GOFEN & GLOSSBERG LLC /IL/

CIK

315498

Location

CHICAGO, IL

Portfolio Value

Mid $3,458,282,832

Diversification

Diversified

Filing Date

Global Rank

#595 / 7,024 ▲ 26 · as of Dec 2022

Top Industry

Drug Manufacturers - General 8.2%

Period ended 3 years ago

Filed Jan 13, 2023 · 3y

12 quarters · since Mar 2020

Portfolio Concentration

351 tracked positions · as of Dec 31, 2022 · Δ vs Sep 30, 2022

Top Position

5.6%

−0.6 pts

Top 5

21.0%

−1.9 pts

Top 10

33.2%

−1.7 pts

HHI

182

Diversified−14

Portfolio Trend

12 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2022

Sector	% Portfolio	Value	Positions
Technology	20.4%	$704,430,833	45
Healthcare	18.9%	$654,922,688	48
Financial Services	13.7%	$474,974,285	50
Consumer Defensive	10.8%	$374,367,409	25
Industrials	8.9%	$309,044,824	47
Consumer Cyclical	7.1%	$246,025,441	26
Communication Services	6.6%	$227,746,999	16
Unclassified	4.3%	$148,433,251	29
Energy	3.7%	$127,000,733	15
Basic Materials	3.5%	$120,395,834	12
Real Estate	1.1%	$38,365,410	16
Utilities	0.9%	$32,575,125	22

Last Quarter's Activity

Export CSV

Dec 31, 2022 vs Sep 30, 2022

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
USB	US Bancorp \De\	+23,347	122,619	$5,347,414
PLUG	Plug Power Inc	+19,565	34,505	$426,826
CPRT	Copart Inc	+16,779	32,973	$2,007,725
BIL	State Street SPDR Bloomberg 1-3 Month T-Bill ETF	+10,601	15,502	$1,417,967
BAC	Bank Of America Corp /De/	+10,436	123,406	$4,087,206
CURLF	Curaleaf Holdings, Inc.	+10,000	111,926	$480,946
—		+9,939	110,240	$0
CSCO	Cisco Systems, Inc.	+9,876	407,517	$19,414,109
MDT	Medtronic plc	+8,205	45,004	$3,497,710
—		+7,570	17,725	$0
D	Dominion Energy, Inc	+5,848	69,108	$4,237,702
EL	Estee Lauder Companies Inc	+5,656	53,002	$13,150,326
MCHP	Microchip Technology Inc	+5,500	12,188	$856,207
TTWO	Take Two Interactive Software Inc	+5,335	17,663	$1,839,248
PAYX	Paychex Inc	+4,150	37,045	$4,280,920
APO	Apollo Global Management, Inc.	+3,953	168,550	$10,751,804
TMUS	T-Mobile US, Inc.	+3,944	38,041	$5,325,740
ADI	Analog Devices Inc	+3,814	35,089	$5,755,648
CVS	CVS HEALTH Corp	+3,172	34,429	$3,208,438
BX	Blackstone Inc.	+3,116	152,533	$11,316,423
NEE	Nextera Energy Inc	+3,110	78,208	$6,538,188
—		+2,990	11,322	$0
ECL	Ecolab Inc.	+2,981	207,034	$30,135,869
AMT	American Tower Corp /Ma/	+2,896	40,991	$8,684,353
ABNB	Airbnb, Inc.	+2,865	5,435	$464,692
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
ALLY	Ally Financial Inc.	−102,500	58,950	$1,441,327
VZ	Verizon Communications Inc	−36,207	296,240	$11,671,856
C	Citigroup Inc	−34,878	252,791	$11,433,736
CMCSA	Comcast Corp	−28,672	1,294,254	$45,260,016
FISV	Fiserv Inc	−28,155	206,145	$20,835,075
WBD	Warner Bros. Discovery, Inc.	−27,315	30,035	$284,731
AGQ	ProShares Trust II	−27,055	72,323	$2,195,726
IFNNY	Infineon Technologies AG	−25,724	400,736	$12,082,190
PYPL	PayPal Holdings, Inc.	−25,521	136,653	$9,732,426
NYMXF	Nymox Pharmaceutical Corp	−25,000	25,000	$7
CG	Carlyle Group Inc.	−13,350	24,400	$728,096
META	Meta Platforms, Inc.	−12,918	135,039	$16,250,593
CCI	Crown Castle Inc.	−12,339	86,373	$11,715,633
AMZN	Amazon Com Inc	−11,234	505,861	$42,492,324
FHN	First Horizon Corp	−10,841	148,440	$3,636,780
UL	Unilever PLC	−10,791	319,183	$16,070,878
MMM	3M Co	−8,382	85,277	$10,226,422
IFF	International Flavors & Fragrances Inc	−8,328	199,599	$20,925,959
MDLZ	Mondelez International, Inc.	−7,367	508,651	$33,901,589
WMT	Walmart Inc.	−7,330	38,969	$5,525,410
DD	DuPont de Nemours, Inc.	−6,520	184,789	$12,682,062
CRM	Salesforce, Inc.	−6,418	209,776	$27,814,199
BA	Boeing Co	−6,374	164,109	$31,261,123
VEU	Vanguard FTSE All-World Ex-US ETF	−6,161	37,668	$1,888,673
BABA	Alibaba Group Holding Ltd	−5,846	10,306	$907,855
No positions match the current search.

New Positions

Positions the filer opened this quarter

22 positions

Ticker	Company	Shares	Value
ADM	Archer-Daniels-Midland Co	7,015	$651,342
TENX	Tenax Therapeutics, Inc.	3,819,170	$423,927
IBB	iShares Biotechnology ETF	3,160	$414,876
XIFR	XPLR Infrastructure, LP	5,838	$409,185
SEDG	Solaredge Technologies, Inc.	1,200	$339,924
RSG	Republic Services, Inc.	1,869	$241,082
PODD	Insulet Corp	800	$235,512
GNRC	Generac Holdings Inc.	2,335	$235,041
AEE	Ameren Corp	2,616	$232,614
CTAS	Cintas Corp	512	$231,229
EQIX	Equinix Inc	345	$225,985
CPB	CAMPBELL'S Co	3,950	$224,162
AFG	American Financial Group Inc	1,600	$219,648
ABM	Abm Industries Inc /De/	4,800	$213,216
LUV	Southwest Airlines Co	6,314	$212,592
BCE	Bce Inc	4,695	$206,345
BIIB	Biogen Inc.	745	$206,305
LII	Lennox International Inc	843	$201,670
O	Realty Income Corp	3,171	$201,136
PATH	UiPath, Inc.	11,500	$146,165
NCLH	Norwegian Cruise Line Holdings Ltd.	10,800	$132,192
TDRRF	Tudor Gold Corp.	56,000	$43,456
No positions match the current search.

Sold Out

Positions the filer fully exited

7 positions

Ticker	Company	Shares	Value
DBC	Invesco DB Commodity Index Tracking Fund	11,151	$266,620
CRLBF	Cresco Labs Inc.	79,650	$215,851
KMX	Carmax Inc	3,073	$202,879
PHG	Koninklijke Philips NV	12,500	$192,375
BNL	Broadstone Net Lease, Inc.	11,516	$178,843
TRLV	Trulieve Cannabis Corp.	13,417	$114,044
IMCC	IM Cannabis Corp.	20,000	$8,187
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

351 tracked positions · $3,458,282,832 total · filing declares 602 positions · $3,890,901 · as of Dec 31, 2022

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 351 positions by value · page 1 of 8

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
MSFT	Microsoft Corp Technology	Reduced	805,490	-1,438	$193,172,611	+2.8%	5.59%
AAPL	Apple Inc. Technology	Reduced	1,398,504	-1,046	$181,707,624	−6.1%	5.25%
TMO	Thermo Fisher Scientific Inc. Healthcare	Reduced	260,457	-2,500	$143,431,065	+7.5%	4.15%
GOOGL	Alphabet Inc. Communication Services	Reduced	1,192,624	-5,498	$105,660,093	−8.2%	3.06%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	682,462	+2,012	$103,433,940	+20.4%	2.99%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	761,830	-621	$102,161,403	+28.2%	2.95%
JNJ	Johnson & Johnson Healthcare	Reduced	543,403	-3,275	$95,992,139	+7.5%	2.78%
SPY	Spdr S&P 500 ETF Trust	Reduced	218,310	-1,676	$83,488,293	+6.3%	2.41%
PEP	Pepsico Inc Consumer Defensive	Reduced	391,941	-2,078	$70,808,061	+10.1%	2.05%
DHR	Danaher Corp /De/ Healthcare	Added	251,429	+1,854	$66,734,279	+3.5%	1.93%
ASML	Asml Holding NV Technology	Added	122,031	+219	$66,677,738	+31.8%	1.93%
AVGO	Broadcom Inc. Technology	Added	109,875	+89	$61,434,408	+26.0%	1.78%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	224,812	-2,307	$59,244,706	+13.1%	1.71%
ABT	Abbott Laboratories Healthcare	Added	528,104	+2,524	$57,980,538	+14.0%	1.68%
AXP	American Express Co Financial Services	Reduced	380,273	-1,669	$56,185,335	+9.0%	1.62%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	120,262	+916	$55,885,015	+16.1%	1.62%
CVX	Chevron Corp Energy	Reduced	308,409	-974	$55,356,331	+24.5%	1.60%
MA	Mastercard Inc Financial Services	Added	151,922	+868	$52,827,837	+23.0%	1.53%
ABBV	AbbVie Inc. Healthcare	Reduced	325,692	-2,086	$52,635,084	+19.6%	1.52%
HON	Honeywell International Inc Industrials	Reduced	230,360	-1,886	$49,366,141	+27.3%	1.43%
MRK	Merck & Co., Inc. Healthcare	Reduced	410,024	-3,609	$45,492,162	+27.7%	1.32%
CMCSA	Comcast Corp Communication Services	Reduced	1,294,254	-28,672	$45,260,016	+16.6%	1.31%
RTX	RTX Corp Industrials	Reduced	427,058	-286	$43,098,693	+23.2%	1.25%
SBUX	Starbucks Corp Consumer Cyclical	Reduced	428,533	-1,674	$42,510,473	+17.3%	1.23%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	505,861	-11,234	$42,492,324	−27.3%	1.23%
NKE	NIKE, Inc. Consumer Cyclical	Reduced	336,336	-863	$39,354,675	+40.4%	1.14%
XOM	ExxonMobil Holdings Corp Energy	Reduced	342,867	-208	$37,818,230	+26.3%	1.09%
ZTS	Zoetis Inc. Healthcare	Added	251,656	+1,117	$36,880,186	−0.7%	1.07%
DE	Deere & Co Industrials	Added	82,414	+577	$35,335,826	+29.3%	1.02%
MDLZ	Mondelez International, Inc. Consumer Defensive	Reduced	508,651	-7,367	$33,901,589	+19.8%	0.98%
DIS	Walt Disney Co Communication Services	Added	377,855	+1,673	$32,828,042	−7.5%	0.95%
APD	Air Products & Chemicals, Inc. Basic Materials	Reduced	105,506	-1,954	$32,523,279	+30.0%	0.94%
COST	Costco Wholesale Corp /New Consumer Defensive	Added	69,932	+859	$31,923,958	−2.1%	0.92%
BA	Boeing Co Industrials	Reduced	164,109	-6,374	$31,261,123	+51.4%	0.90%
ECL	Ecolab Inc. Basic Materials	Added	207,034	+2,981	$30,135,869	+2.3%	0.87%
CRM	Salesforce, Inc. Technology	Reduced	209,776	-6,418	$27,814,199	−10.6%	0.80%
MDY	Spdr S&P Midcap 400 ETF Trust	Added	62,181	+650	$27,533,124	+11.4%	0.80%
KO	Coca Cola Co Consumer Defensive	Reduced	411,835	-908	$26,196,824	+13.3%	0.76%
LMT	Lockheed Martin Corp Industrials	Reduced	53,354	-618	$25,956,187	+24.5%	0.75%
HD	Home Depot, Inc. Consumer Cyclical	Added	78,846	+28	$24,904,297	+14.5%	0.72%
ALL	Allstate Corp Financial Services	Reduced	170,781	-3,416	$23,157,903	+6.8%	0.67%
MKC	Mccormick & Co Inc Consumer Defensive	Added	260,293	+2,545	$21,575,686	+17.5%	0.62%
IFF	International Flavors & Fragrances Inc Basic Materials	Reduced	199,599	-8,328	$20,925,959	+10.8%	0.61%
FISV	Fiserv Inc	Reduced	206,145	-28,155	$20,835,075	−5.0%	0.60%
NVS	Novartis AG Healthcare	Reduced	227,555	-4,434	$20,643,789	+17.1%	0.60%
SCHW	Schwab Charles Corp Financial Services	Reduced	237,770	-4,438	$19,796,730	+13.7%	0.57%
SLB	Slb Limited/Nv Energy	Reduced	364,148	-3,863	$19,467,352	+47.4%	0.56%
CSCO	Cisco Systems, Inc. Technology	Added	407,517	+9,876	$19,414,109	+22.1%	0.56%
BDX	Becton Dickinson & Co Healthcare	Reduced	76,086	-1,307	$19,348,671	+12.2%	0.56%
PFE	Pfizer Inc Healthcare	Reduced	375,818	-2,519	$19,256,914	+16.3%	0.56%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.