UMB Private Wealth Management, LLC

Registered adviser

CIK

2154233

Location

KANSAS CITY, MO

Portfolio Value

Micro $69,415,352

Diversification

Diversified

Filing Date

Sep 30, 2026

Top Industry

Semiconductors 15.4%

Period ended 20 days ago

Filed Oct 19, 2026 · 1d

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 306374

Roster of Oct 1, 2026

Regulatory AUM

$124,717,315

Main clients

Pooled investment vehicles (56% of AUM)

Private funds

4 funds · Private equity funds

Focus by fund count, roster of Oct 1, 2026

$70,174,017 gross assets

Private funds on Schedule D 7.B.(1)

As filed Jul 22, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$51,315,223 gross assets in 4 funds Private equity funds $51,315,223 (4)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Aug 2026 to Oct 2026	$124,717,315	Pooled investment vehicles (56%)
Apr 2026 to Jul 2026	$68,362,469	Pooled investment vehicles (100%)
Jul 2025 to Mar 2026	$47,495,486	Pooled investment vehicles (100%)
Apr 2025 to Jun 2025	$54,802,127	Pooled investment vehicles (100%)
Apr 2024 to Mar 2025	$56,315,223	Pooled investment vehicles (91%)
Sep 2023 to Mar 2024	$54,653,979	Pooled investment vehicles (91%)

4 earlier changes not shown.

Portfolio style

Not measured yet. Quarters are measured from the first covered 13F quarter, once each filing window closes.

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,410 tracked positions · as of Sep 30, 2026

Top Position

13.3%

of portfolio value

Top 5

30.8%

of portfolio value

Top 10

43.8%

of portfolio value

HHI

319

Diversified

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	36.0%	$25,018,820	130
Technology	24.2%	$16,769,035	217
Financial Services	8.8%	$6,102,224	213
Healthcare	6.0%	$4,139,474	166
Consumer Cyclical	5.9%	$4,109,091	142
Communication Services	5.2%	$3,623,677	51
Industrials	4.9%	$3,420,083	174
Consumer Defensive	2.8%	$1,959,764	74
Energy	2.2%	$1,530,900	66
Utilities	1.5%	$1,031,363	45
Real Estate	1.3%	$919,603	83
Basic Materials	1.1%	$791,318	49

Portfolio Positions

Compact Export CSV View 13F filing

1,410 tracked positions · $69,415,352 total · filing declares 1,410 positions · $103,316,748 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,410 positions by value · page 1 of 29

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
BOXX	Alpha Architect 1-3 Month Box ETF	First	77,011	—	$9,117,332	—	13.13%
NVDA	Nvidia Corp Technology	First	14,366	—	$3,280,907	—	4.73%
SPY	Spdr S&P 500 ETF Trust	First	4,080	—	$3,111,530	—	4.48%
AAPL	Apple Inc. Technology	First	8,789	—	$2,926,912	—	4.22%
JQUA	JPMorgan U.S. Quality Factor ETF	First	37,320	—	$2,754,216	—	3.97%
MSFT	Microsoft Corp Technology	First	4,439	—	$2,276,763	—	3.28%
GOOGL	Alphabet Inc. Communication Services	First	5,929	—	$2,040,050	—	2.94%
AMZN	Amazon Com Inc Consumer Cyclical	First	7,186	—	$1,790,391	—	2.58%
AVGO	Broadcom Inc. Technology	First	3,732	—	$1,310,641	—	1.89%
META	Meta Platforms, Inc. Communication Services	First	1,293	—	$937,657	—	1.35%
JPM	Jpmorgan Chase & Co Financial Services	First	2,820	—	$932,940	—	1.34%
JNJ	Johnson & Johnson Healthcare	First	3,113	—	$824,135	—	1.19%
AMD	Advanced Micro Devices Inc Technology	First	1,271	—	$777,546	—	1.12%
LLY	ELI LILLY & Co Healthcare	First	652	—	$754,416	—	1.09%
APH	Amphenol Corp /De/ Technology	First	7,763	—	$654,420	—	0.94%
MU	Micron Technology Inc Technology	First	608	—	$647,586	—	0.93%
FVAL	Fidelity Value Factor ETF	First	8,008	—	$646,726	—	0.93%
PSBD	Palmer Square Capital BDC Inc. Financial Services	First	64,522	—	$638,122	—	0.92%
TSLA	Tesla, Inc. Consumer Cyclical	First	1,761	—	$624,820	—	0.90%
XOM	ExxonMobil Holdings Corp Energy	First	3,613	—	$588,015	—	0.85%
COST	Costco Wholesale Corp /New Consumer Defensive	First	637	—	$579,886	—	0.84%
PLTR	Palantir Technologies Inc. Technology	First	2,966	—	$554,790	—	0.80%
GEV	GE Vernova Inc. Industrials	First	565	—	$537,026	—	0.77%
VEA	Vanguard FTSE Developed Markets ETF	First	7,519	—	$530,916	—	0.76%
V	Visa Inc. Financial Services	First	1,436	—	$515,997	—	0.74%
BRK-B	Berkshire Hathaway Inc Financial Services	First	1,022	—	$508,904	—	0.73%
AVUV	Avantis U.S. Small Cap Value ETF	First	4,264	—	$502,171	—	0.72%
AVEM	Avantis Emerging Markets Equity ETF	First	5,083	—	$477,903	—	0.69%
WMT	Walmart Inc. Consumer Defensive	First	4,441	—	$461,508	—	0.66%
PANW	Palo Alto Networks Inc Technology	First	1,141	—	$453,330	—	0.65%
LIN	Linde PLC Basic Materials	First	939	—	$445,696	—	0.64%
WELL	Welltower Inc. Real Estate	First	1,896	—	$436,535	—	0.63%
BAC	Bank Of America Corp /De/ Financial Services	First	7,954	—	$432,936	—	0.62%
CVX	Chevron Corp Energy	First	2,075	—	$423,735	—	0.61%
ITM	VanEck Intermediate Muni ETF	First	9,102	—	$400,488	—	0.58%
FENI	Fidelity Enhanced International ETF	First	9,743	—	$388,843	—	0.56%
MA	Mastercard Inc Financial Services	First	702	—	$387,131	—	0.56%
BLK	BlackRock, Inc. Financial Services	First	362	—	$383,100	—	0.55%
ETN	Eaton Corp plc Industrials	First	847	—	$363,964	—	0.52%
VUG	VANGUARD GROWTH INDEX FUND	First	4,014	—	$361,701	—	0.52%
VTV	VANGUARD VALUE INDEX FUND	First	1,634	—	$353,074	—	0.51%
BUFR	FT Vest Laddered Buffer ETF	First	9,283	—	$347,834	—	0.50%
PH	Parker-Hannifin Corp Industrials	First	361	—	$344,906	—	0.50%
MDT	Medtronic plc Healthcare	First	3,956	—	$341,363	—	0.49%
ISRG	Intuitive Surgical Inc Healthcare	First	839	—	$341,162	—	0.49%
KLAC	Kla Corp Technology	First	1,746	—	$340,347	—	0.49%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	First	5,597	—	$331,958	—	0.48%
FSCC	Federated Hermes MDT Small Cap Core ETF	First	9,749	—	$326,201	—	0.47%
NOW	ServiceNow, Inc. Technology	First	2,361	—	$316,397	—	0.46%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	First	832	—	$311,367	—	0.45%

Showing the top 50 of 1,410 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.