Advanced Energy Industries Inc 8-K, filed May 4, 2020
Advanced Energy Industries Inc (AEIS)
About this 8-K
Advanced Energy Industries Inc filed this 8-K on May 4, 2020, reporting on events of April 30, 2020.
Items reported
- Item 5.07: Shareholder vote results
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SECURITIES AND EXCHANGE COMMISSION
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Item 5.07 Submission of Matters to a Vote of Security Holders.
Advanced Energy Industries, Inc. (“Advanced Energy” or the “Company”) held its 2020 Annual Meeting of Stockholders on Thursday, April 30, 2020 to vote on three proposals. The following matters as set forth in the Proxy Statement dated March 10, 2020, which was filed with the Securities and Exchange Commission pursuant to Regulation 14A under the Securities Exchange Act of 1934, were voted upon with the results indicated below.
1. Election of eight (8) Directors.
The following eight nominees were elected to serve as directors of the Company, with the following votes tabulated:
| For | | Withhold | | Broker Non-Vote | |
Frederick A. Ball | | 28,908,246 | | 1,301,681 | | 1,412,116 |
Grant H. Beard | | 29,275,333 | | 934,594 | | 1,412,116 |
Tina M. Donikowski | | 29,463,730 | | 746,197 | | 1,412,116 |
Ronald C. Foster | | 29,475,810 | | 734,117 | | 1,412,116 |
Edward C. Grady | | 28,867,048 | | 1,342,879 | | 1,412,116 |
Thomas M. Rohrs | | 27,694,775 | | 2,515,152 | | 1,412,116 |
John A. Roush | | 29,502,454 | | 707,473 | | 1,412,116 |
Yuval Wasserman | | 29,474,272 | | 735,655 | | 1,412,116 |
Each director has been elected to serve until the 2021 Annual Meeting of Stockholders, or until his or her successor has been elected and qualified or until such director’s earlier resignation or removal.
2. Ratification of the appointment of Ernst & Young LLP as Advanced Energy’s independent registered public accounting firm for 2020.
The appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2020 was ratified, with the following votes tabulated:
For | | Against | | Abstain | | Broker Non-Vote |
31,387,097 | | 206,431 | | 28,515 | | — |
3. Advisory approval of Advanced Energy’s compensation of its named executive officers.
The advisory approval of the compensation of the Company’s named executive officers as disclosed in the proxy statement was approved, with the following votes tabulated:
For | | Against | | Abstain | | Broker Non-Vote |
29,743,904 | | 421,387 | | 44,636 | | 1,412,116 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| /s/ Thomas O. McGimpsey |
Date: May 1, 2020 | Thomas O. McGimpsey |
| Executive Vice President |
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