EAD · Allspring Income Opportunities Fund · Holdings

$5.95 +0.01 (+0.17%) At close · Oct 20

Market Cap

$351.60M

59.09M

Volume · Oct 20 263.26K Avg daily vol (3M) 281.59K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of EAD: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 99

Total Value: $112,455,640

Total Shares: 17,345,363

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 98 13F filers

Top Holder

22.3%

of institutional value

Top 5

55.3%

of institutional value

Top 10

73.9%

of institutional value

HHI

894

Broadly held

Who Holds EAD

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 98 filers, like-for-like change +7.0%; actively managed books +9.4%; index-like books -0.5%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	31.5%	56	+11.7%	9	3
Adviser	10.5%	3	-4.4%	0	0
Bank	2.6%	6	-6.9%	1	1
Broker-dealer	2.2%	1	+1.2%	0	0
Non-US	1.0%	1	+2.7%	0	0
Holding company	23.0%	2	+0.1%	0	1
Unknown	29.1%	29	+15.3%	5	5

Style	Share	Filers	Change	New	Exited
Index-like	22.3%	1	-0.5%	0	1
Systematic-like	0.6%	5	+611.5%	3	1
Concentrated	12.0%	16	+19.1%	2	3
Diversified active	65.2%	76	+7.0%	10	5
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	82.2%	62	+1.8%	5	7
Medium turnover	11.1%	17	+2.0%	3	1
High turnover	6.6%	11	+297.3%	5	2
Unknown	0.2%	8	-8.5%	2	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	4.2%	9	+1248.6%	5	0
Medium horizon	15.7%	17	+18.6%	1	2
Long horizon	74.1%	64	-0.5%	7	7
Unknown	6.0%	8	+11.7%	2	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	15.6%	25	+14.6%	1	1
$1B to $10B	18.2%	27	+9.8%	6	3
$10B to $100B	31.1%	30	+12.3%	6	4
$100B or more	35.1%	16	-1.3%	2	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	11.7%	44	-5.7%	4	2
Pooled investment vehicles	5.0%	6	+432.9%	3	0
Registered funds and BDCs	11.9%	3	-1.2%	1	1
Other	1.9%	1	0.0%	0	0
Diversified	1.0%	2	+8.7%	1	0
Unknown	68.5%	42	+5.0%	6	7

Private funds	Share	Filers	Change	New	Exited
Hedge funds	5.5%	8	+204.5%	4	1
Private equity funds	2.1%	4	+5.9%	1	0
Venture capital funds	0.1%	1	+1.8%	0	0
Other private funds	12.1%	5	+2.8%	1	0
Mixed private funds	0.9%	1	+1.6%	0	0
No private funds	10.9%	36	-7.1%	3	2
Real estate funds	0.0%	1	+100.0%	0	0
Unknown	68.5%	42	+5.0%	6	7

Location	Share	Filers	Change	New	Exited
United States	95.6%	92	+6.6%	13	9
Outside the US	4.4%	6	+16.6%	2	1

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

98 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.002%

Mar 31, 2026: 0

Crowding

—

no cover-page share count is dated within about a year of the quarter end

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

no cover-page share count is dated within about a year of the quarter end

Top 10 holders

73.9%

of 13F shares, Herfindahl 0.089

Active holders

+9.4%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 19.2 quarters

Under 1 year 14.5% 1 to 3 years 18.3% 3 years or more 67.2% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$6.75

estimated per share

Mar 31, 2026: $6.84

Quarter-end price

$6.50

implied by 13F values

Estimated gain or loss

-3.8%

price against the estimated cost

Estimated at a loss

93.4%

of costed 13F value

Estimated cost covers 23.4% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of EAD by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 1.26% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.00%	0.00 pp	0	0
Index ETFs	1.26%	+0.03 pp	742,405	2
Active ETFs	0.00%	0.00 pp	0	0
Active funds	0.48%	+0.18 pp	284,486	9
Unclassified	0.00%	0.00 pp	0	0
All registered funds	1.74%	+0.21 pp	1,026,891	11

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 57 Adviser 3 Bank 6 Broker-dealer 1 Non-US 1 Holding company 2 Unknown 29

Showing 99 of 99

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$25,433,042

22.62%

3,912,776

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	74,547	$484,555	1.9%	Defined
MORGAN STANLEY SMITH BARNEY LLC	787,562	$5,119,152	20.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	3,050,667	$19,829,335	78.0%	Defined

Pathstone Holdings, LLC

$12,934,752

11.50%

1,989,962

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADVISOR PARTNERS II, LLC	1,981,857	$12,882,070	99.6%	Defined
Held directly	8,105	$52,682	0.4%	Sole

SIT INVESTMENT ASSOCIATES INC

$11,403,749

10.14%

1,754,423

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	1,754,423	$11,403,749	100.0%	Sole

Peak Planning Group, LLC

$7,087,645

6.30%

1,090,407

Invesco Ltd.

$6,249,100

5.56%

961,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	188,116	$1,222,754	19.6%	Defined
Invesco Capital Management LLC	773,284	$5,026,346	80.4%	Defined

GUGGENHEIM CAPITAL LLC

$6,095,803

5.42%

937,816

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	936,773	$6,089,024	99.9%	Defined
SECURITY INVESTORS LLC	1,043	$6,779	0.1%	Defined

COHEN & STEERS, INC.

$5,620,829

5.00%

864,743

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	864,743	$5,620,829	100.0%	Sole

Logan Stone Capital, LLC

$3,193,060

2.84%

491,240

LPL Financial LLC

$2,539,524

2.26%

390,696

UBS Group AG

$2,337,757

2.08%

359,655

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	351,769	$2,286,498	97.8%	Defined
UBS AG	7,686	$49,959	2.1%	Defined
UBS Securities LLC	200	$1,300	0.1%	Defined

Thrivent Financial for Lutherans

$2,124,856

1.89%

326,901

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Asset Management, LLC	146,420	$951,730	44.8%	Defined
Held directly	180,481	$1,173,126	55.2%	Sole

Shaker Financial Services, LLC

$2,121,211

1.89%

352,947

Advisors Asset Management, Inc.

$1,902,069

1.69%

292,626

WOLVERINE ASSET MANAGEMENT LLC

$1,534,871

1.36%

236,134

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	236,134	$1,534,871	100.0%	Defined

BROWN ADVISORY INC

$1,330,218

1.18%

204,649

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brown Advisory LLC	204,649	$1,330,218	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC

$1,259,245

1.12%

193,730

PRINCIPAL SECURITIES, INC.

$1,235,669

1.10%

190,103

Fiera Capital Corp

$1,112,098

0.99%

171,092

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiera Capital Inc.	171,092	$1,112,098	100.0%	Other

Cambridge Investment Research Advisors, Inc.

$1,101,724

0.98%

169,496

Marks Group Wealth Management, Inc

$1,059,142

0.94%

162,945

EASTERLY INVESTMENT PARTNERS LLC

$1,049,464

0.93%

161,456

Luken Investment Analytics, LLC

$837,408

0.74%

128,832

OSAIC HOLDINGS, INC.

$819,416

0.73%

126,064

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	126,064	$819,416	100.0%	Defined

Sowell Financial Services LLC

$777,694

0.69%

129,400

JANE STREET GROUP, LLC

$758,823

0.67%

116,742

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	88,662	$576,303	75.9%	Defined
Jane Street Global Trading, LLC	28,080	$182,520	24.1%	Defined

ADAPT WEALTH ADVISORS, LLC

$714,655

0.64%

109,947

READYSTATE ASSET MANAGEMENT LP

$625,085

0.56%

96,167

Marex Group plc

$594,379

0.53%

91,443

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	91,443	$594,379	100.0%	Defined

IMC-Chicago, LLC

$563,017

0.50%

86,618

COMMONWEALTH EQUITY SERVICES, LLC

$548,613

0.49%

84,402

ROYAL BANK OF CANADA

$472,465

0.42%

72,687

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	71,467	$464,535	98.3%	Defined
RBC Rochdale, LLC	1,220	$7,930	1.7%	Defined

PFG Investments, LLC

$455,526

0.41%

70,081

Lido Advisors, LLC

$434,304

0.39%

66,816

RAYMOND JAMES FINANCIAL INC

$384,923

0.34%

59,219

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	54,677	$355,400	92.3%	Defined
Raymond James Financial Services Advisors, Inc.	4,542	$29,523	7.7%	Defined

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$356,062

0.32%

59,245

Calamos Advisors LLC

$335,510

0.30%

51,617

XTX Topco Ltd

$295,379

0.26%

45,443

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	45,443	$295,379	100.0%	Defined

Stratos Wealth Partners, LTD.

$269,685

0.24%

41,490

NewEdge Advisors, LLC

$266,500

0.24%

41,000

&PARTNERS

$186,862

0.17%

28,748

NOMURA HOLDINGS INC

$169,000

0.15%

26,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	26,000	$169,000	100.0%	Defined

CHOREO, LLC

$153,361

0.14%

23,594

Merit Financial Group, LLC

$146,536

0.13%

22,544

LANDSCAPE CAPITAL MANAGEMENT, L.L.C.

$143,844

0.13%

22,130

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Landscape High Leverage Fund, LP	4,067	$26,435	18.4%	Defined
LANDSCAPE OFFSHORE HL FUND LTD.	11,562	$75,153	52.2%	Defined
Held directly	6,501	$42,256	29.4%	Sole

Fingerlakes Wealth Management, Inc.

$141,498

0.13%

21,769

ACCREDITED INVESTOR SERVICES, LLC

$139,106

0.12%

21,401

Clearstead Advisors, LLC

$138,443

0.12%

21,299

AMERIPRISE FINANCIAL INC

$136,714

0.12%

21,033

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	21,033	$136,714	100.0%	Defined

CITADEL ADVISORS LLC

$134,004

0.12%

20,616

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	20,616	$134,004	100.0%	Defined

BANK OF AMERICA CORP /DE/

$132,496

0.12%

20,384

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	20,384	$132,496	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$122,206

0.11%

18,801

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	18,801	$122,206	100.0%	Other

Global Retirement Partners, LLC

$120,913

0.11%

18,602

Mariner, LLC

$119,112

0.11%

18,325

Capital Investment Advisors, LLC

$118,105

0.11%

18,170

Cetera Investment Advisers

$116,701

0.10%

17,954

MELFA WEALTH MANAGEMENT, INC.

$116,499

0.10%

17,923

GC Wealth Management RIA, LLC

$110,090

0.10%

16,937

OPPENHEIMER & CO INC

$106,782

0.09%

16,428

VSM Wealth Advisory, LLC

$104,169

0.09%

16,026

Allworth Financial LP

$104,000

0.09%

16,000

NWF Advisory Services Inc.

$103,973

0.09%

17,300

Balyasny Asset Management L.P.

$102,979

0.09%

15,843

Collaborative Wealth Managment Inc.

$100,360

0.09%

15,440

PARK AVENUE SECURITIES LLC

$97,389

0.09%

14,983

WEST MICHIGAN ADVISORS, LLC

$91,091

0.08%

14,014

Rothschild Wealth LLC

$87,672

0.08%

13,488

Tactive Advisors, LLC

$87,391

0.08%

14,541

Focus Partners Wealth

$85,449

0.08%

13,146

HBK Sorce Advisory LLC

$80,925

0.07%

12,450

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$74,100

0.07%

11,400

AQR CAPITAL MANAGEMENT LLC

$72,553

0.06%

11,162

KESTRA PRIVATE WEALTH SERVICES, LLC

$71,279

0.06%

10,966

RETIREMITTEN FINANCIAL LLC

$65,000

0.06%

10,000

Curated Wealth Partners LLC

$60,634

0.05%

10,089

Pinnacle Wealth Planning Services, Inc.

$42,224

0.04%

6,496

Rockefeller Capital Management L.P.

$37,719

0.03%

5,803

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	5,803	$37,719	100.0%	Defined

PNC FINANCIAL SERVICES GROUP, INC.

$29,653

0.03%

4,562

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Wealth Management LLC	4,562	$29,653	100.0%	Defined

IFG Advisory, LLC

$26,000

0.02%

4,000

HARBOUR INVESTMENTS, INC.

$22,321

0.02%

3,434

CoreCap Advisors, LLC

$20,013

0.02%

3,330

Axiom Investment Management LLC

$18,856

0.02%

2,901

WPG Advisers, LLC

$18,271

0.02%

2,811

Arax Advisory Partners

$13,000

0.01%

2,000

FNY Investment Advisers, LLC

$10,818

0.01%

1,800

FIFTH THIRD BANCORP

$9,132

0.01%

1,405

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	1,405	$9,132	100.0%	Defined

HHM Wealth Advisors, LLC

$7,865

0.01%

1,210

WHITTIER TRUST CO OF NEVADA INC

$5,525

0.00%

850

Farther Finance Advisors, LLC

$4,795

0.00%

798

Silver Grove Financial Group, Inc.

$3,185

0.00%

490

TRUST CO OF VERMONT

$3,022

0.00%

465

HIGHLINE WEALTH PARTNERS LLC

$2,644

0.00%

440

IFP Advisors, Inc

$1,803

0.00%

300

Wilmington Savings Fund Society, FSB

$1,300

0.00%

200

Clear Street Group Inc.

$403

0.00%

Ameritas Advisory Services, LLC

$390

0.00%

Cheviot Value Management, LLC

$123

0.00%

ASSETMARK, INC

$58

0.00%

WELLS FARGO & COMPANY/MN

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1	$6	100.0%	Defined

Advocate Investing Services LLC

0.00%

Key facts CIK 1210123 CUSIP 94987B105 13F (30d) 12 filings 12 filers