3 FACTOR INDEXING, LLC

Registered adviser

CIK

2135169

Location

SACRAMENTO, CA

Portfolio Value

Small $113,277,016

Diversification

Highly concentrated

Filing Date

Global Rank

#8,097 / 8,807 ▼ 294 · as of Jun 2026

Top Industry

Consumer Electronics 22.8%

Period ended 20 days ago

Filed Oct 15, 2026 · 5d

3 quarters · since Mar 2026

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 160356

Roster of Oct 1, 2026

Regulatory AUM

$193,229,609

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$193,229,609	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$169,584,549	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$144,537,359	Individuals and high net worth (100%)
May 2023 to Mar 2024	$176,596,376	Individuals and high net worth (100%)
Apr 2023	$176,596,376	Individuals and high net worth (100%)
May 2022 to Mar 2023	$184,617,551	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 92.8% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 88.8%; sector active share 83.5% against the combined 13F book's sector weights.

Over time 2 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

420 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

54.1%

+0.2 pts

Top 5

84.5%

+0.3 pts

Top 10

93.2%

+0.4 pts

HHI

3,250

Highly concentrated+26

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	92.8%	$105,127,912	79
Technology	3.3%	$3,792,483	62
Healthcare	1.1%	$1,189,844	40
Financial Services	0.9%	$1,047,061	55
Industrials	0.7%	$806,588	44
Communication Services	0.5%	$582,356	16
Consumer Defensive	0.3%	$334,235	23
Energy	0.2%	$218,593	21
Consumer Cyclical	0.1%	$163,822	32
Real Estate	0.0%	$8,037	16
Utilities	0.0%	$3,273	20
Basic Materials	0.0%	$2,812	12

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

23 positions

Ticker	Company	Δ Shares	Shares	Value
DFUS	Dimensional U.S. Equity Market ETF	+19,828	27,926	$2,318,695
DFAI	Dimensional International Core Equity Market ETF	+18,302	160,796	$6,661,778
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	+13,365	153,259	$11,708,987
DFAE	Dimensional Emerging Core Equity Market ETF	+7,546	30,120	$1,184,017
AVUS	Avantis U.S. Equity ETF	+1,999	76,456	$9,793,249
VEA	Vanguard FTSE Developed Markets ETF	+376	32,329	$2,282,750
QQQ	Invesco Qqq Trust, Series 1	+30	3,538	$2,617,306
ICSH	iShares Ultra Short Duration Bond Active ETF	+7	698	$35,179
VZ	Verizon Communications Inc	+4	9	$412
CRWD	CrowdStrike Holdings, Inc.	+3	4	$1,059
PG	PROCTER & GAMBLE Co	+3	595	$86,441
APH	Amphenol Corp /De/	+3	6	$505
KDP	Keurig Dr Pepper Inc.	+3	5	$151
XOM	ExxonMobil Holdings Corp	+2	207	$33,689
KKR	KKR & Co. Inc.	+2	1,002	$91,482
NVDA	Nvidia Corp	+2	65	$14,844
MO	Altria Group, Inc.	+1	5	$336
UNP	Union Pacific Corp	+1	501	$136,337
DIS	Walt Disney Co	+1	917	$96,193
CMCSA	Comcast Corp	+1	8	$174
ORLY	O Reilly Automotive Inc	+1	2	$170
ORCL	Oracle Corp	+1	5	$686
NFLX	Netflix Inc	+1	11	$765
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
DFCF	Dimensional Core Fixed Income ETF	−4,296	162,616	$6,524,153
DUSB	Dimensional Ultrashort Fixed Income ETF	−2,923	94,168	$4,754,542
DFGX	Dimensional International Core Fixed Income ETF	−2,456	53,667	$2,744,476
CAT	Caterpillar Inc	−266	1	$810
PEP	Pepsico Inc	−266	4	$506
AVEM	Avantis Emerging Markets Equity ETF	−165	39,865	$3,748,107
IBM	International Business Machines Corp	−133	123	$27,051
SCHV	Schwab U.S. Large-Cap Value ETF	−50	229	$7,627
FNDA	Schwab Strategic Trust	−30	25	$875
SPY	Spdr S&P 500 ETF Trust	−23	2,078	$1,584,745
TFLO	iShares Treasury Floating Rate Bond ETF	−20	25,942	$0
LLY	ELI LILLY & Co	−20	552	$638,708
IJJ	iShares S&P Mid-Cap 400 Value ETF	−15	48	$0
FNDF	Schwab Fundamental International Equity ETF	−15	40	$2,150
JPM	Jpmorgan Chase & Co	−7	47	$15,549
CRM	Salesforce, Inc.	−2	2	$459
KLAC	Kla Corp	−2	8	$1,559
EIX	Edison International	−1	2	$107
PFE	Pfizer Inc	−1	20	$570
SNAP	Snap Inc	−1	17	$91
MDT	Medtronic plc	−1	4	$345
WM	Waste Management Inc	−1	400	$81,568
NOW	ServiceNow, Inc.	−1	4	$536
PEG	Public Service Enterprise Group Inc	−1	1	$67
EXLS	ExlService Holdings, Inc.	−1	3	$103
No positions match the current search.

New Positions

Positions the filer opened this quarter

15 positions

Ticker	Company	Shares	Value
ADBE	Adobe Inc.	2	$479
CRH	Crh Public Ltd Co	4	$331
SYK	Stryker Corp	1	$275
INTU	Intuit Inc.	1	$275
BSX	Boston Scientific Corp	6	$261
MRNA	Moderna, Inc.	1	$192
COIN	Coinbase Global, Inc.	1	$186
FOX	Fox Corp	3	$168
CLF	Cleveland-Cliffs Inc.	14	$154
HONA	Honeywell Aerospace Inc.	1	$154
LDOS	Leidos Holdings, Inc.	1	$121
Z	Zillow Group, Inc.	4	$108
CMG	Chipotle Mexican Grill Inc	3	$95
CRWV	CoreWeave, Inc.	1	$87
PPC	Pilgrims Pride Corp	3	$81
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
DFAR	Dimensional US Real Estate ETF	6,138	$160,570
MCD	Mcdonalds Corp	84	$22,706
NVS	Novartis AG	100	$15,672
ULTA	Ulta Beauty, Inc.	17	$7,666
ALC	Alcon Inc	20	$1,342
LIN	Linde PLC	1	$518
ISRG	Intuitive Surgical Inc	1	$397
POOL	Pool Corp	1	$214
—		1	$205
RKLB	Rocket Lab Corp	2	$203
ADSK	Autodesk, Inc.	1	$194
ON	On Semiconductor Corp	2	$189
LPX	Louisiana-Pacific Corp	2	$157
STZ	Constellation Brands, Inc.	1	$139
ACN	Accenture plc	1	$124
XYL	Xylem Inc.	1	$118
BX	Blackstone Inc.	1	$117
KMB	Kimberly Clark Corp	1	$109
AMRZ	Amrize Ltd	2	$106
CDE	Coeur Mining, Inc.	6	$97
CLX	Clorox Co /De/	1	$95
ACHR	Archer Aviation Inc.	20	$94
TTD	Trade Desk, Inc.	5	$90
CELH	Celsius Holdings, Inc.	3	$87
CSGP	Costar Group, Inc.	3	$84
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

420 tracked positions · $113,277,016 total · filing declares 420 positions · $120,853,179 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 420 positions by value · page 1 of 9

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
DFAC	Dimensional U.S. Core Equity 2 ETF	Held	534,756	0	$23,769,904	+0.2%	20.98%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Added	153,259	+13,365	$11,708,987	+7.4%	10.34%
AVUS	Avantis U.S. Equity ETF	Added	76,456	+1,999	$9,793,249	+2.7%	8.65%
DFAU	Dimensional US Core Equity Market ETF	Held	160,460	0	$8,401,685	+1.3%	7.42%
DFAI	Dimensional International Core Equity Market ETF	Added	160,796	+18,302	$6,661,778	+13.3%	5.88%
DFCF	Dimensional Core Fixed Income ETF	Reduced	162,616	-4,296	$6,524,153	−7.4%	5.76%
DUSB	Dimensional Ultrashort Fixed Income ETF	Reduced	94,168	-2,923	$4,754,542	−3.6%	4.20%
AVEM	Avantis Emerging Markets Equity ETF	Reduced	39,865	-165	$3,748,107	−3.0%	3.31%
SCHB	Schwab U.S. Broad Market ETF	Held	119,039	0	$3,489,033	+1.2%	3.08%
DFGX	Dimensional International Core Fixed Income ETF	Reduced	53,667	-2,456	$2,744,476	−8.8%	2.42%
QQQ	Invesco Qqq Trust, Series 1	Added	3,538	+30	$2,617,306	+1.3%	2.31%
DFAT	Dimensional U.S. Targeted Value ETF	Held	38,183	0	$2,536,878	−4.9%	2.24%
DFUS	Dimensional U.S. Equity Market ETF	Added	27,926	+19,828	$2,318,695	+249.4%	2.05%
VEA	Vanguard FTSE Developed Markets ETF	Added	32,329	+376	$2,282,750	+0.3%	2.02%
AAPL	Apple Inc. Technology	Held	5,570	0	$1,854,921	+15.1%	1.64%
MSFT	Microsoft Corp Technology	Held	3,243	0	$1,663,334	+37.5%	1.47%
SPY	Spdr S&P 500 ETF Trust	Reduced	2,078	-23	$1,584,745	+1.0%	1.40%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Held	9,875	0	$1,532,600	−1.8%	1.35%
VOO	VANGUARD 500 INDEX FUND	Held	1,973	0	$1,382,796	+2.0%	1.22%
DFAE	Dimensional Emerging Core Equity Market ETF	Added	30,120	+7,546	$1,184,017	+30.4%	1.05%
DFSU	Dimensional US Sustainability Core 1 ETF	Held	21,112	0	$995,853	+1.2%	0.88%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Held	2,140	0	$800,873	+1.1%	0.71%
AVIG	Avantis Core Fixed Income ETF	Held	18,476	0	$727,769	−4.9%	0.64%
LLY	ELI LILLY & Co Healthcare	Reduced	552	-20	$638,708	−6.9%	0.56%
SCHE	Schwab Emerging Markets Equity ETF	Held	17,309	0	$630,913	+0.5%	0.56%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	1,206	0	$600,527	−0.5%	0.53%
DISV	Dimensional International Small Cap Value ETF	Held	13,794	0	$597,142	+7.9%	0.53%
SCHA	Schwab U.S. Small-Cap ETF	Held	17,038	0	$555,949	−9.7%	0.49%
SCHF	Schwab International Equity ETF	Held	19,677	0	$540,527	−0.8%	0.48%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Held	10,315	0	$488,518	−6.4%	0.43%
CALI		Held	6,789	0	$338,160	−1.4%	0.30%
GOOG	Alphabet Inc. Communication Services	Held	871	0	$296,784	−3.6%	0.26%
DFAS	Dimensional U.S. Small Cap ETF	Held	3,578	0	$277,008	−6.0%	0.24%
VB	Vanguard Index Funds	Held	946	0	$269,127	−6.1%	0.24%
DFIV	Dimensional International Value ETF	Held	4,083	0	$228,076	+3.4%	0.20%
PH	Parker-Hannifin Corp Industrials	Held	234	0	$223,568	−2.3%	0.20%
AVDE	Avantis International Equity ETF	Held	2,257	0	$203,378	+1.0%	0.18%
COST	Costco Wholesale Corp /New Consumer Defensive	Held	221	0	$201,185	−2.7%	0.18%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Held	2,143	0	$192,077	−7.1%	0.17%
BIV	Vanguard Bond Index Funds	Held	2,589	0	$188,634	−5.0%	0.17%
VTES	VANGUARD SHORT-TERM TAX-EXEMPT BOND ETF	Held	1,868	0	$184,184	−2.7%	0.16%
DFCA	Dimensional California Municipal Bond ETF	Held	3,380	0	$161,124	−5.0%	0.14%
SCHH	Schwab U.S. REIT ETF	Held	6,522	0	$143,744	−6.9%	0.13%
UNP	Union Pacific Corp Industrials	Added	501	+1	$136,337	+0.2%	0.12%
DFGR	Dimensional Global Real Estate ETF	Held	4,662	0	$126,107	−6.6%	0.11%
GVA	Granite Construction Inc Industrials	Held	1,055	0	$122,285	−26.7%	0.11%
JNJ	Johnson & Johnson Healthcare	Held	420	0	$111,190	+4.2%	0.10%
META	Meta Platforms, Inc. Communication Services	Held	151	0	$109,502	+28.7%	0.10%
V	Visa Inc. Financial Services	Held	304	0	$109,236	+4.7%	0.10%
ABBV	AbbVie Inc. Healthcare	Held	406	0	$106,205	+4.0%	0.09%

Showing the top 50 of 420 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.