Codexis, Inc 8-K, filed Jun 22, 2020
Codexis, Inc. (CDXS)
About this 8-K
Codexis, Inc filed this 8-K on June 22, 2020, reporting on events of June 16, 2020.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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of The Securities Exchange Act of 1934
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
The Company held a virtual Annual Meeting of Stockholders on June 16, 2020 online. The results of the matters voted on by the Company’s stockholders are set forth immediately below.
Proposal No. 1
To elect three Class II Directors to the Board to hold office for three-year terms expiring at the 2023 Annual Meeting of Stockholders or until their respective successors are duly elected and qualified or their earlier resignation or removal:
| Number of Votes |
||||||||||||
| Name of Nominee |
For |
Withheld |
Broker Non-Votes |
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| Stephen Dilly |
40,805,461 |
148,571 |
9,844,860 |
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| Alison Moore |
40,812,647 |
141,385 |
9,844,860 |
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| Patrick Y. Yang |
40,473,136 |
480,896 |
9,844,860 |
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Each of the nominees nominated in Proposal No. 1 was elected.
Proposal No. 2
To ratify the selection of BDO USA, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020:
| Number of Votes | ||||
| For |
Against |
Abstain | ||
| 50,681,700 |
41,142 |
76,050 | ||
Proposal No. 2 was approved.
Proposal No. 3
To vote on a non-binding, advisory basis to approve the compensation of our named executive officers.
| Number of Votes | ||||||
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 37,908,596 |
2,930,218 |
115,218 |
9,844,860 | |||
Proposal No. 3 was approved.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: June 19, 2020
| CODEXIS, INC. | ||
| By: |
/s/ Ross Taylor | |
| Name: |
Ross Taylor | |
| Title: |
Senior Vice President and Chief Financial Officer | |