GOFEN & GLOSSBERG LLC /IL/
Filing Date
Global Rank
#638
/ 7,086
▲ 28
· as of Dec 2022
Top Industry
Drug Manufacturers - General
8.2%
Period ended 3 years ago
Filed Jan 13, 2023 · 3y
12 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Unknown
Portfolio style
Measured from the filed 13F common-share book for Dec 31, 2022, never from the firm's own description.
Style
Diversified active
Top 10 weight 32.6%, 57.7 effective positions, active share 46.0% against the S&P 500 as of 2022-12-31; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
4.9% over the last four quarters (under 30%)
Horizon
Horizon unknown
The value-weighted holding period is at least 11.8 quarters, but 94.2% of the book was already held when coverage starts
Closest benchmark: the S&P 500 as of 2022-12-31, active share 46.0%; sector active share 9.7% against the combined 13F book's sector weights.
Over time 12 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
444 tracked positions · as of Dec 31, 2022 · Δ vs Sep 30, 2022Top Position
5.3%
−0.6 pts
Top 5
20.1%
−2.0 pts
Top 10
32.6%
−1.6 pts
HHI
173
Diversified−14
Portfolio Trend
12 quarters · across all stocks
Sector Breakdown
As of Dec 31, 2022| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 19.3% | $704,431,182 |
| Healthcare | 18.0% | $655,937,136 |
| Financial Services | 13.0% | $475,324,766 |
| Consumer Defensive | 10.3% | $374,383,496 |
| Unclassified | 9.2% | $336,370,043 |
| Industrials | 8.5% | $309,042,640 |
| Consumer Cyclical | 6.7% | $246,025,441 |
| Communication Services | 6.3% | $228,098,451 |
| Energy | 3.5% | $126,881,428 |
| Basic Materials | 3.3% | $120,395,834 |
| Real Estate | 1.1% | $38,365,410 |
| Utilities | 0.9% | $32,575,125 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| USB | US Bancorp De | +23,347 | 122,619 | $5,347,414 | |
| PLUG | Plug Power Inc | +19,565 | 34,505 | $426,826 | |
| CPRT | Copart Inc | +16,779 | 32,973 | $2,007,725 | |
| STIP | iShares 0-5 Year TIPS Bond ETF | +14,339 | 18,573 | $1,800,838 | |
| RLY | State Street(R) Multi-Asset Real Return ETF | +12,664 | 36,304 | $999,812 | |
| — | +10,601 | 15,502 | $1,417,967 | ||
| BAC | Bank Of America Corp | +10,436 | 123,406 | $4,087,206 | |
| CRLBF | Cresco Labs Inc. | +10,100 | 89,750 | $161,550 | |
| CURLF | Curaleaf Holdings, Inc. | +10,000 | 111,926 | $480,946 | |
| — | +9,939 | 110,240 | $0 | ||
| CSCO | Cisco Systems, Inc. | +9,876 | 407,517 | $19,414,109 | |
| MDT | Medtronic plc | +8,205 | 45,004 | $3,497,710 | |
| — | +7,570 | 17,725 | $0 | ||
| ESGE | iShares Trust | +6,019 | 22,380 | $0 | |
| DBMF | iMGP DBI Managed Futures Strategy ETF | +5,902 | 30,963 | $901,332 | |
| D | Dominion Energy, Inc | +5,848 | 69,108 | $4,237,702 | |
| EL | Estee Lauder Companies Inc | +5,656 | 53,002 | $13,150,326 | |
| MCHP | Microchip Technology Inc | +5,500 | 12,188 | $856,207 | |
| TTWO | Take Two Interactive Software Inc | +5,335 | 17,663 | $1,839,248 | |
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | +4,896 | 328,885 | $12,819,937 | |
| PAYX | Paychex Inc | +4,150 | 37,045 | $4,280,920 | |
| APO | Apollo Global Management, Inc. | +3,953 | 168,550 | $10,751,804 | |
| TMUS | T-Mobile US, Inc. | +3,944 | 38,041 | $5,325,740 | |
| ADI | Analog Devices Inc | +3,814 | 35,089 | $5,755,648 | |
| CVS | CVS HEALTH Corp | +3,172 | 34,429 | $3,208,438 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| QYLD | Global X NASDAQ 100 Covered Call ETF | −131,251 | 58,891 | $0 | |
| ALLY | Ally Financial Inc. | −102,500 | 58,950 | $1,441,327 | |
| XYLD | Global X S&P 500 Covered Call ETF | −62,282 | 19,674 | $0 | |
| ICSH | iShares Ultra Short Duration Bond Active ETF | −36,905 | 276,880 | $13,855,075 | |
| VZ | Verizon Communications Inc | −36,207 | 296,240 | $11,671,856 | |
| C | Citigroup Inc | −34,878 | 252,791 | $11,433,736 | |
| CMCSA | Comcast Corp | −28,672 | 1,294,254 | $45,260,016 | |
| FISV | Fiserv Inc | −28,155 | 206,145 | $20,835,075 | |
| WBD | Warner Bros. Discovery, Inc. | −27,315 | 30,035 | $284,731 | |
| VIXM | −27,055 | 72,323 | $2,195,726 | ||
| IFNNY | Infineon Technologies AG | −25,724 | 400,736 | $12,082,190 | |
| PYPL | PayPal Holdings, Inc. | −25,521 | 136,653 | $9,732,426 | |
| NYMXF | Nymox Pharmaceutical Corp | −25,000 | 25,000 | $7 | |
| CG | Carlyle Group Inc. | −13,350 | 24,400 | $728,096 | |
| META | Meta Platforms, Inc. | −12,918 | 135,039 | $16,250,593 | |
| CCI | Crown Castle Inc. | −12,339 | 86,373 | $11,715,633 | |
| AMZN | Amazon Com Inc | −11,234 | 505,861 | $42,492,324 | |
| FHN | First Horizon Corp | −10,841 | 148,440 | $3,636,780 | |
| UL | Unilever PLC | −10,791 | 319,183 | $16,086,965 | |
| MMM | 3M Co | −8,382 | 85,277 | $10,226,422 | |
| IFF | International Flavors & Fragrances Inc | −8,328 | 199,599 | $20,925,959 | |
| EEM | iShares MSCI Emerging Markets ETF | −7,770 | 198,580 | $7,526,182 | |
| MDLZ | Mondelez International, Inc. | −7,367 | 508,651 | $33,901,589 | |
| WMT | Walmart Inc. | −7,330 | 38,969 | $5,525,410 | |
| GOOG | Alphabet Inc. | −7,137 | 869,757 | $77,173,538 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| JEPI | JPMorgan Equity Premium Income ETF | 47,029 | $2,562,610 | |
| PDEC | 39,695 | $1,186,483 | ||
| ADM | Archer-Daniels-Midland Co | 7,015 | $651,342 | |
| DBEF | Xtrackers MSCI EAFE Hedged Equity ETF | 15,194 | $489,702 | |
| TENX | Tenax Therapeutics, Inc. | 3,819,170 | $423,927 | |
| — | 3,160 | $414,876 | ||
| XIFR | XPLR Infrastructure, LP | 5,838 | $409,185 | |
| SEDG | Solaredge Technologies, Inc. | 1,200 | $339,924 | |
| IGSB | iShares 1-5 Year Investment Grade Corporate Bond ETF | 4,930 | $245,612 | |
| RSG | Republic Services, Inc. | 1,869 | $241,082 | |
| PODD | Insulet Corp | 800 | $235,512 | |
| GNRC | Generac Holdings Inc. | 2,335 | $235,041 | |
| AEE | Ameren Corp | 2,616 | $232,614 | |
| CTAS | Cintas Corp | 512 | $231,229 | |
| XSOE | WisdomTree Emerging Markets ex-State-Owned Enterprises Fund | 8,603 | $229,528 | |
| EQIX | Equinix Inc | 345 | $225,985 | |
| CPB | CAMPBELL'S Co | 3,950 | $224,162 | |
| VGK | VANGUARD EUROPEAN STOCK INDEX FUND | 3,998 | $221,649 | |
| XAR | State Street(R) SPDR(R) S&P(R) Aerospace & Defense ETF | 2,005 | $220,650 | |
| AFG | American Financial Group Inc | 1,600 | $219,648 | |
| ABM | Abm Industries Inc | 4,800 | $213,216 | |
| LUV | Southwest Airlines Co | 6,314 | $212,592 | |
| BCE | Bce Inc | 4,695 | $206,345 | |
| BIIB | Biogen Inc. | 745 | $206,305 | |
| LII | Lennox International Inc | 843 | $201,670 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
15 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| — | 24,312 | $538,753 | ||
| TLT | iShares 20+ Year Treasury Bond ETF | 4,631 | $474,445 | |
| GMOM | Cambria Global Momentum ETF | 14,659 | $415,289 | |
| HYG | iShares iBoxx $ High Yield Corporate Bond ETF | 3,856 | $275,279 | |
| REET | iShares Global REIT ETF | 12,709 | $270,320 | |
| DBC | Invesco DB Commodity Index Tracking Fund | 11,151 | $266,620 | |
| PBW | Victory Portfolios II | 4,329 | $208,571 | |
| MUB | iShares National Muni Bond ETF | 1,988 | $203,929 | |
| KMX | Carmax Inc | 3,073 | $202,879 | |
| PHG | Koninklijke Philips NV | 12,500 | $192,375 | |
| BNL | Broadstone Net Lease, Inc. | 11,516 | $178,843 | |
| IMCC | IM Cannabis Corp. | 20,000 | $8,180 | |
| RYLD | Global X Russell 2000 Covered Call ETF | 25,807 | $0 | |
| DJIA | Global X Dow 30 Covered Call ETF | 40,000 | $0 | |
| SCHC | Schwab International Small-Cap Equity ETF | 9,416 | $0 | |
| No positions match the current search. | ||||
444 tracked positions ·
$3,647,830,952 total
· filing declares
602 positions · $3,890,901
· as of Dec 31, 2022
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 444 positions by value
· page 1 of 9
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| MSFT |
Microsoft Corp
Technology
|
Reduced | 805,490 | $193,172,611 | 5.30% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 1,398,504 | $181,707,624 | 4.98% | |
| TMO |
Thermo Fisher Scientific Inc.
Healthcare
|
Reduced | 260,457 | $143,431,065 | 3.93% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Added | 682,462 | $103,433,940 | 2.84% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 761,830 | $102,161,403 | 2.80% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 543,403 | $95,992,139 | 2.63% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 218,310 | $83,488,293 | 2.29% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 869,757 | $77,173,538 | 2.12% | |
| PEP |
Pepsico Inc
Consumer Defensive
|
Reduced | 391,941 | $70,808,061 | 1.94% | |
| DHR |
Danaher Corp
Healthcare
|
Added | 251,429 | $66,734,279 | 1.83% | |
| ASML |
Asml Holding NV
Technology
|
Added | 122,031 | $66,677,738 | 1.83% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 109,875 | $61,434,408 | 1.68% | |
| MCD |
Mcdonalds Corp
Consumer Cyclical
|
Reduced | 224,812 | $59,244,706 | 1.62% | |
| ABT |
Abbott Laboratories
Healthcare
|
Added | 528,104 | $57,980,538 | 1.59% | |
| AXP |
American Express Co
Financial Services
|
Reduced | 380,273 | $56,185,335 | 1.54% | |
| CVX |
Chevron Corp
Energy
|
Reduced | 308,409 | $55,356,331 | 1.52% | |
| MA |
Mastercard Inc
Financial Services
|
Added | 151,922 | $52,827,837 | 1.45% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Reduced | 325,692 | $52,635,084 | 1.44% | |
| HON |
Honeywell International Inc
Industrials
|
Reduced | 230,360 | $49,366,141 | 1.35% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Reduced | 410,024 | $45,492,162 | 1.25% | |
| CMCSA |
Comcast Corp
Communication Services
|
Reduced | 1,294,254 | $45,260,016 | 1.24% | |
| RTX |
RTX Corp
Industrials
|
Reduced | 427,058 | $43,098,693 | 1.18% | |
| SBUX |
Starbucks Corp
Consumer Cyclical
|
Reduced | 428,533 | $42,510,473 | 1.17% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 505,861 | $42,492,324 | 1.16% | |
| NKE |
NIKE, Inc.
Consumer Cyclical
|
Reduced | 336,336 | $39,354,675 | 1.08% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Reduced | 342,867 | $37,818,230 | 1.04% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 120,222 | $37,136,575 | 1.02% | |
| ZTS |
Zoetis Inc.
Healthcare
|
Added | 251,656 | $36,880,186 | 1.01% | |
| DE |
Deere & Co
Industrials
|
Added | 82,414 | $35,335,826 | 0.97% | |
| MDLZ |
Mondelez International, Inc.
Consumer Defensive
|
Reduced | 508,651 | $33,901,589 | 0.93% | |
| DIS |
Walt Disney Co
Communication Services
|
Added | 377,855 | $32,828,042 | 0.90% | |
| APD |
Air Products & Chemicals, Inc.
Basic Materials
|
Reduced | 105,506 | $32,523,279 | 0.89% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Added | 69,932 | $31,923,958 | 0.88% | |
| BA |
Boeing Co
Industrials
|
Reduced | 164,109 | $31,261,123 | 0.86% | |
| ECL |
Ecolab Inc.
Basic Materials
|
Added | 207,034 | $30,135,869 | 0.83% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 322,867 | $28,486,555 | 0.78% | |
| CRM |
Salesforce, Inc.
Technology
|
Reduced | 209,776 | $27,814,199 | 0.76% | |
| MDY |
Spdr S&P Midcap 400 ETF Trust
|
Added | 62,181 | $27,533,124 | 0.75% | |
| KO |
Coca Cola Co
Consumer Defensive
|
Reduced | 411,835 | $26,196,824 | 0.72% | |
| LMT |
Lockheed Martin Corp
Industrials
|
Reduced | 53,354 | $25,956,187 | 0.71% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Added | 78,846 | $24,904,297 | 0.68% | |
| ALL |
Allstate Corp
Financial Services
|
Reduced | 170,781 | $23,157,903 | 0.63% | |
| MKC |
Mccormick & Co Inc
Consumer Defensive
|
Added | 260,293 | $21,575,686 | 0.59% | |
| IFF |
International Flavors & Fragrances Inc
Basic Materials
|
Reduced | 199,599 | $20,925,959 | 0.57% | |
| FISV |
Fiserv Inc
|
Reduced | 206,145 | $20,835,075 | 0.57% | |
| NVS |
Novartis AG
Healthcare
|
Reduced | 227,555 | $20,643,789 | 0.57% | |
| SCHW |
Schwab Charles Corp
Financial Services
|
Reduced | 237,770 | $19,796,730 | 0.54% | |
| SLB |
Slb Limited
Energy
|
Reduced | 364,148 | $19,467,352 | 0.53% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Added | 407,517 | $19,414,109 | 0.53% | |
| BDX |
Becton Dickinson & Co
Healthcare
|
Reduced | 76,086 | $19,348,671 | 0.53% |
Showing the top 50 of 444 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.