MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV

CIK

746504

Location

Pittsburgh, PA

Portfolio Value

Small $592,724,562

Diversification

Diversified

Filing Date

Global Rank

#1,797 / 5,925 ▼ 14

Top Industry

Asset Management 19.0%

3Y Alpha vs SPY

-4.7%

Period ended 4 years ago

Filed Nov 12, 2021 · 4y

7 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+58.2%

SPY

+78.1%

Annualised alpha

-4.7%

Max drawdown

−16.6%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

526 positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

9.2%

−0.8 pts

Top 5

26.6%

−0.3 pts

Top 10

32.3%

−0.1 pts

HHI

221

Diversified−10

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Financial Services	25.5%	$150,934,498	221
Technology	20.2%	$119,817,899	53
Unclassified	14.1%	$83,754,008	10
Healthcare	10.2%	$60,525,131	44
Consumer Defensive	6.6%	$39,158,591	28
Consumer Cyclical	6.2%	$36,918,960	48
Industrials	6.2%	$36,709,580	47
Communication Services	3.9%	$23,059,225	13
Energy	2.5%	$14,691,637	16
Utilities	1.7%	$10,070,536	13
Basic Materials	1.4%	$8,542,405	15
Real Estate	1.4%	$8,542,092	18

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CIF	Mfs Intermediate High Income Fund	+97,200	121,100	$366,933
MIN	Mfs Intermediate Income Trust	+86,600	270,012	$977,443
MGF	Mfs Government Markets Income Trust	+70,400	219,606	$948,697
CIK	Credit Suisse Asset Management Income Fund, Inc.	+65,400	176,900	$613,843
GCV	Gabelli Convertible & Income Securities Fund Inc	+44,400	84,200	$511,936
JQC	Nuveen Credit Strategies Income Fund	+42,510	180,937	$1,186,946
MYI	Blackrock Muniyield Quality Fund III, Inc.	+40,211	102,070	$1,498,387
ACP	abrdn Income Credit Strategies Fund	+35,400	115,800	$1,279,590
NHS	Neuberger High Yield Strategies Fund Inc.	+35,100	80,203	$1,016,172
PCF	High Income Securities Fund	+33,400	75,800	$664,008
MCR	Mfs Charter Income Trust	+31,200	115,579	$993,979
NEA	Nuveen AMT-Free Quality Municipal Income Fund	+31,043	114,760	$1,743,204
VGI	Virtus Global Multi-Sector Income Fund	+29,150	98,954	$1,164,688
GGN	GAMCO Global Gold, Natural Resources & Income Trust	+28,600	47,250	$176,242
ECF	Ellsworth Growth & Income Fund Ltd	+28,565	59,404	$793,637
PHK	Pimco High Income Fund	+26,847	208,379	$1,308,620
NVDA	Nvidia Corp	+26,179	33,752	$699,206
FTF	Franklin Ltd Duration Income Trust	+24,000	149,974	$1,363,263
AVK	Advent Convertible & Income Fund	+23,327	42,919	$751,395
FCT	First Trust Senior Floating Rate Income Fund II	+22,800	75,553	$924,768
F	Ford Motor Co	+22,145	74,826	$1,059,536
EHI	Western Asset Global High Income Fund Inc.	+19,600	128,146	$1,319,903
RIV	Rivernorth Opportunities Fund, Inc.	+19,320	36,920	$609,360
NRO	Neuberger Real Estate Securities Income Fund Inc	+18,500	39,900	$182,749
DSL	DoubleLine Income Solutions Fund	+18,072	90,541	$1,608,008
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
AAPL	Apple Inc.	−57,019	385,136	$54,496,744
ERC	Allspring Multi-Sector Income Fund	−55,250	20,400	$276,012
KGC	Kinross Gold Corp	−49,495	13,489	$72,301
DHY	Credit Suisse High Yield Credit Fund	−49,000	198,700	$490,789
ET	Energy Transfer LP	−46,035	31,602	$302,747
SLV	iShares Silver Trust	−37,344	51,214	$1,050,911
HIX	Western Asset High Income Fund II Inc.	−33,700	65,700	$470,412
EPD	Enterprise Products Partners L.P.	−26,080	31,085	$672,679
PGP	PIMCO Global StocksPLUS & Income Fund	−25,394	60,106	$650,346
BGX	Blackstone Long-Short Credit Income Fund	−23,900	33,100	$502,127
EAD	Allspring Income Opportunities Fund	−23,150	50,900	$447,920
MCI	Barings Corporate Investors	−22,000	33,005	$513,227
AWF	Alliancebernstein Global High Income Fund Inc	−21,600	32,666	$400,811
JFR	Nuveen Floating Rate Income Fund	−19,225	109,075	$1,098,385
FCO	Abrdn Global Income Fund, Inc.	−17,542	42,400	$347,680
PFN	PIMCO Income Strategy Fund II	−17,000	58,200	$590,148
BSL	Blackstone Senior Floating Rate 2027 Term Fund	−16,000	16,100	$264,362
DSU	Blackrock Debt Strategies Fund, Inc.	−15,766	47,668	$550,088
VLT	Invesco High Income Trust II	−15,100	49,200	$718,320
CRF	Cornerstone Total Return Fund Inc	−14,500	10,900	$132,617
HPF	John Hancock Preferred Income Fund II	−13,500	15,025	$326,042
EDD	Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.	−12,600	67,600	$395,460
KMI	Kinder Morgan, Inc.	−11,362	47,299	$791,312
CLM	Cornerstone Strategic Investment Fund, Inc.	−11,200	13,400	$168,818
BGB	Blackstone Strategic Credit 2027 Term Fund	−10,500	73,500	$1,017,975
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
XFLT	XAI Octagon Floating Rate & Alternative Income Trust	42,900	$1,840,410
GE	General Electric Co	11,049	$709,228
OHI	Omega Healthcare Investors Inc	21,559	$645,907
DHF	Bny Mellon High Yield Strategies Fund	151,700	$489,991
GXO	GXO Logistics, Inc.	5,180	$406,319
ABNB	Airbnb, Inc.	2,318	$388,844
PSF	Cohen & Steers Select Preferred & Income Fund, Inc.	9,480	$270,180
BLMN	Bloomin' Brands, Inc.	9,969	$249,225
IT	Gartner Inc	804	$244,319
DFP	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	8,465	$243,792
HASI	HA Sustainable Infrastructure Capital, Inc.	4,520	$241,729
STE	STERIS plc	1,147	$234,309
COR	Cencora, Inc.	1,961	$234,241
GNRC	Generac Holdings Inc.	545	$222,725
PWR	Quanta Services, Inc.	1,952	$222,176
GLU	Gabelli Global Utility & Income Trust	11,300	$222,045
PGZ	Principal Real Estate Income Fund	14,900	$219,030
HTD	John Hancock Tax-Advantaged Dividend Income Fund	9,353	$213,996
ICLR	Icon PLC	816	$213,808
GDV	Gabelli Dividend & Income Trust	8,290	$213,799
GGT	Gabelli Multimedia Trust Inc.	23,599	$212,275
ADSK	Autodesk, Inc.	737	$210,170
AZO	Autozone Inc	122	$207,154
CHKP	Check Point Software Technologies Ltd	1,828	$206,637
IHD	Voya Emerging Markets High Dividend Equity Fund	27,700	$204,703
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
RTX	RTX Corp	22,790	$1,944,214
TDOC	Teladoc Health, Inc.	4,350	$723,361
BIDU	Baidu, Inc.	1,847	$376,603
THW	abrdn World Healthcare Fund	21,400	$351,816
NXPI	NXP Semiconductors N.V.	1,652	$339,849
CRSP	CRISPR Therapeutics AG	2,052	$332,198
CGO	Calamos Global Total Return Fund	19,200	$311,040
STAG	STAG Industrial, Inc.	8,000	$299,440
EPR	Epr Properties	5,429	$285,999
EOS	Eaton Vance Enhanced Equity Income Fund II	11,908	$277,218
PAGP	Plains Gp Holdings LP	22,161	$264,602
SSNC	SS&C Technologies Holdings Inc	3,572	$257,398
SPE	Special Opportunities Fund, Inc.	16,800	$254,856
PGR	Progressive Corp/Oh/	2,480	$243,560
JCE	Nuveen Core Equity Alpha Fund	14,400	$236,736
CCK	Crown Holdings, Inc.	2,304	$235,491
SNAP	Snap Inc	3,440	$234,401
SNA	Snap-on Inc	1,046	$233,707
TTC	Toro Co	2,119	$232,835
BOOT	Boot Barn Holdings, Inc.	2,750	$231,137
JOUT	Johnson Outdoors Inc	1,900	$229,900
HQL	abrdn Life Sciences Investors	10,700	$229,408
CPNG	Coupang, Inc.	5,467	$228,629
DOC	Healthpeak Properties, Inc.	6,773	$225,473
TBCH	Turtle Beach Corp	7,000	$223,440
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

526 positions · $592,724,562 total · as of Sep 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 251–300 of 526 positions by value · page 6 of 11

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
GS	Goldman Sachs Group Inc Financial Services	Added	1,142	+397	$431,710	+52.7%	0.07%
LITE	Lumentum Holdings Inc. Technology	Added	5,195	+43	$433,990	+2.7%	0.07%
IDXX	Idexx Laboratories Inc /De Healthcare	Reduced	701	-112	$435,951	−15.1%	0.07%
PTY	Pimco Corporate & Income Opportunity Fund Financial Services	Added	23,850	+2,700	$436,216	+4.2%	0.07%
XYZ	Block, Inc. Technology	Added	1,823	+725	$437,228	+63.3%	0.07%
CASY	Caseys General Stores Inc Consumer Cyclical	Reduced	2,328	-52	$438,711	−5.3%	0.07%
PFD	Flaherty & Crumrine Preferred & Income Fund Inc Financial Services	Added	27,850	+10,500	$438,916	+51.5%	0.07%
ASG	Liberty All Star Growth Fund Inc. Financial Services	Added	51,100	+14,100	$440,993	+34.1%	0.07%
VKQ	Invesco Municipal Trust Financial Services	Added	33,050	+300	$442,870	−1.4%	0.07%
AWK	American Water Works Company, Inc. Utilities	Added	2,626	+158	$443,899	+16.7%	0.07%
HPI	John Hancock Preferred Income Fund Financial Services	Reduced	20,750	-10,400	$446,125	−33.7%	0.08%
COIN	Coinbase Global, Inc. Financial Services	Added	1,967	+136	$447,453	−3.5%	0.08%
SWK	Stanley Black & Decker, Inc. Industrials	Added	2,554	+56	$447,741	−12.6%	0.08%
EAD	Allspring Income Opportunities Fund Financial Services	Reduced	50,900	-23,150	$447,920	−31.2%	0.08%
ATO	Atmos Energy Corp Utilities	Added	5,079	+15	$447,967	−8.0%	0.08%
BP	Bp PLC Energy	Reduced	16,414	-6,486	$448,594	−25.9%	0.08%
GIS	General Mills Inc Consumer Defensive	Added	7,573	+79	$453,016	−0.8%	0.08%
WPC	W. P. Carey Inc. Real Estate	Reduced	6,333	-2,044	$453,048	−26.0%	0.08%
LNC	Lincoln National Corp Financial Services	Added	6,607	+507	$454,231	+18.5%	0.08%
DVN	Devon Energy Corp/De Energy	Added	12,866	+1,356	$456,871	+36.0%	0.08%
ZBRA	Zebra Technologies Corp Technology	Added	892	+29	$459,754	+0.6%	0.08%
NVG	Nuveen AMT-Free Municipal Credit Income Fund Financial Services	Added	26,887	+31	$461,112	−3.9%	0.08%
GILD	Gilead Sciences, Inc. Healthcare	Reduced	6,669	-474	$465,829	−5.3%	0.08%
HFRO	Highland Opportunities & Income Fund Financial Services	Added	43,300	+3,800	$466,341	+8.2%	0.08%
HIX	Western Asset High Income Fund II Inc. Financial Services	Reduced	65,700	-33,700	$470,412	−34.1%	0.08%
ELV	Elevance Health, Inc. Healthcare	Added	1,263	+136	$470,846	+9.4%	0.08%
ROK	Rockwell Automation, Inc Industrials	Added	1,611	+36	$473,698	+5.2%	0.08%
MRVL	Marvell Technology, Inc. Technology	Added	7,900	+120	$476,449	+5.0%	0.08%
O	Realty Income Corp Real Estate	Added	7,608	+605	$478,153	+5.6%	0.08%
KHC	Kraft Heinz Co Consumer Defensive	Added	12,988	+389	$478,218	−6.9%	0.08%
LEG	Leggett & Platt Inc Consumer Cyclical	Reduced	10,735	-840	$481,357	−19.7%	0.08%
BME	BlackRock Health Sciences Trust Financial Services	Added	10,146	+8	$483,456	−1.7%	0.08%
MHK	Mohawk Industries Inc Consumer Cyclical	Added	2,732	+40	$484,656	−6.3%	0.08%
AFL	Aflac Inc Financial Services	Reduced	9,375	-778	$488,718	−10.3%	0.08%
DHF	Bny Mellon High Yield Strategies Fund Financial Services	NEW	151,700	NEW	$489,991	NEW	0.08%
DHY	Credit Suisse High Yield Credit Fund Financial Services	Reduced	198,700	-49,000	$490,789	−21.1%	0.08%
APD	Air Products & Chemicals, Inc. Basic Materials	Added	1,928	+48	$493,780	−8.7%	0.08%
MMT	Mfs Multimarket Income Trust Financial Services	Reduced	75,300	-8,500	$493,968	−5.7%	0.08%
ECL	Ecolab Inc. Basic Materials	Reduced	2,373	-132	$495,055	−4.1%	0.08%
STZ	Constellation Brands, Inc. Consumer Defensive	Reduced	2,351	-3	$495,332	−10.0%	0.08%
ISD	PGIM High Yield Bond Fund, Inc. Financial Services	Added	30,503	+3,600	$495,368	+13.2%	0.08%
WTRG	Essential Utilities, Inc. Utilities	Added	10,774	+3	$496,465	+0.9%	0.08%
AMP	Ameriprise Financial Inc Financial Services	Reduced	1,883	-7	$497,337	+5.7%	0.08%
BGX	Blackstone Long-Short Credit Income Fund Financial Services	Reduced	33,100	-23,900	$502,127	−41.7%	0.08%
CARR	CARRIER GLOBAL Corp Industrials	Reduced	9,714	-350	$502,796	+2.8%	0.08%
WEC	Wec Energy Group, Inc. Utilities	Reduced	5,715	-3	$504,063	−0.9%	0.09%
LAND	GLADSTONE LAND Corp Real Estate	Reduced	22,157	-5,340	$504,514	−23.7%	0.09%
VFC	V F Corp Consumer Cyclical	Reduced	7,585	-83	$508,119	−19.2%	0.09%
LHX	L3harris Technologies, Inc. /De/ Industrials	Added	2,311	+6	$508,974	+2.2%	0.09%
BEN	Franklin Resources Inc Financial Services	Reduced	17,157	-1,774	$509,906	−15.8%	0.09%