ALK · Alaska Air Group, Inc. · Holdings

$33.23 -0.31 (-0.92%)

S&P 400 member Russell 1000 member Rebalance outlook locked

Market Cap

$3.91B

111.60M

Volume · Oct 21 11.49M Avg daily vol (3M) 3.1M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ALK: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 487

Total Value: $5,704,881,002

Total Shares: 109,536,601

Showing 1–100 of 518 holdings by value · page 1 of 6

Institutional Ownership Trend

27 quarters

Superinvestors Holding ALK

All superinvestors →

Christopher Bloomstran $93,627,329 Joel Greenblatt $28,683,117

Holder Concentration

Across 498 13F filers

Top Holder

10.6%

of institutional value

Top 5

30.5%

of institutional value

Top 10

45.9%

of institutional value

HHI

320

Broadly held

Who Holds ALK

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 492 filers, like-for-like change -0.1%; actively managed books +0.4%; index-like books -1.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	45.4%	283	+3.5%	68	40
Exempt adviser	1.3%	4	-41.0%	2	3
Adviser	5.9%	9	-8.1%	0	1
Bank	9.8%	23	+6.3%	4	1
Insurer	0.3%	3	-4.3%	1	0
Broker-dealer	0.7%	3	+198.0%	1	0
Benefit plan	0.7%	7	+0.7%	0	0
Non-US	0.3%	8	-26.3%	0	0
Holding company	17.0%	8	-10.1%	0	0
Unknown	18.6%	144	+4.1%	28	25

Style	Share	Filers	Change	New	Exited
Index-like	29.5%	45	-1.2%	1	0
Systematic-like	6.2%	36	-4.5%	13	12
Concentrated	8.9%	98	+21.6%	24	17
Diversified active	55.4%	311	-1.8%	65	41
Unknown	0.0%	2	+88.0%	1	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	56.2%	306	+1.0%	44	23
Medium turnover	21.6%	79	-13.7%	17	14
High turnover	11.3%	66	+37.6%	30	26
Unknown	10.8%	41	-2.9%	13	7
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	13.4%	63	+6.5%	28	21
Medium horizon	14.7%	87	+7.3%	26	18
Long horizon	65.3%	316	-2.8%	39	21
Unknown	6.6%	26	0.0%	11	10
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	4.3%	147	-6.6%	39	37
$1B to $10B	11.6%	152	+30.7%	39	20
$10B to $100B	11.1%	119	-0.8%	25	11
$100B or more	73.0%	74	-3.2%	1	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	4.2%	168	-4.5%	32	18
Pooled investment vehicles	7.3%	46	+2.5%	19	11
Registered funds and BDCs	26.4%	25	-0.7%	6	4
Pension and profit sharing plans	0.0%	2	+5.4%	0	0
Insurance companies	0.5%	5	-0.1%	0	0
Charitable organizations	0.0%	2	-2.2%	0	0
Governments and sovereign funds	0.5%	4	-11.3%	3	2
Corporations	0.0%	4	+12.5%	0	1
Other investment advisers	0.1%	7	+4.4%	1	0
Other	0.0%	1	-4.2%	0	0
Diversified	6.3%	18	+39.3%	7	4
Unknown	54.6%	210	-2.9%	36	30

Private funds	Share	Filers	Change	New	Exited
Hedge funds	12.2%	66	+1.0%	21	17
Private equity funds	0.9%	12	+18.1%	3	0
Venture capital funds	0.0%	1	+68.4%	0	0
Real estate funds	0.0%	7	+93.6%	2	0
Securitized asset funds	0.2%	2	+4.2%	0	0
Other private funds	10.9%	20	-1.1%	1	4
Mixed private funds	1.4%	2	+798.1%	1	0
Private funds, type not stated	2.9%	6	+0.8%	4	2
No private funds	18.3%	170	-4.2%	38	20
Liquidity funds	0.0%	0	—	0	0
Unknown	53.3%	206	-1.3%	34	27

Location	Share	Filers	Change	New	Exited
United States	94.0%	436	+5.7%	90	59
Outside the US	6.0%	56	-46.3%	14	10
Unknown	0.0%	0	-100.0%	0	1

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 8 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

492 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

2.03% of filers hold it in their top 10

Mar 31, 2026: 9

Holders above 5%

median weight 0.006%

Mar 31, 2026: 3

Crowding

31.0%

of shares outstanding, 82nd percentile

Mar 31, 2026: 25.4%

Private-fund advisers

26.2%

of shares outstanding

Institutional ownership

92.2%

92.9% of the estimated free float

Top 10 holders

48.8%

of 13F shares, Herfindahl 0.035

Active holders

+0.4%

like-for-like share change of active filers

5% stakes on record

0 13D, 4 13G (4 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 16.5 quarters

Under 1 year 24.8% 1 to 3 years 17.7% 3 years or more 57.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$46.74

estimated per share

Mar 31, 2026: $48.75

Quarter-end price

$52.20

implied by 13F values

Estimated gain or loss

+11.7%

price against the estimated cost

Estimated at a loss

6.74%

of costed 13F value

Estimated cost covers 22.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ALK's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	SKYW Skywest Inc	5	0.134
2	LUV Southwest Airlines Co	11	0.107
3	KEX Kirby Corp	6	0.105
4	OI O-I Glass, Inc.	4	0.104
5	HFWA Heritage Financial Corp	3	0.104
6	BC Brunswick Corp	5	0.101
7	ALGT Allegiant Travel CO	4	0.098
8	MBLY Mobileye Global Inc.	4	0.090
9	UAL United Airlines Holdings, Inc.	10	0.086
10	GOOGL Alphabet Inc.	56	0.086

Shareholder Targets

13F filers that own its peers but not ALK, quarter ended Jun 30, 2026

Found through its holder-overlap peers: SKYW, LUV, KEX, OI, HFWA, BC, ALGT, MBLY, UAL, GOOGL, BA, GVA, NVDA, MSFT, AAL, SBUX, NWE, AMZN, AAPL, DXC. 6,700 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Berkshire Hathaway Inc Insurer, Concentrated	$103,714,385,303 2 held	34.7%	AAPL, GOOGL
2	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$95,803,934,696 13 held	16.5%	NVDA, GOOGL, MSFT
3	Capital International Investors Adviser, Diversified active	$86,317,475,722 7 held	17.6%	GOOGL, MSFT, NVDA
4	Fisher Asset Management, LLC Adviser, Diversified active	$70,669,707,324 10 held	22.6%	NVDA, AAPL, GOOGL
5	JENNISON ASSOCIATES LLC Registered adviser, Diversified active	$51,398,127,680 10 held	30.6%	NVDA, GOOGL, AAPL
6	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Registered adviser, Diversified active	$46,161,370,157 15 held	20.3%	GOOGL, MSFT, AMZN
7	Sumitomo Mitsui Trust Group, Inc. Bank, Index-like	$43,478,510,420 9 held	24.8%	NVDA, AAPL, GOOGL
8	National Pension Service Unknown, Index-like	$39,035,550,669 8 held	25.6%	NVDA, AAPL, GOOGL
9	CANADA PENSION PLAN INVESTMENT BOARD Non-US, Diversified active	$36,059,042,199 18 held	20.0%	NVDA, GOOGL, AAPL
10	SCHRODER INVESTMENT MANAGEMENT GROUP Registered adviser, Diversified active	$33,640,398,709 12 held	24.5%	NVDA, GOOGL, AAPL

Fund Ownership of ALK by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 20.34% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.09%	+0.36 pp	3,453,298	95
Index ETFs	17.24%	-0.45 pp	19,242,384	83
Active ETFs	2.55%	-3.17 pp	2,840,808	21
Active funds	16.78%	-0.14 pp	18,731,821	128
Unclassified	4.87%	+4.06 pp	5,438,215	23
All registered funds	44.54%	+0.67 pp	49,706,526	350

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 273 Exempt adviser 5 Adviser 9 Bank 23 Insurer 3 Broker-dealer 3 Benefit plan 7 Non-US 8 Holding company 8 Unknown 148

Showing 100 of 518

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$606,306,596

10.63%

11,615,069

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	482,716	$25,197,775	4.2%	Sole
BlackRock Asset Management Canada Ltd	18,706	$976,453	0.2%	Sole
BlackRock Investment Management, LLC	326,586	$17,047,789	2.8%	Sole
BLACKROCK ADVISORS LLC	386,857	$20,193,935	3.3%	Sole
BlackRock Fund Advisors	6,271,908	$327,393,597	54.0%	Sole
BlackRock Institutional Trust Company, N.A.	3,735,421	$194,988,976	32.2%	Sole
BlackRock Japan Co. Ltd	12,218	$637,779	0.1%	Sole
BlackRock Fund Managers Ltd.	5,778	$301,611	0.0%	Sole
BlackRock Investment Management (UK) Ltd.	25,263	$1,318,728	0.2%	Sole
BlackRock Asset Management Ireland Ltd	38,166	$1,992,265	0.3%	Sole
BlackRock Advisors (UK) Ltd	1,578	$82,371	0.0%	Sole
BlackRock (Luxembourg) S.A.	5,561	$290,284	0.0%	Sole
BlackRock Asset Management Schweiz AG	3,803	$198,516	0.0%	Sole
Aperio Group, LLC	300,508	$15,686,517	2.6%	Sole

DIMENSIONAL FUND ADVISORS LP

$338,713,427

5.94%

6,488,763

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	10,453	$545,646	0.2%	Defined
DFA Australia Ltd.	22,618	$1,180,659	0.3%	Defined
Dimensional Fund Advisors Pte. Ltd.	790	$41,238	0.0%	Defined
Dimensional Ireland Ltd	213,785	$11,159,577	3.3%	Defined
Held directly	6,241,117	$325,786,307	96.2%	Sole

AMERICAN CENTURY COMPANIES INC

$278,079,526

4.87%

5,327,194

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	5,327,194	$278,079,526	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$259,611,845

4.55%

4,973,407

VANGUARD PORTFOLIO MANAGEMENT LLC

$258,901,455

4.54%

4,959,798

STATE STREET CORP

$186,037,093

3.26%

3,563,929

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED joint	3,563,929	$186,037,093	100.0%	Defined

Capital World Investors

$181,051,367

3.17%

3,468,417

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	3,468,417	$181,051,367	100.0%	Defined

FRONTIER CAPITAL MANAGEMENT CO LLC

$176,678,364

3.10%

3,384,643

PRIMECAP MANAGEMENT CO/CA/

$168,466,573

2.95%

3,227,329

CAUSEWAY CAPITAL MANAGEMENT LLC

$166,161,108

2.91%

3,183,163

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

$150,120,413

2.63%

2,875,870

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MFS Institutional Advisors, Inc.	95,719	$4,996,531	3.3%	Defined
MFS Heritage Trust CO	280,805	$14,658,021	9.8%	Defined
Held directly	2,499,346	$130,465,861	86.9%	Sole

MORGAN STANLEY

$119,665,155

2.10%

2,292,436

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	823	$42,960	0.0%	Defined
MORGAN STANLEY & CO. LLC	66,582	$3,475,580	2.9%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	640,320	$33,424,704	27.9%	Defined
MORGAN STANLEY AIP GP LP	1,122	$58,568	0.0%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	3,764	$196,480	0.2%	Defined
Morgan Stanley Investment Management LTD	14,261	$744,424	0.6%	Defined
MORGAN STANLEY SMITH BARNEY LLC	941,727	$49,158,149	41.1%	Defined
Morgan Stanley Bank, N.A.	179	$9,343	0.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	600,465	$31,344,273	26.2%	Defined
EATON VANCE MANAGEMENT	200	$10,440	0.0%	Defined
Calvert Research & Management	22,993	$1,200,234	1.0%	Defined

FMR LLC

$113,733,931

1.99%

2,178,811

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	1,415,284	$73,877,824	65.0%	Defined
FIDELITY MANAGEMENT TRUST CO	367,410	$19,178,802	16.9%	Defined
STRATEGIC ADVISERS LLC	48,978	$2,556,651	2.2%	Defined
Fidelity Institutional Asset Management Trust Co	286,669	$14,964,121	13.2%	Defined
FIAM LLC	53,424	$2,788,732	2.5%	Defined
Fidelity Diversifying Solutions LLC	7,046	$367,801	0.3%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$109,480,416

1.92%

2,097,326

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	439,158	$22,924,047	20.9%	Defined
Held directly	1,658,168	$86,556,369	79.1%	Defined

SEMPER AUGUSTUS INVESTMENTS GROUP LLC

$93,627,329

1.64%

1,793,627

UBS Group AG

$89,303,602

1.57%

1,710,797

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	164,212	$8,571,866	9.6%	Defined
UBS AG	1,546,582	$80,731,580	90.4%	Defined
UBS Securities LLC	3	$156	0.0%	Defined

PAR CAPITAL MANAGEMENT INC

$82,456,999

1.45%

1,579,636

ALLIANCEBERNSTEIN L.P.

$74,053,269

1.30%

1,418,645

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	1,418,645	$74,053,269	100.0%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$64,973,496

1.14%

1,244,703

MARSHALL WACE, LLP

$62,863,676

1.10%

1,204,285

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	1,204,285	$62,863,676	100.0%	Other

MILLENNIUM MANAGEMENT LLC

$62,086,993

1.09%

1,189,406

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$58,493,387

1.03%

1,120,563

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	945,874	$49,374,622	84.4%	Other
G1 EXECUTION SERVICES, LLC	174,689	$9,118,765	15.6%	Other

CITADEL ADVISORS LLC

$56,635,799

0.99%

1,084,977

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,084,977	$56,635,799	100.0%	Defined

GOLDMAN SACHS GROUP INC

$55,270,717

0.97%

1,058,826

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	740,340	$38,645,748	69.9%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	318,486	$16,624,969	30.1%	Defined

JPMORGAN CHASE & CO

$54,031,068

0.95%

1,035,078

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	218	$11,379	0.0%	Other
JPMorgan Chase Bank, N.A.	108,793	$5,678,993	10.5%	Other
J.P. Morgan Investment Management Inc.	613,760	$32,038,272	59.3%	Defined
J.P. Morgan Securities LLC	292,652	$15,276,434	28.3%	Defined
JPMorgan Asset Management (UK) Ltd	6,398	$333,975	0.6%	Defined
J.P. Morgan Private Investments Inc.	1,210	$63,162	0.1%	Defined
55I, LLC	41	$2,140	0.0%	Other
J.P. Morgan SE	12,006	$626,713	1.2%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$52,153,020

0.91%

999,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	999,100	$52,153,020	100.0%	Other

NORTHERN TRUST CORP

$47,308,179

0.83%

906,287

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	843,178	$44,013,890	93.0%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	11,385	$594,297	1.3%	Defined
MASON STREET ADVISORS, LLC joint	51,724	$2,699,992	5.7%	Other

JANE STREET GROUP, LLC

$47,025,727

0.82%

900,876

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	560,131	$29,238,838	62.2%	Defined
Jane Street Global Trading, LLC	340,745	$17,786,889	37.8%	Defined

AMERIPRISE FINANCIAL INC

$45,052,932

0.79%

863,083

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	754,045	$39,361,149	87.4%	Defined
Ameriprise Financial Services, LLC	109,038	$5,691,783	12.6%	Defined

JANE STREET GROUP, LLC

$44,667,540

0.78%

855,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	855,700	$44,667,540	100.0%	Defined

Nuveen, LLC

$39,728,427

0.70%

761,081

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	237,988	$12,422,973	31.3%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	372,498	$19,444,395	48.9%	Defined
TEACHERS ADVISORS, LLC joint	150,595	$7,861,059	19.8%	Defined

Wolf Hill Capital Management, LP

$38,507,940

0.67%

737,700

Wolf Hill Capital Management, LP

$38,024,881

0.67%

728,446

VANGUARD FIDUCIARY TRUST CO

$37,008,025

0.65%

708,966

Bank of New York Mellon Corp

$34,775,636

0.61%

666,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	1,070	$55,854	0.2%	Defined
Mellon Investments Corporation joint	313,026	$16,339,957	47.0%	Defined
BNY Mellon Investment Adviser, Inc.	41,030	$2,141,766	6.2%	Defined
The Bank of New York Mellon	250,484	$13,075,264	37.6%	Defined
BNY Mellon, NA joint	50,971	$2,660,684	7.7%	Defined
BNY Mellon Advisors, Inc. joint	9,342	$487,652	1.4%	Other
Newton Investment Management North America, LLC joint	276	$14,407	0.0%	Defined
Held directly	1	$52	0.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$33,971,760

0.60%

650,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	650,800	$33,971,760	100.0%	Other

JANE STREET GROUP, LLC

$33,836,040

0.59%

648,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	648,200	$33,836,040	100.0%	Defined

U S GLOBAL INVESTORS INC

$33,393,018

0.59%

639,713

BANK OF AMERICA CORP /DE/

$32,750,538

0.57%

627,405

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	152,057	$7,937,375	24.2%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	313,154	$16,346,638	49.9%	Defined
BOFA SECURITIES, INC.	75,098	$3,920,115	12.0%	Defined
MERRILL LYNCH INTERNATIONAL	33,457	$1,746,455	5.3%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	53,639	$2,799,955	8.5%	Defined

FRANKLIN RESOURCES INC

$31,525,353

0.55%

603,934

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	28	$1,461	0.0%	Defined
Fiduciary Trust Co International of Pennsylvania	1,125	$58,725	0.2%	Defined
Fiduciary Trust International of California	20	$1,044	0.0%	Defined
Fiduciary Trust International of the South	15	$783	0.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	3,842	$200,552	0.6%	Defined
FRANKLIN ADVISERS INC	598,904	$31,262,788	99.2%	Defined

Walleye Trading LLC

$30,879,536

0.54%

591,562

CITADEL ADVISORS LLC

$29,868,840

0.52%

572,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	572,200	$29,868,840	100.0%	Defined

Invesco Ltd.

$29,202,818

0.51%

559,441

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	66,479	$3,470,203	11.9%	Defined
Invesco Trust Co joint	45,371	$2,368,366	8.1%	Defined
Invesco Investment Advisers LLC	11,843	$618,204	2.1%	Defined
Invesco Capital Management LLC	435,748	$22,746,045	77.9%	Defined

Gotham Asset Management, LLC

$28,683,117

0.50%

549,485

CITADEL ADVISORS LLC

$28,360,260

0.50%

543,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	543,300	$28,360,260	100.0%	Defined

Capital Research Global Investors

$27,577,260

0.48%

528,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	528,300	$27,577,260	100.0%	Defined

WELLS FARGO & COMPANY/MN

$27,478,914

0.48%

526,416

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	453,751	$23,685,802	86.2%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	14,597	$761,963	2.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	53,956	$2,816,503	10.2%	Defined
Wells Fargo Securities, LLC	995	$51,939	0.2%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	3,117	$162,707	0.6%	Defined

Privium Fund Management (UK) Ltd

$27,336,357

0.48%

523,685

Baird Financial Group, Inc.

$26,285,571

0.46%

503,555

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	503,555	$26,285,571	100.0%	Defined

Owl Creek Asset Management, L.P.

$25,166,246

0.44%

482,112

CAPITAL FUND MANAGEMENT S.A.

$24,471,934

0.43%

468,811

South Dakota Investment Council

$24,193,760

0.42%

463,482

STIFEL FINANCIAL CORP

$24,112,849

0.42%

461,932

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	460,463	$24,036,168	99.7%	Defined
Stifel Independent Advisors, LLC	1,416	$73,915	0.3%	Defined
Held directly	53	$2,766	0.0%	Defined

MetLife Investment Management, LLC

$23,915,899

0.42%

458,159

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	458,159	$23,915,899	100.0%	Defined

Walleye Capital LLC

$18,720,903

0.33%

358,638

GROUP ONE TRADING LLC

$18,341,722

0.32%

351,374

CITIGROUP INC

$18,270,000

0.32%

350,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	350,000	$18,270,000	100.0%	Defined

LSV ASSET MANAGEMENT

$18,108,127

0.32%

346,899

RHUMBLINE ADVISERS

$15,528,612

0.27%

297,483

IMC-Chicago, LLC

$15,449,738

0.27%

295,972

DELTEC ASSET MANAGEMENT LLC

$15,430,842

0.27%

295,610

CITIGROUP INC

$14,630,772

0.26%

280,283

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	20	$1,044	0.0%	Defined
Citigroup Financial Products Inc. joint	280,263	$14,629,728	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$14,351,502

0.25%

274,933

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	5	$261	0.0%	Other
Compound Planning, Inc.	17	$887	0.0%	Other
Arax Advisory Partners	155	$8,091	0.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,685	$87,957	0.6%	Other
Held directly	273,071	$14,254,306	99.3%	Defined

Lodge Hill Capital, LLC

$13,900,860

0.24%

266,300

FIFTH THIRD BANCORP

$13,701,247

0.24%

262,476

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	262,476	$13,701,247	100.0%	Defined

PRINCIPAL FINANCIAL GROUP INC

$13,200,074

0.23%

252,875

LPL Financial LLC

$12,456,486

0.22%

238,630

LEVIN CAPITAL STRATEGIES, L.P.

$12,196,738

0.21%

233,654

D.A. DAVIDSON & CO.

$12,182,331

0.21%

233,378

Assenagon Asset Management S.A.

$12,155,399

0.21%

314,093

Weiss Asset Management LP

$12,037,006

0.21%

230,594

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WEISS ANDREW M joint	230,594	$12,037,006	100.0%	Defined

Trexquant Investment LP

$11,725,425

0.21%

224,625

BARCLAYS PLC

$11,397,869

0.20%

218,350

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	214,130	$11,177,586	98.1%	Defined
BARCLAYS CAPITAL INC.	2,897	$151,223	1.3%	Defined
BARCLAYS CAPITAL SECURITIES LTD	1,323	$69,060	0.6%	Defined

FIRST TRUST ADVISORS LP

$11,247,377

0.20%

215,467

DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main

$11,023,596

0.19%

211,180

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UNION ASSET MANAGEMENT HOLDING AG joint	211,180	$11,023,596	100.0%	Defined

Retirement Systems of Alabama

$11,019,159

0.19%

211,095

RAYMOND JAMES FINANCIAL INC

$10,846,636

0.19%

207,790

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	103,158	$5,384,847	49.6%	Defined
Raymond James Financial Services Advisors, Inc.	99,768	$5,207,889	48.0%	Defined
RAYMOND JAMES TRUST N.A.	4,864	$253,900	2.3%	Defined

WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC

$10,719,896

0.19%

205,362

Allspring Global Investments Holdings, LLC

$10,667,592

0.19%

204,360

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC	1,235	$64,467	0.6%	Defined
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	203,125	$10,603,125	99.4%	Defined

swisspartners Advisors Ltd

$10,516,734

0.18%

201,470

Interval Partners, LP

$10,079,872

0.18%

193,101

SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC

$10,063,220

0.18%

192,782

Valeo Financial Advisors, LLC

$10,013,702

0.18%

258,752

Jump Financial, LLC

$9,343,799

0.16%

179,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC joint	7,100	$370,619	4.0%	Defined
Leap GP LLC joint	171,900	$8,973,180	96.0%	Defined

Edgestream Partners, L.P.

$8,932,203

0.16%

171,115

BECKER CAPITAL MANAGEMENT INC

$8,598,488

0.15%

164,722

Creative Planning

$8,578,651

0.15%

164,342

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	563	$29,388	0.3%	Defined
Held directly	163,779	$8,549,263	99.7%	Sole

First Washington CORP

$8,484,274

0.15%

162,534

California Public Employees Retirement System

$8,226,406

0.14%

157,594

PEAK6 LLC

$8,216,802

0.14%

157,410

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	157,410	$8,216,802	100.0%	Defined

ARDSLEY ADVISORY PARTNERS LP

$7,830,000

0.14%

150,000

Caption Management, LLC

$7,830,000

0.14%

150,000

Caption Management, LLC

$7,830,000

0.14%

150,000

Black Maple Capital Management LP

$6,942,600

0.12%

133,000

Cable Car Capital, LP

$6,937,380

0.12%

132,900

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$6,822,538

0.12%

130,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	75,508	$3,941,517	57.8%	Defined
UBS Asset Management Switzerland AG	50,484	$2,635,264	38.6%	Defined
Held directly	4,708	$245,757	3.6%	Defined

DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC

$6,416,685

0.11%

122,925

PRICE T ROWE ASSOCIATES INC /MD/

$6,390,532

0.11%

122,424

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	122,424	$6,390,532	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$6,333,948

0.11%

121,340

Quantinno Capital Management LP

$6,128,488

0.11%

117,404

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Key facts CIK 766421 CUSIP 011659109 13F (30d) 70 filings 67 filers Visit website Investor relations