EAD · Allspring Income Opportunities Fund

$6.41 +0.00 (+0.00%) At close · Sep 3

Market Cap

$378.78M

59.09M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 99

Total Value: $114,197,509

Total Shares: 17,568,851

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 99 13F filers · Δ vs Mar 31, 2026

Top Holder

22.3%

−1.8 pts

Top 5

55.3%

−2.3 pts

Top 10

73.9%

−2.6 pts

HHI

894

Broadly held−79

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +6

Institutional value: +7.7%

Shares held: +7.1%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Small Logan Stone Capital, LLC	+449,795	491,240
Large Pathstone Holdings, LLC	+431,901	1,989,962
Mid WOLVERINE ASSET MANAGEMENT LLC	+125,086	236,134
Mega JANE STREET GROUP, LLC	+88,667	116,742
Large GUGGENHEIM CAPITAL LLC	+38,997	937,816

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega Invesco Ltd.	−83,094	961,400
Large Cetera Investment Advisers	−59,418	17,954
Small Peak Planning Group, LLC	−52,359	1,090,407
Mega UBS Group AG	−34,325	359,655
Mega ENVESTNET ASSET MANAGEMENT INC	−30,354	193,730

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large READYSTATE ASSET MANAGEMENT LP	96,167	$625,085
Large Marex Group plc	91,443	$594,379
Mid IMC-Chicago, LLC	86,618	$563,017
Large Calamos Advisors LLC	51,617	$335,510
Mid XTX Topco Ltd	45,443	$295,379

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large Corient Private Wealth LLC	117,234	$759,676
Mid RIVERNORTH CAPITAL MANAGEMENT, LLC	83,030	$538,034
Small Rareview Capital LLC	55,900	$362,232
Mid Advisory Services Network, LLC	3,078	$19,945
Large TD Waterhouse Canada Inc.	3,000	$19,440

Filter: New 17 Increased 33 Reduced 22 Sold out 11 Unchanged 27

Showing 99 of 99

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$25,433,042

22.27%

3,912,776

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	74,547	$484,555	1.9%	Defined
MORGAN STANLEY SMITH BARNEY LLC	787,562	$5,119,152	20.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	3,050,667	$19,829,335	78.0%	Defined

Pathstone Holdings, LLC

$12,934,752

11.33%

1,989,962

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADVISOR PARTNERS II, LLC	1,981,857	$12,882,070	99.6%	Defined
Held directly	8,105	$52,682	0.4%	Sole

SIT INVESTMENT ASSOCIATES INC

$11,403,749

9.99%

1,754,423

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	1,754,423	$11,403,749	100.0%	Sole

Peak Planning Group, LLC

$7,087,645

6.21%

1,090,407

Invesco Ltd.

$6,249,100

5.47%

961,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	188,116	$1,222,754	19.6%	Defined
Invesco Capital Management LLC	773,284	$5,026,346	80.4%	Defined

GUGGENHEIM CAPITAL LLC

$6,095,803

5.34%

937,816

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	936,773	$6,089,024	99.9%	Defined
SECURITY INVESTORS LLC	1,043	$6,779	0.1%	Defined

COHEN & STEERS, INC.

$5,620,829

4.92%

864,743

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	864,743	$5,620,829	100.0%	Sole

Shaker Financial Services, LLC

$3,873,077

3.39%

595,858

Logan Stone Capital, LLC

$3,193,060

2.80%

491,240

LPL Financial LLC

$2,539,524

2.22%

390,696

UBS Group AG

$2,337,757

2.05%

359,655

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	351,769	$2,286,498	97.8%	Defined
UBS AG	7,686	$49,959	2.1%	Defined
UBS Securities LLC	200	$1,300	0.1%	Defined

Thrivent Financial for Lutherans

$2,124,856

1.86%

326,901

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Asset Management, LLC	146,420	$951,730	44.8%	Defined
Held directly	180,481	$1,173,126	55.2%	Sole

Advisors Asset Management, Inc.

$1,902,069

1.67%

292,626

WOLVERINE ASSET MANAGEMENT LLC

$1,534,871

1.34%

236,134

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	236,134	$1,534,871	100.0%	Defined

BROWN ADVISORY INC

$1,330,218

1.16%

204,649

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brown Advisory LLC	204,649	$1,330,218	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC

$1,259,245

1.10%

193,730

PRINCIPAL SECURITIES, INC.

$1,235,669

1.08%

190,103

Fiera Capital Corp

$1,112,098

0.97%

171,092

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiera Capital Inc.	171,092	$1,112,098	100.0%	Other

Cambridge Investment Research Advisors, Inc.

$1,101,724

0.96%

169,496

Marks Group Wealth Management, Inc

$1,059,142

0.93%

162,945

EASTERLY INVESTMENT PARTNERS LLC

$1,049,464

0.92%

161,456

Sowell Financial Services LLC

$841,100

0.74%

129,400

Luken Investment Analytics, LLC

$837,408

0.73%

128,832

OSAIC HOLDINGS, INC.

$819,416

0.72%

126,064

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	126,064	$819,416	100.0%	Defined

JANE STREET GROUP, LLC

$758,823

0.66%

116,742

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	88,662	$576,303	75.9%	Defined
Jane Street Global Trading, LLC	28,080	$182,520	24.1%	Defined

ADAPT WEALTH ADVISORS, LLC

$714,655

0.63%

109,947

READYSTATE ASSET MANAGEMENT LP

$625,085

0.55%

96,167

Marex Group plc

$594,379

0.52%

91,443

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	91,443	$594,379	100.0%	Defined

IMC-Chicago, LLC

$563,017

0.49%

86,618

COMMONWEALTH EQUITY SERVICES, LLC

$548,613

0.48%

84,402

ROYAL BANK OF CANADA

$472,465

0.41%

72,687

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	71,467	$464,535	98.3%	Defined
RBC Rochdale, LLC	1,220	$7,930	1.7%	Defined

PFG Investments, LLC

$455,526

0.40%

70,081

Lido Advisors, LLC

$434,304

0.38%

66,816

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$409,565

0.36%

63,010

RAYMOND JAMES FINANCIAL INC

$384,923

0.34%

59,219

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	54,677	$355,400	92.3%	Defined
Raymond James Financial Services Advisors, Inc.	4,542	$29,523	7.7%	Defined

Calamos Advisors LLC

$335,510

0.29%

51,617

XTX Topco Ltd

$295,379

0.26%

45,443

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	45,443	$295,379	100.0%	Defined

Stratos Wealth Partners, LTD.

$269,685

0.24%

41,490

NewEdge Advisors, LLC

$266,500

0.23%

41,000

&PARTNERS

$186,862

0.16%

28,748

NOMURA HOLDINGS INC

$169,000

0.15%

26,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	26,000	$169,000	100.0%	Defined

CHOREO, LLC

$153,361

0.13%

23,594

Merit Financial Group, LLC

$146,536

0.13%

22,544

LANDSCAPE CAPITAL MANAGEMENT, L.L.C.

$143,844

0.13%

22,130

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Landscape High Leverage Fund, LP	4,067	$26,435	18.4%	Defined
LANDSCAPE OFFSHORE HL FUND LTD.	11,562	$75,153	52.2%	Defined
Held directly	6,501	$42,256	29.4%	Sole

Fingerlakes Wealth Management, Inc.

$141,498

0.12%

21,769

ACCREDITED INVESTOR SERVICES, LLC

$139,106

0.12%

21,401

Clearstead Advisors, LLC

$138,443

0.12%

21,299

AMERIPRISE FINANCIAL INC

$136,714

0.12%

21,033

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	21,033	$136,714	100.0%	Defined

CITADEL ADVISORS LLC

$134,004

0.12%

20,616

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	20,616	$134,004	100.0%	Defined

BANK OF AMERICA CORP /DE/

$132,496

0.12%

20,384

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	20,384	$132,496	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$122,206

0.11%

18,801

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	18,801	$122,206	100.0%	Other

Global Retirement Partners, LLC

$120,913

0.11%

18,602

Mariner, LLC

$119,112

0.10%

18,325

Capital Investment Advisors, LLC

$118,105

0.10%

18,170

Cetera Investment Advisers

$116,701

0.10%

17,954

MELFA WEALTH MANAGEMENT, INC.

$116,499

0.10%

17,923

NWF Advisory Services Inc.

$112,450

0.10%

17,300

GC Wealth Management RIA, LLC

$110,090

0.10%

16,937

OPPENHEIMER & CO INC

$106,782

0.09%

16,428

VSM Wealth Advisory, LLC

$104,169

0.09%

16,026

Allworth Financial LP

$104,000

0.09%

16,000

Balyasny Asset Management L.P.

$102,979

0.09%

15,843

Collaborative Wealth Managment Inc.

$100,360

0.09%

15,440

PARK AVENUE SECURITIES LLC

$97,389

0.09%

14,983

WEST MICHIGAN ADVISORS, LLC

$91,091

0.08%

14,014

Rothschild Wealth LLC

$87,672

0.08%

13,488

Focus Partners Wealth

$85,449

0.07%

13,146

HBK Sorce Advisory LLC

$80,925

0.07%

12,450

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$74,100

0.06%

11,400

AQR CAPITAL MANAGEMENT LLC

$72,553

0.06%

11,162

KESTRA PRIVATE WEALTH SERVICES, LLC

$71,279

0.06%

10,966

RETIREMITTEN FINANCIAL LLC

$65,000

0.06%

10,000

Pinnacle Wealth Planning Services, Inc.

$42,224

0.04%

6,496

Rockefeller Capital Management L.P.

$37,719

0.03%

5,803

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	5,803	$37,719	100.0%	Defined

PNC FINANCIAL SERVICES GROUP, INC.

$29,653

0.03%

4,562

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Wealth Management LLC	4,562	$29,653	100.0%	Defined

IFG Advisory, LLC

$26,000

0.02%

4,000

HARBOUR INVESTMENTS, INC.

$22,321

0.02%

3,434

CoreCap Advisors, LLC

$21,645

0.02%

3,330

Axiom Investment Management LLC

$18,856

0.02%

2,901

WPG Advisers, LLC

$18,271

0.02%

2,811

Arax Advisory Partners

$13,000

0.01%

2,000

FNY Investment Advisers, LLC

$11,700

0.01%

1,800

FIFTH THIRD BANCORP

$9,132

0.01%

1,405

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	1,405	$9,132	100.0%	Defined

HHM Wealth Advisors, LLC

$7,865

0.01%

1,210

Noble Wealth Management PBC

$6,500

0.01%

1,000

WHITTIER TRUST CO OF NEVADA INC

$5,525

0.00%

850

Farther Finance Advisors, LLC

$5,187

0.00%

798

Silver Grove Financial Group, Inc.

$3,185

0.00%

490

TRUST CO OF VERMONT

$3,022

0.00%

465

Integrated Wealth Concepts LLC

$2,873

0.00%

442

HIGHLINE WEALTH PARTNERS LLC

$2,860

0.00%

440

IFP Advisors, Inc

$1,950

0.00%

300

Wilmington Savings Fund Society, FSB

$1,300

0.00%

200

Clear Street Group Inc.

$403

0.00%

Ameritas Advisory Services, LLC

$390

0.00%

Cheviot Value Management, LLC

$123

0.00%

ASSETMARK, INC

$58

0.00%

WELLS FARGO & COMPANY/MN

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1	$6	100.0%	Defined

Advocate Investing Services LLC

0.00%

Key facts CIK 1210123 CUSIP 94987B105 13F (30d) 66 filings 65 filers