Sunrise Financial Services, LLC

Registered adviser

CIK

2110891

Location

BURIEN, WA

Portfolio Value

Small $142,851,401

Diversification

Diversified

Filing Date

Global Rank

#7,045 / 8,819 ▲ 170 · as of Jun 2026

Top Industry

Software - Infrastructure 19.5%

Period ended 29 days ago

Filed Oct 21, 2026 · 8d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 325955

Roster of Oct 1, 2026

Regulatory AUM

$151,248,727

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$151,248,727	Individuals and high net worth (100%)
Dec 2025 to Feb 2026	$137,606,645	Individuals and high net worth (100%)
Apr 2025 to Sep 2025	$114,418,000	Individuals and high net worth (100%)

Stated strategy

Quantitative / systematic, Multi-asset, Income Form ADV Part 2A, Apr 15, 2026 · original

In the firm's words

Quantitative / systematic: We use both Qualitative and Quantitative processes to meet both risk and potential return objectives for our individual holdings and for each of our models.
Multi-asset: Through expansive asset allocation, we have designed five risk-adjusted portfolios and one income model to meet the needs of investors with varying risk tolerances and potential return needs so that we can best position our clients and their overall investment experience.
Income: Through expansive asset allocation, we have designed five risk-adjusted portfolios and one income model to meet the needs of investors with varying risk tolerances and potential return needs so that we can best position our clients and their overall investment experience.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 61.4% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.9 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 86.3%; sector active share 68.8% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

472 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

17.6%

+3.8 pts

Top 5

43.1%

+2.5 pts

Top 10

65.3%

+3.9 pts

HHI

632

Diversified+96

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	89.7%	$128,116,360	157
Technology	4.8%	$6,833,511	49
Consumer Cyclical	2.2%	$3,139,601	28
Consumer Defensive	0.9%	$1,242,642	19
Financial Services	0.7%	$1,055,860	55
Communication Services	0.6%	$848,822	10
Industrials	0.5%	$692,764	48
Healthcare	0.4%	$548,792	35
Energy	0.1%	$190,978	26
Real Estate	0.0%	$69,256	13
Utilities	0.0%	$60,547	17
Basic Materials	0.0%	$52,268	15

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
JHHY	John Hancock High Yield ETF	+95,036	95,114	$2,347,413
CGDV	Capital Group Dividend Value ETF	+45,391	516,076	$25,210,312
TBLL	Invesco Short Term Treasury ETF	+37,503	37,539	$3,962,616
CGSM	Capital Group Short Duration Municipal Income ETF	+21,231	63,198	$1,624,820
HGER	Harbor Commodity All-Weather Strategy ETF	+18,312	347,126	$12,239,662
LVHI	Franklin International Low Volatility High Dividend Index ETF	+15,316	142,900	$5,960,359
ALAI	Alger ETF Trust	+13,036	130,369	$6,058,247
PRFZ	Invesco RAFI US 1500 Small-Mid ETF	+12,679	120,599	$6,310,945
RAAX	VanEck Real Assets ETF	+11,123	93,486	$3,723,547
DYNF	iShares U.S. Equity Factor Rotation Active ETF	+10,595	112,980	$7,824,994
CGMU	Capital Group Municipal Income ETF	+9,239	32,596	$845,540
BKMC	BNY Mellon US Mid Cap Core Equity ETF	+9,026	13,972	$539,179
XMMO	Victory Portfolios II	+6,704	54,651	$0
FRDM	Freedom 100 Emerging Markets ETF	+6,188	88,254	$6,174,249
QQQM	Invesco Ltd.	+3,877	54,927	$0
JPLD	JPMorgan Limited Duration Bond ETF	+3,392	97,147	$4,994,327
—		+3,056	36,402	$0
JPIB	JPMorgan International Bond Opportunities ETF	+3,048	52,371	$2,445,725
HYD	VanEck High Yield Muni ETF	+2,462	9,661	$464,017
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	+2,430	38,977	$7,629,747
FEOE	First Eagle Overseas Equity ETF	+1,471	13,356	$718,152
TDIV	First Trust NASDAQ Technology Dividend Index Fund	+1,207	4,627	$522,018
CSNR	Cohen & Steers Natural Resources Active ETF	+856	5,704	$205,929
—		+614	10,971	$0
MNST	Monster Beverage Corp	+214	428	$17,813
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
OBIL	US Treasury 12 Month Bill ETF	−77,686	3,758	$187,167
THYF	T. Rowe Price U.S. High Yield ETF	−50,127	2,935	$146,163
BKIE	BNY Mellon International Equity ETF	−44,670	20,391	$681,263
OSEA	Harbor International Compounders ETF	−5,289	30,330	$887,455
TBIL	F/m US Treasury 3 Month Bill Fund	−2,781	4,992	$248,851
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	−2,506	2,424	$54,758
RWJ	Invesco Ltd.	−1,403	10,288	$0
FLQM	Franklin U.S. Mid Cap Multifactor Index ETF	−733	9,847	$565,611
NVDA	Nvidia Corp	−556	9,497	$2,168,924
IUS	Invesco RAFI Strategic US ETF	−455	4,704	$318,992
CVSB	Calvert Ultra-Short Investment Grade ETF	−359	9,749	$491,739
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−346	4,100	$1,534,384
PSH	PGIM Short Duration High Yield ETF	−343	78,648	$3,827,798
SPHD	Invesco Ltd.	−311	611	$0
SYF	Synchrony Financial	−291	18	$1,277
BRLN		−274	52,078	$2,645,562
EMB	iShares J.P. Morgan USD Emerging Markets Bond ETF	−260	829	$75,306
TSLA	Tesla, Inc.	−255	1,533	$543,923
EAGG	iShares ESG Aware U.S. Aggregate Bond ETF	−240	6,016	$272,224
CGDG	Capital Group Dividend Growers ETF	−201	7,249	$268,430
XSVM	Victory Portfolios II	−186	4,276	$0
ACWV	iShares Trust	−175	1,719	$0
F	Ford Motor Co	−175	949	$11,444
HEQT	Simplify Hedged Equity ETF	−154	1,378	$47,292
BBCA	JPMorgan BetaBuilders Canada ETF	−154	2,818	$282,814
No positions match the current search.

New Positions

Positions the filer opened this quarter

13 positions

Ticker	Company	Shares	Value
PATN	Pacer Nasdaq International Patent Leaders ETF	198,008	$7,062,945
IWMI	NEOS Russell 2000(R) High Income ETF	1,264	$61,898
CPRJ		1,446	$39,526
IYRI	NEOS Real Estate High Income ETF	573	$25,905
XOM	ExxonMobil Holdings Corp	144	$23,436
TRFK	Pacer Data and Digital Revolution ETF	100	$10,085
AVLV	Avantis U.S. Large Cap Value ETF	100	$9,044
MLPI	NEOS MLP & Energy Infrastructure High Income ETF	109	$5,472
SPCX	Space Exploration Technologies Corp	20	$3,017
IGLB	iShares 10+ Year Investment Grade Corporate Bond ETF	45	$2,054
IRM	Iron Mountain Inc	17	$1,886
RFV	Victory Portfolios II	10	$0
XIDV	Franklin Short Duration U.S. Government ETF	1,482	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
IDV	iShares International Select Dividend ETF	1,395	$57,794
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	900	$55,314
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	621	$28,156
REM	iShares Mortgage Real Estate ETF	1,171	$25,820
PSK	State Street(R) SPDR(R) ICE Preferred Securities ETF	584	$17,829
FDN	First Trust Dow Jones Internet Index Fund	46	$12,177
WY	Weyerhaeuser Co	408	$9,767
IUSV	iShares Core S&P U.S. Value ETF	78	$8,591
CMCSA	Comcast Corp	329	$8,076
DEO	Diageo PLC	95	$7,636
KHC	Kraft Heinz Co	312	$7,369
IEI	iShares 3-7 Year Treasury Bond ETF	57	$6,694
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	122	$6,486
NKE	NIKE, Inc.	149	$6,116
DVY	iShares Select Dividend ETF	39	$6,095
VICI	Vici Properties Inc.	174	$4,619
IFF	International Flavors & Fragrances Inc	58	$4,594
DLTR	Dollar Tree, Inc.	37	$4,475
TLH	iShares 10-20 Year Treasury Bond ETF	43	$4,315
MDT	Medtronic plc	52	$4,067
LNC	Lincoln National Corp	102	$3,605
VZ	Verizon Communications Inc	82	$3,471
PAYX	Paychex Inc	35	$3,441
EXC	Exelon Corp	69	$3,216
—		565	$2,938
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

472 tracked positions · $142,851,401 total · filing declares 473 positions · $180,448,972 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 472 positions by value · page 1 of 10

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
CGDV	Capital Group Dividend Value ETF	Added	516,076	+45,391	$25,210,312	+8.7%	17.65%
HGER	Harbor Commodity All-Weather Strategy ETF	Added	347,126	+18,312	$12,239,662	+26.9%	8.57%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Added	112,980	+10,595	$7,824,994	+12.4%	5.48%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	38,977	+2,430	$7,629,747	+9.6%	5.34%
PATN	Pacer Nasdaq International Patent Leaders ETF	NEW	198,008	NEW	$7,062,945	NEW	4.94%
PRFZ	Invesco RAFI US 1500 Small-Mid ETF	Added	120,599	+12,679	$6,310,945	+4.9%	4.42%
FRDM	Freedom 100 Emerging Markets ETF	Added	88,254	+6,188	$6,174,249	+3.2%	4.32%
ALAI	Alger ETF Trust	Added	130,369	+13,036	$6,058,247	+13.1%	4.24%
LVHI	Franklin International Low Volatility High Dividend Index ETF	Added	142,900	+15,316	$5,960,359	+15.1%	4.17%
JPLD	JPMorgan Limited Duration Bond ETF	Added	97,147	+3,392	$4,994,327	+2.1%	3.50%
TBLL	Invesco Short Term Treasury ETF	Added	37,539	+37,503	$3,962,616	+104179.4%	2.77%
PSH	PGIM Short Duration High Yield ETF	Reduced	78,648	-343	$3,827,798	−2.8%	2.68%
RAAX	VanEck Real Assets ETF	Added	93,486	+11,123	$3,723,547	+14.0%	2.61%
MSFT	Microsoft Corp Technology	Reduced	5,172	-44	$2,652,718	+36.3%	1.86%
BRLN		Reduced	52,078	-274	$2,645,562	−0.7%	1.85%
JPIB	JPMorgan International Bond Opportunities ETF	Added	52,371	+3,048	$2,445,725	+2.6%	1.71%
JHHY	John Hancock High Yield ETF	Added	95,114	+95,036	$2,347,413	+117682.9%	1.64%
NVDA	Nvidia Corp Technology	Reduced	9,497	-556	$2,168,924	+7.8%	1.52%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Held	13,489	0	$1,695,162	+5.1%	1.19%
CGSM	Capital Group Short Duration Municipal Income ETF	Added	63,198	+21,231	$1,624,820	+46.7%	1.14%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	4,100	-346	$1,534,384	−6.7%	1.07%
AMZN	Amazon Com Inc Consumer Cyclical	Held	4,417	0	$1,100,495	+4.5%	0.77%
COST	Costco Wholesale Corp Consumer Defensive	Held	1,060	0	$964,960	−2.7%	0.68%
OSEA	Harbor International Compounders ETF	Reduced	30,330	-5,289	$887,455	−18.4%	0.62%
CGMU	Capital Group Municipal Income ETF	Added	32,596	+9,239	$845,540	+31.8%	0.59%
FEOE	First Eagle Overseas Equity ETF	Added	13,356	+1,471	$718,152	+13.2%	0.50%
QQQ	Invesco Qqq Trust, Series 1	Held	949	0	$702,041	+0.5%	0.49%
BKIE	BNY Mellon International Equity ETF	Reduced	20,391	-44,670	$681,263	−89.6%	0.48%
AAPL	Apple Inc. Technology	Held	1,805	0	$601,101	+15.1%	0.42%
FLQM	Franklin U.S. Mid Cap Multifactor Index ETF	Reduced	9,847	-733	$565,611	−7.6%	0.40%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	1,533	-255	$543,923	−27.7%	0.38%
BKMC	BNY Mellon US Mid Cap Core Equity ETF	Added	13,972	+9,026	$539,179	−12.0%	0.38%
TDIV	First Trust NASDAQ Technology Dividend Index Fund	Added	4,627	+1,207	$522,018	+32.9%	0.37%
CVSB	Calvert Ultra-Short Investment Grade ETF	Reduced	9,749	-359	$491,739	−3.9%	0.34%
SBUX	Starbucks Corp Consumer Cyclical	Reduced	5,221	-16	$490,565	−8.3%	0.34%
WSM	Williams Sonoma Inc Consumer Cyclical	Held	2,149	0	$489,843	−2.2%	0.34%
HYD	VanEck High Yield Muni ETF	Added	9,661	+2,462	$464,017	+25.1%	0.32%
SCHG	Schwab U.S. Large-Cap Growth ETF	Held	10,982	0	$394,583	+6.2%	0.28%
WOMN	Impact Shares Women's Empowerment ETF	Added	7,858	+51	$343,787	+3.9%	0.24%
OUSM	ALPS \| OShares U.S. Small-Cap Quality Dividend ETF	Reduced	7,030	-127	$322,887	—	0.23%
IUS	Invesco RAFI Strategic US ETF	Reduced	4,704	-455	$318,992	−5.7%	0.22%
QTEC	First Trust NASDAQ-100-Technology Sector Index Fund	Held	950	0	$313,243	−1.5%	0.22%
VOO	VANGUARD 500 INDEX FUND	Held	439	0	$307,677	+2.0%	0.22%
META	Meta Platforms, Inc. Communication Services	Reduced	419	-4	$303,850	+27.5%	0.21%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	568	+50	$282,835	+9.1%	0.20%
BBCA	JPMorgan BetaBuilders Canada ETF	Reduced	2,818	-154	$282,814	−4.3%	0.20%
USB	US Bancorp De Financial Services	Held	4,892	0	$282,561	−4.4%	0.20%
AVUS	Avantis U.S. Equity ETF	Held	2,128	0	$272,575	+0.0%	0.19%
EAGG	iShares ESG Aware U.S. Aggregate Bond ETF	Reduced	6,016	-240	$272,224	−8.2%	0.19%
CGDG	Capital Group Dividend Growers ETF	Reduced	7,249	-201	$268,430	−3.9%	0.19%

Showing the top 50 of 472 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.