WealthPlan Investment Management, LLC

Registered adviser

CIK

1929986

Location

OMAHA, NE

Portfolio Value

Mid $1,977,410,577

Diversification

Diversified

Filing Date

Global Rank

#1,589 / 8,827 ▼ 8 · as of Jun 2026

Top Industry

Semiconductors 14.5%

Period ended 38 days ago

Filed Oct 15, 2026 · 23d

18 quarters · since Mar 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 311364

Roster of Nov 1, 2026

Regulatory AUM

$2,185,239,312

Main clients

Individuals and high net worth (86% of AUM)

Private funds

2 funds · Mixed

Focus by fund count, roster of Nov 1, 2026

$0 gross assets

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Sep 2026 to Nov 2026	$2,185,239,312	Individuals and high net worth (86%)
Feb 2026 to Aug 2026	$2,185,239,312	Individuals and high net worth (86%)
Apr 2025 to Jan 2026	$1,574,375,590	Individuals and high net worth (88%)
Apr 2024 to Mar 2025	$988,870,507	Individuals and high net worth (84%)
May 2023 to Mar 2024	$869,707,596	Individuals and high net worth (83%)
Apr 2023	$869,707,596	Individuals and high net worth (83%)

3 earlier changes not shown.

Stated strategy

Quantitative / systematic, Fundamental active, Multi-asset, Wealth management / planning, Private markets Form ADV Part 2A, Aug 24, 2026 · original

In the firm's words

Quantitative / systematic: WPIM uses a combination of qualitative and quantitative investment analysis in managing client portfolios
Fundamental active: Fundamental analysis (review of financial statements, issuer fundamentals, and economic conditions)
Multi-asset: Asset allocation and portfolio construction models
Wealth management / planning: WPIM retains responsibility for selecting, monitoring, and, where applicable, replacing the Strategist.
Private markets: WPIM may recommend private investment funds to eligible clients when consistent with a client’s objectives and financial circumstances.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 52.6%, 22.2 effective positions, active share 57.2% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

47.4% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 11.0 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 57.2%; sector active share 45.3% against the combined 13F book's sector weights.

Over time 17 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

510 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

12.8%

−1.9 pts

Top 5

40.2%

+1.0 pts

Top 10

54.8%

+2.2 pts

HHI

460

Diversified+9

Portfolio Trend

18 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	57.0%	$1,127,798,461	265
Technology	18.6%	$368,468,477	55
Communication Services	5.2%	$102,300,624	15
Healthcare	4.3%	$84,400,225	34
Financial Services	4.0%	$78,196,536	35
Industrials	3.1%	$61,096,580	39
Consumer Cyclical	2.8%	$56,333,508	22
Consumer Defensive	2.2%	$43,085,151	15
Energy	1.9%	$36,629,035	7
Basic Materials	0.6%	$12,299,879	7
Real Estate	0.2%	$3,914,432	9
Utilities	0.1%	$2,887,669	7

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
JCPB	JPMorgan Core Plus Bond ETF	+126,023	707,554	$31,684,268
JFLX	JPMorgan Flexible Debt ETF	+112,247	372,462	$18,194,768
HYLB	Xtrackers USD High Yield Corporate Bond ETF	+99,977	218,125	$7,682,362
HYIN	WisdomTree Private Credit and Alternative Income Fund	+75,522	487,470	$6,220,117
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	+67,077	1,057,151	$25,752,198
QHY	WisdomTree U.S. High Yield Corporate Bond Fund	+64,706	312,764	$13,833,551
PAAA	PGIM AAA CLO ETF	+53,002	401,923	$20,614,630
AGGY	WisdomTree Trust	+49,329	537,009	$22,114,030
EPS	WisdomTree U.S. LargeCap Fund	+47,864	564,250	$45,111,787
—		+47,474	305,184	$0
AGGH	Simplify Exchange Traded Funds	+40,667	717,978	$13,591,323
JMUB	JPMorgan Municipal ETF	+39,891	62,149	$2,957,049
WTPI	WisdomTree Equity Premium Income Fund	+36,784	279,136	$9,158,452
HELO	JPMorgan Hedged Equity Laddered Overlay ETF	+33,263	228,935	$15,835,433
IEMG	iShares Trust	+31,745	607,974	$0
SPCX	Space Exploration Technologies Corp	+29,683	45,941	$6,930,659
GXPC	Global X PureCap MSCI Communication Services ETF	+28,651	155,310	$4,780,441
SCHF	Schwab International Equity ETF	+27,212	1,048,541	$28,803,420
DON	WisdomTree U.S. Midcap Dividend Fund	+26,239	43,672	$2,356,104
MTBA	Simplify MBS ETF	+26,102	299,214	$13,991,246
AGG	iShares Core U.S. Aggregate Bond ETF	+25,281	331,259	$31,317,225
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+24,743	119,304	$7,308,563
DLN	WisdomTree U.S. LargeCap Dividend Fund	+23,678	44,692	$4,344,062
IEFA	iShares Core MSCI EAFE ETF	+21,116	248,785	$24,102,290
SQQQ	ProShares UltraPro Short QQQ	+19,950	40,000	$1,376,400
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
JGLO	JPMorgan Global Select Equity ETF	−216,163	26,006	$1,885,435
BFLB	BufferLABS US Equity Dynamic Buffer ETF	−173,591	771,269	$42,797,099
STXT	Strive Total Return Bond ETF	−105,955	11,568	$219,213
PFFD	Global X U.S. Preferred ETF	−76,520	10,848	$190,924
FLBL	Franklin Senior Loan ETF	−73,151	75,613	$1,739,099
HIGH	Simplify Enhanced Income ETF	−51,900	47,486	$1,004,328
HEQT	Simplify Hedged Equity ETF	−51,175	249,031	$8,546,743
MBSF	REGAN FLOATING RATE MBS ETF	−50,379	48,048	$1,220,899
BUFR	FT Vest Laddered Buffer ETF	−44,535	265,960	$9,965,521
JIRE	JPMorgan International Research Enhanced Equity ETF	−40,599	395,866	$32,524,350
FLTR	VanEck IG Floating Rate ETF	−38,539	49,638	$1,270,236
JAVA	JPMorgan Active Value ETF	−35,452	345,482	$27,541,825
DGRO	iShares Core Dividend Growth ETF	−29,115	236,634	$17,839,836
AAPL	Apple Inc.	−26,504	347,260	$115,644,524
AGOX	Starboard Investment Trust	−25,528	117,551	$3,921,854
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−20,246	15,359	$944,578
O	Realty Income Corp	−19,716	30,797	$1,672,277
TSN	Tyson Foods, Inc.	−19,082	23,038	$1,164,110
ACEI		−16,752	39,431	$928,481
CLOI	VanEck CLO ETF	−16,684	166,425	$8,815,532
CMF	iShares California Muni Bond ETF	−14,940	7,422	$401,678
VMI	Valmont Industries Inc	−14,341	10,375	$4,803,416
COWZ	Pacer US Cash Cows 100 ETF	−14,322	78,603	$5,247,536
SEMI	Columbia Select Technology ETF	−14,084	56,715	$2,274,838
ICOW	Pacer Developed Markets International Cash Cows 100 ETF	−13,917	61,402	$2,582,568
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
JUSA	JPMorgan U.S. Research Enhanced Large Cap ETF	493,060	$33,769,679
BBJP	JPMorgan BetaBuilders Japan ETF	106,866	$8,388,981
HELP	Helus Pharma Inc.	103,500	$1,272,015
JCAL	JPMorgan California Tax Free Bond ETF	25,093	$1,187,902
BTC	Grayscale Bitcoin Mini Trust ETF	27,224	$1,005,926
BBAG	J.P. Morgan Exchange-Traded Fund Trust	16,645	$729,467
SNDK	Sandisk Corp	298	$518,486
CRM	Salesforce, Inc.	1,779	$408,404
HYTR	Counterpoint High Yield Trend ETF	19,424	$403,436
ATO	Atmos Energy Corp	2,383	$372,796
GLL		12,500	$311,625
PSX	Phillips 66	1,215	$310,201
AVDV	Avantis International Small Cap Value ETF	2,832	$309,764
SPTI	State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF	11,218	$306,027
TGT	Target Corp	1,767	$276,870
ITW	Illinois Tool Works Inc	1,037	$266,798
BBY	Best Buy Co Inc	3,023	$266,749
ROST	Ross Stores, Inc.	1,134	$264,674
TXG	10x Genomics, Inc.	2,925	$264,302
CDNS	Cadence Design Systems Inc	800	$264,148
ABNB	Airbnb, Inc.	1,585	$254,630
NNN	Nnn REIT, Inc.	6,108	$250,977
ESS	Essex Property Trust, Inc.	915	$246,491
TEAM	Atlassian Corp	1,372	$245,985
GRMN	Garmin Ltd	856	$245,534
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
NOC	Northrop Grumman Corp	1,253	$638,165
IUSB	iShares Core Universal USD Bond ETF	11,308	$521,864
ECHO	EchoStar CORP	4,089	$415,033
PWZ	Invesco Ltd.	13,187	$323,213
IXN	iShares Global Tech ETF	2,050	$296,184
JMSI	JPMorgan Sustainable Municipal Income ETF	5,733	$289,172
HON	Honeywell International Inc	1,187	$265,768
SCHZ	Schwab U.S. Aggregate Bond ETF	11,396	$263,589
HONA	Honeywell Aerospace Inc.	1,183	$261,537
—		5,774	$255,384
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	3,189	$248,454
JNK	State Street(R) SPDR(R) Bloomberg High Yield Bond ETF	2,530	$243,816
OKLO	Oklo Inc.	4,580	$239,671
AVIG	Avantis Core Fixed Income ETF	5,776	$239,184
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	5,219	$236,629
FDEC	FT Vest U.S. Equity Buffer ETF - December	4,337	$236,223
GLOF	iShares Global Equity Factor ETF	3,965	$233,189
LULU	lululemon athletica inc.	1,929	$220,253
TTWO	Take Two Interactive Software Inc	864	$215,982
IBKR	Interactive Brokers Group, Inc.	2,468	$214,813
NVR	Nvr Inc	31	$211,214
ETR	Entergy Corp	1,801	$206,862
COF	Capital One Financial Corp	1,016	$203,829
ASML	Asml Holding NV	102	$202,921
GPRE	Green Plains Inc.	12,706	$195,418
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

510 tracked positions · $1,977,410,577 total · filing declares 714 positions · $2,065,999,589 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 510 positions by value · page 1 of 11

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	152,835	+3,534	$117,048,684	+4.7%	5.92%
AAPL	Apple Inc. PUT + SHARES Technology	Reduced	348,760	-25,004	$116,144,054	+7.4%	5.87%
NVDA	Nvidia Corp Technology	Added	273,587	+11,103	$62,481,798	+19.0%	3.16%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	152,951	+683	$57,240,381	+1.6%	2.89%
MSFT	Microsoft Corp Technology	Added	96,853	+6,211	$49,675,902	+46.9%	2.51%
EPS	WisdomTree U.S. LargeCap Fund	Added	564,250	+47,864	$45,111,787	+12.3%	2.28%
BFLB	BufferLABS US Equity Dynamic Buffer ETF	Reduced	771,269	-173,591	$42,797,099	−16.8%	2.16%
JUSA	JPMorgan U.S. Research Enhanced Large Cap ETF	NEW	493,060	NEW	$33,769,679	NEW	1.71%
GOOGL	Alphabet Inc. Communication Services	Added	94,601	+5,742	$32,550,311	+2.5%	1.65%
JIRE	JPMorgan International Research Enhanced Equity ETF	Reduced	395,866	-40,599	$32,524,350	−9.7%	1.64%
JCPB	JPMorgan Core Plus Bond ETF	Added	707,554	+126,023	$31,684,268	+16.1%	1.60%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	331,259	+25,281	$31,317,225	+3.4%	1.58%
SCHF	Schwab International Equity ETF	Added	1,048,541	+27,212	$28,803,420	+1.8%	1.46%
META	Meta Platforms, Inc. Communication Services	Reduced	38,918	-2,053	$28,222,554	+22.3%	1.43%
JAVA	JPMorgan Active Value ETF	Reduced	345,482	-35,452	$27,541,825	−9.0%	1.39%
JGRO	JPMorgan Active Growth ETF	Added	278,301	+12,325	$26,878,310	+2.5%	1.36%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Added	266,701	+5,993	$26,816,785	+2.0%	1.36%
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	Added	1,057,151	+67,077	$25,752,198	+1.9%	1.30%
GOOG	Alphabet Inc. Communication Services	Reduced	74,385	-6,069	$25,345,944	−10.8%	1.28%
IVE	iShares S&P 500 Value ETF	Added	108,660	+3,762	$24,804,904	+4.1%	1.25%
IEFA	iShares Core MSCI EAFE ETF	Added	248,785	+21,116	$24,102,290	+9.6%	1.22%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	47,825	-772	$23,814,457	−2.1%	1.20%
AMZN	Amazon Com Inc Consumer Cyclical	Added	89,758	+3,410	$22,363,204	+8.7%	1.13%
AGGY	WisdomTree Trust	Added	537,009	+49,329	$22,114,030	+4.3%	1.12%
AVEM	Avantis Emerging Markets Equity ETF	Added	223,351	+18,223	$20,999,461	+6.1%	1.06%
PAAA	PGIM AAA CLO ETF	Added	401,923	+53,002	$20,614,630	+15.2%	1.04%
JFLX	JPMorgan Flexible Debt ETF	Added	372,462	+112,247	$18,194,768	+38.7%	0.92%
XOM	ExxonMobil Holdings Corp PUT + SHARES Energy	Added	111,731	+9,433	$18,184,220	+30.0%	0.92%
DGRO	iShares Core Dividend Growth ETF	Reduced	236,634	-29,115	$17,839,836	−11.4%	0.90%
JMEE	JPMorgan Small & Mid Cap Enhanced Equity ETF	Added	241,121	+16,716	$17,741,683	+1.3%	0.90%
HELO	JPMorgan Hedged Equity Laddered Overlay ETF	Added	228,935	+33,263	$15,835,433	+19.8%	0.80%
JNJ	Johnson & Johnson Healthcare	Reduced	53,530	-1,803	$14,171,531	+0.8%	0.72%
MTBA	Simplify MBS ETF	Added	299,214	+26,102	$13,991,246	+4.4%	0.71%
QHY	WisdomTree U.S. High Yield Corporate Bond Fund	Added	312,764	+64,706	$13,833,551	+21.7%	0.70%
AGGH	Simplify Exchange Traded Funds	Added	717,978	+40,667	$13,591,323	−0.5%	0.69%
WMT	Walmart Inc. Consumer Defensive	Reduced	127,448	-9,622	$13,244,395	−14.7%	0.67%
LLY	ELI LILLY & Co Healthcare	Added	11,287	+508	$13,059,961	+1.0%	0.66%
AVGO	Broadcom Inc. Technology	Added	35,967	+149	$12,631,250	−6.6%	0.64%
CVX	Chevron Corp Energy	Reduced	60,232	-11,938	$12,299,976	+2.8%	0.62%
SCHD	Schwab U.S. Dividend Equity ETF	Reduced	377,019	-3,214	$12,264,428	+1.7%	0.62%
INTC	Intel Corp CALL + SHARES Technology	Reduced	101,579	-590	$12,212,842	−14.4%	0.62%
BOXX	Alpha Architect 1-3 Month Box ETF	Reduced	99,411	-904	$11,769,267	+0.2%	0.60%
ABBV	AbbVie Inc. Healthcare	Reduced	44,522	-3,114	$11,646,509	−2.8%	0.59%
AMAT	Applied Materials Inc Technology	Added	22,689	+2,834	$11,602,700	−19.2%	0.59%
MU	Micron Technology Inc Technology	Reduced	9,963	-20	$10,611,689	−7.9%	0.54%
CAT	Caterpillar Inc Industrials	Added	12,819	+667	$10,393,516	−19.7%	0.53%
AMD	Advanced Micro Devices Inc Technology	Reduced	16,838	-2,009	$10,300,814	−5.9%	0.52%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	11,006	-1,066	$10,019,201	−11.3%	0.51%
BUFR	FT Vest Laddered Buffer ETF	Reduced	265,960	-44,535	$9,965,521	−12.1%	0.50%
CASY	Caseys General Stores Inc Consumer Cyclical	Reduced	16,146	-1,844	$9,824,195	−31.3%	0.50%

Showing the top 50 of 510 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.