |
| PANW |
Palo Alto Networks Inc
Technology
|
Added | 1,976 | $785,084 | 0.76% | |
| IMCG |
iShares Morningstar Mid-Cap Growth ETF
|
Added | 8,156 | $765,766 | 0.74% | |
| BRK-A |
Berkshire Hathaway Inc
Financial Services
|
Held | 1 | $747,005 | 0.72% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 2,813 | $735,852 | 0.71% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 1,412 | $724,214 | 0.70% | |
| IOO |
iShares Global 100 ETF
|
Held | 4,992 | $718,897 | 0.69% | |
| MKL |
Markel Group Inc.
Financial Services
|
Added | 404 | $691,829 | 0.67% | |
| SPYG |
State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF
|
Added | 5,070 | $624,015 | 0.60% | |
| KO |
Coca Cola Co
Consumer Defensive
|
Added | 7,180 | $618,054 | 0.60% | |
| IBDV |
iShares iBonds Dec 2030 Term Corporate ETF
|
Added | 28,287 | $597,987 | 0.58% | |
| GLD |
Spdr Gold Trust
|
Added | 1,533 | $583,827 | 0.56% | |
| PNC |
Pnc Financial Services Group, Inc.
Financial Services
|
Reduced | 2,621 | $582,543 | 0.56% | |
| ILCG |
iShares Morningstar Growth ETF
|
Added | 4,906 | $573,854 | 0.55% | |
| IWO |
iShares Russell 2000 Growth ETF
|
Reduced | 1,599 | $570,683 | 0.55% | |
| IBTH |
iShares iBonds Dec 2027 Term Treasury ETF
|
Added | 23,876 | $532,912 | 0.51% | |
| SCHD |
Schwab U.S. Dividend Equity ETF
|
Added | 16,369 | $532,483 | 0.51% | |
| IWF |
iShares Russell 1000 Growth ETF
|
Reduced | 4,175 | $522,960 | 0.50% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Added | 3,181 | $517,707 | 0.50% | |
| IBTJ |
iShares iBonds Dec 2029 Term Treasury ETF
|
Added | 24,122 | $511,989 | 0.49% | |
| AIVL |
WisdomTree U.S. AI Enhanced Value Fund
|
Held | 3,762 | $481,310 | 0.46% |
Showing the top 50 of 110 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.