BOXX · Alpha Architect 1-3 Month Box ETF · Holdings ETF

$118.71 +0.03 (+0.03%)

Volume · Oct 21 3.54M Avg daily vol (3M) 3.48M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 102

Total Value: $777,282,511

Total Shares: 6,565,441

Showing 1–100 of 102 holdings by value · page 1 of 2

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 102 13F filers · Δ vs Jun 30, 2026

Top Holder

17.4%

+10.4 pts

Top 5

36.8%

+16.3 pts

Top 10

52.5%

+21.8 pts

HHI

509

Broadly held+347

Who Holds BOXX

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 376 filers, like-for-like change +10.8%; actively managed books +10.7%; index-like books +76.7%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	65.9%	263	+7.6%	40	13
Exempt adviser	1.1%	1	+3.6%	0	0
Adviser	0.3%	2	-1.9%	0	1
Bank	2.0%	8	+257.6%	2	1
Broker-dealer	0.5%	2	-1.8%	0	0
Holding company	0.3%	5	+35.7%	1	0
Unknown	29.8%	95	+13.6%	16	4

Style	Share	Filers	Change	New	Exited
Index-like	0.2%	4	+76.7%	0	0
Systematic-like	0.2%	4	+1208.5%	3	0
Concentrated	39.1%	165	+5.1%	26	7
Diversified active	60.5%	203	+14.2%	30	12
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	64.7%	230	+7.7%	26	15
Medium turnover	25.0%	91	+6.3%	18	3
High turnover	1.7%	15	+78.6%	9	0
Unknown	8.7%	40	+53.0%	6	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	10.9%	47	+66.4%	10	1
Medium horizon	25.9%	116	-3.7%	21	2
Long horizon	61.2%	201	+11.3%	26	14
Unknown	1.9%	12	+16.1%	2	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	43.4%	204	+13.8%	30	5
$1B to $10B	20.9%	103	-9.4%	16	9
$10B to $100B	31.6%	50	+14.3%	7	4
$100B or more	4.1%	19	+202.6%	6	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	55.7%	240	+13.1%	37	10
Pooled investment vehicles	2.2%	3	+26.9%	2	0
Registered funds and BDCs	5.7%	9	-23.6%	1	1
Pension and profit sharing plans	0.4%	2	-6.2%	0	0
Insurance companies	0.0%	1	-0.1%	0	0
Corporations	0.1%	1	+573.7%	0	0
Other investment advisers	0.2%	3	+31.6%	0	0
Other	0.3%	1	+25.3%	0	0
Diversified	1.4%	3	-31.6%	0	2
Unknown	34.1%	113	+17.6%	19	6

Private funds	Share	Filers	Change	New	Exited
Hedge funds	5.4%	14	+29.6%	3	2
Private equity funds	2.9%	10	-5.0%	2	1
Venture capital funds	0.3%	1	—	0	0
Real estate funds	1.0%	5	+31.6%	2	0
Other private funds	9.0%	15	+10.0%	3	2
Mixed private funds	0.0%	1	+9678.3%	0	0
Private funds, type not stated	0.0%	1	+14.8%	0	0
No private funds	48.4%	217	+5.4%	30	8
Unknown	33.0%	112	+18.1%	19	6

Location	Share	Filers	Change	New	Exited
United States	99.1%	366	+11.9%	56	16
Outside the US	0.9%	10	-46.9%	3	3

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 5 holders with no observed 2026-06-30 13F.

Conviction and Crowding

376 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

102

27.1% of filers hold it in their top 10

Mar 31, 2026: 105

Holders above 5%

median weight 0.152%

Mar 31, 2026: 22

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

30.7%

of 13F shares, Herfindahl 0.016

Active holders

+10.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 8.2 quarters

Under 1 year 19.6% 1 to 3 years 60.1% 3 years or more 20.3% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$115.91

estimated per share

Mar 31, 2026: $115.13

Quarter-end price

$117.09

implied by 13F values

Estimated gain or loss

+1.0%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 15.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of BOXX by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	0	0
Active ETFs	913,099	3
Active funds	0	0
Unclassified	0	0
All registered funds	913,099	3

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -274

Institutional value: -66.6%

Shares held: -67.0%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Small ELEVATUS WELATH MANAGEMENT	+178,423	238,711
Small Well Done, LLC	+126,849	268,764
Small Oasis Advisors, LLC	+75,545	84,879
Small Cushing Capital Partners, LLC	+65,793	69,531
Small Peterson Wealth Advisors, LLC	+59,661	227,129

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	−242,695	1,140,917
Small Client First Investment Management LLC	−109,844	44,354
Small Teamwork Financial Advisors, LLC	−95,664	10,001
Small Commonwealth Financial Services, LLC	−39,036	27,672
Small Avondale Wealth Management	−34,536	160,501

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small MARKET STREET WEALTH MANAGEMENT ADVISORS LLC	111,199	$13,164,849
Small Pacific Park Financial, Inc.	26,182	$3,099,686
Small IFS Advisors, LLC	16,021	$1,896,726
Small Hofer & Associates. Inc	14,663	$1,735,952
Small Worth Asset Management, LLC	3,594	$425,493

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Large MATHER GROUP, LLC.	50,392	$5,900,399
Small XY Planning Network, Inc.	20,258	$2,372,009
Large Vontobel Holding Ltd.	12,000	$1,405,080
Mid STEEL GROVE CAPITAL ADVISORS, LLC	8,533	$999,128
Mid Krilogy Financial LLC	3,291	$385,343

Filter: New 9 Increased 45 Reduced 32 Sold out 8 Unchanged 15

Holder type: Registered adviser 70 Adviser 1 Unknown 31

Showing 100 of 102

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC BOXX

$135,073,163

17.38%

1,140,917

True Wealth Design, LLC BOXX

$55,786,196

7.18%

471,207

Whitcomb & Hess, Inc. BOXX

$34,209,264

4.40%

288,954

Well Done, LLC BOXX

$31,818,969

4.09%

268,764

Amplius Wealth Advisors, LLC BOXX

$29,058,233

3.74%

245,445

ELEVATUS WELATH MANAGEMENT BOXX

$28,260,995

3.64%

238,711

Peterson Wealth Advisors, LLC BOXX

$26,889,802

3.46%

227,129

TITLEIST ASSET MANAGEMENT, LLC BOXX

$24,487,314

3.15%

206,836

Investment Planning Advisors, Inc. BOXX

$23,362,253

3.01%

197,333

Avondale Wealth Management BOXX

$19,001,713

2.44%

160,501

Castellan Group BOXX

$18,365,248

2.36%

155,125

Commerce Advisors, LLC BOXX

$18,169,668

2.34%

153,473

Gradient Investments LLC BOXX

$15,709,169

2.02%

132,690

Kathmere Capital Management, LLC BOXX

$15,669,745

2.02%

132,357

Aerodigm Wealth, LLC BOXX

$14,126,649

1.82%

119,323

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FOCUS PARTNERS ADVISOR SOLUTIONS, LLC	119,323	$14,126,649	100.0%	Other

MARKET STREET WEALTH MANAGEMENT ADVISORS LLC BOXX

$13,164,849

1.69%

111,199

Longview Financial Advisors, Inc. BOXX

$12,016,585

1.55%

101,500

WealthPlan Investment Management, LLC BOXX

$11,769,267

1.51%

99,411

Farther Finance Advisors, LLC BOXX

$11,520,767

1.48%

97,312

Oasis Advisors, LLC BOXX

$10,048,824

1.29%

84,879

BEACON FINANCIAL GROUP BOXX

$9,711,886

1.25%

82,033

UMB Private Wealth Management, LLC BOXX

$9,117,332

1.17%

77,011

Able Wealth Management LLC BOXX

$8,644,601

1.11%

73,018

Aspect Partners, LLC BOXX

$8,527,750

1.10%

72,031

OceanIQ Capital, LLC BOXX

$8,514,372

1.10%

71,918

Ferguson Shapiro LLC BOXX

$8,479,565

1.09%

71,624

Weaver Consulting Group BOXX

$8,343,180

1.07%

70,472

Cushing Capital Partners, LLC BOXX

$8,231,775

1.06%

69,531

Seed Wealth Management, Inc. BOXX

$8,110,780

1.04%

68,509

Moisand Fitzgerald Tamayo, LLC BOXX

$7,454,307

0.96%

62,964

Freedom Day Solutions, LLC BOXX

$7,223,921

0.93%

61,018

Apeiron RIA LLC BOXX

$6,809,792

0.88%

57,520

ENZI WEALTH BOXX

$6,507,779

0.84%

54,969

VOISARD ASSET MANAGEMENT GROUP, INC. BOXX

$6,125,853

0.79%

51,743

TopTier Wealth Management, LLC BOXX

$5,367,447

0.69%

45,337

Accurate Wealth Management, LLC BOXX

$5,350,280

0.69%

45,192

Client First Investment Management LLC BOXX

$5,251,070

0.68%

44,354

RHS Financial, LLC BOXX

$4,625,497

0.60%

39,070

Robertson Stephens Wealth Management, LLC BOXX

$4,516,578

0.58%

38,150

Altium Investment Strategies LLC BOXX

$4,467,328

0.57%

37,734

Pearl Planning LLC BOXX

$4,330,469

0.56%

36,578

LifeGoal Investments, LLC BOXX

$4,233,508

0.54%

35,759

TCFG Investment Advisors, LLC BOXX

$4,214,565

0.54%

35,599

STAPP WEALTH MANAGEMENT, PLLC BOXX

$3,736,270

0.48%

31,559

Sowell Financial Services LLC BOXX

$3,612,197

0.46%

30,511

Dynamic Advisor Solutions LLC BOXX

$3,599,884

0.46%

30,407

Commonwealth Financial Services, LLC BOXX

$3,276,088

0.42%

27,672

Sherman Wealth Management LLC BOXX

$3,227,311

0.42%

27,260

Elevated Financial Group LLC BOXX

$3,201,265

0.41%

27,040

Pacific Park Financial, Inc. BOXX

$3,099,686

0.40%

26,182

Focus Financial Network, Inc. BOXX

$2,640,925

0.34%

22,307

Encompass More Asset Management BOXX

$2,407,579

0.31%

20,336

IFP Advisors, Inc BOXX

$2,335,479

0.30%

19,727

GK Wealth Management LLC BOXX

$2,292,740

0.29%

19,366

Atria Investments, Inc BOXX

$2,252,724

0.29%

19,028

TD Waterhouse Canada Inc. BOXX

$2,207,381

0.28%

18,645

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	18,645	$2,207,381	100.0%	Defined

IFS Advisors, LLC BOXX

$1,896,726

0.24%

16,021

Fermata Advisors, LLC BOXX

$1,865,234

0.24%

15,755

Hofer & Associates. Inc BOXX

$1,735,952

0.22%

14,663

RED CRANE WEALTH MANAGEMENT, LLC BOXX

$1,735,952

0.22%

14,663

Vestment Financial LLC BOXX

$1,727,783

0.22%

14,594

Wedmont Private Capital BOXX

$1,539,188

0.20%

13,001

Redwood Family Wealth LLC BOXX

$1,476,560

0.19%

12,472

Revisor Wealth Management LLC BOXX

$1,328,572

0.17%

11,222

CONTINUUM WEALTH ADVISORS, LLC BOXX

$1,270,087

0.16%

10,728

ETF Store, Inc. BOXX

$1,259,077

0.16%

10,635

Professional Financial Advisors, LLC BOXX

$1,220,245

0.16%

10,307

Teamwork Financial Advisors, LLC BOXX

$1,184,018

0.15%

10,001

James T. Borello RIA BOXX

$1,177,270

0.15%

9,944

INDEPENDENT FINANCIAL GROUP, LLC BOXX

$1,144,357

0.15%

9,666

Kure Advisory, LLC BOXX

$1,070,245

0.14%

9,040

CLG LLC BOXX

$941,082

0.12%

7,949

Jessup Wealth Management, Inc BOXX

$908,643

0.12%

7,675

Innovative Advisory Group, LLC BOXX

$846,962

0.11%

7,154

Optivise Advisory Services LLC BOXX

$826,835

0.11%

6,984

RIA Advisory Group LLC BOXX

$809,787

0.10%

6,840

Detalus Advisors, LLC BOXX

$742,778

0.10%

6,274

ADAMSBROWN WEALTH CONSULTANTS LLC BOXX

$692,699

0.09%

5,851

Fiduciary Alliance LLC BOXX

$640,489

0.08%

5,410

Relyea Zuckerberg Hanson LLC BOXX

$573,244

0.07%

4,842

FIG FINANCIAL ADVISORY SERVICES INC /ADV BOXX

$561,523

0.07%

4,743

TME FINANCIAL, INC. BOXX

$550,750

0.07%

4,652

SteelPeak Wealth, LLC BOXX

$501,973

0.06%

4,240

CFS Investment Advisory Services, LLC BOXX

$495,462

0.06%

4,185

HARMONY ASSET MANAGEMENT LLC BOXX

$483,386

0.06%

4,083

55 North Private Wealth, LLC BOXX

$457,340

0.06%

3,863

Forum Financial Management, LP BOXX

$446,685

0.06%

3,773

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Henry Bragg & Co., LLC	3,773	$446,685	100.0%	Other

GATEWAY INVESTMENT ADVISERS LLC BOXX

$429,992

0.06%

3,632

Worth Asset Management, LLC BOXX

$425,493

0.05%

3,594

Concurrent Investment Advisors, LLC BOXX

$419,337

0.05%

3,542

LVW Advisors, LLC BOXX

$343,567

0.04%

2,902

New Perspectives, Inc BOXX

$326,874

0.04%

2,761

Yoder Wealth Management, Inc. BOXX

$322,849

0.04%

2,727

Sound Income Strategies, LLC BOXX

$308,997

0.04%

2,610

MKT Advisors LLC BOXX

$295,146

0.04%

2,493

Lineweaver Wealth Advisors, LLC BOXX

$288,871

0.04%

2,440

OFS Enterprise LLC BOXX

$283,070

0.04%

2,391

GoalVest Advisory LLC BOXX

$266,259

0.03%

2,249

Hummer Financial Advisory Services Inc BOXX

$260,458

0.03%

2,200

Penney Financial, LLC BOXX

$224,941

0.03%

1,900

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