CGON · CG Oncology, Inc.

$77.61 -3.07 (-3.81%) At close · Aug 20

Market Cap

$7.05B

88.64M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 234

Total Value: $7,030,066,248

Total Shares: 98,945,340

Institutional Ownership Trend

10 quarters

Holder Concentration

Across 234 13F filers · Δ vs Mar 31, 2026

Top Holder

8.6%

+1.0 pts

Top 5

33.4%

+0.4 pts

Top 10

52.2%

+0.5 pts

HHI

366

Broadly held+16

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -4

Institutional value: +12.5%

Shares held: +7.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Small Seven Fleet Capital Management LP	+1,810,478	1,886,236
Large RTW INVESTMENTS, LP	+1,529,782	8,514,590
Mega BlackRock, Inc.	+1,192,108	6,256,288
Mid EcoR1 Capital, LLC	+953,800	2,055,800
Mega SG Americas Securities, LLC	+842,833	867,465

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large Polar Capital Holdings Plc	−660,978	43,483
Mega BANK OF AMERICA CORP /DE/	−464,446	984,918
Large Point72 Asset Management, L.P.	−416,092	9,200
Mega UBS Group AG	−334,283	977,695
Mega UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	−303,159	761,807

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large Jefferies Financial Group Inc.	769,947	$54,704,734
Mid Bellevue Group AG	493,596	$35,069,995
Large TORONTO DOMINION BANK	287,632	$20,436,253
Large LMR Partners LLP	143,900	$10,224,095
Large Alyeska Investment Group, L.P.	61,729	$4,385,845

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large Driehaus Capital Management LLC	999,623	$67,654,484
Mid BRAIDWELL LP	984,783	$66,650,113
Mid Caligan Partners LP	900,000	$60,912,000
Small Elmind Capital, LP	291,800	$19,749,024
Mid BOOTHBAY FUND MANAGEMENT, LLC	228,900	$15,491,952

Filter: New 36 Increased 94 Reduced 74 Sold out 40 Unchanged 30

Showing 100 of 243

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

RTW INVESTMENTS, LP

$604,961,619

8.61%

8,514,590

T. Rowe Price Investment Management, Inc.

$470,130,673

6.69%

6,616,899

Decheng Capital LLC

$452,707,082

6.44%

6,371,669

BlackRock, Inc.

$444,509,254

6.32%

6,256,288

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	70,692	$5,022,666	1.1%	Sole
BlackRock Investment Management (Australia) Ltd	66	$4,689	0.0%	Sole
BlackRock Asset Management Canada Ltd	8,130	$577,636	0.1%	Sole
BlackRock Investment Management, LLC	203,818	$14,481,268	3.3%	Sole
BLACKROCK ADVISORS LLC	246,368	$17,504,446	3.9%	Sole
BlackRock Fund Advisors	3,198,632	$227,262,803	51.1%	Sole
BlackRock Institutional Trust Company, N.A.	2,233,940	$158,721,437	35.7%	Sole
BlackRock Japan Co. Ltd	1,070	$76,023	0.0%	Sole
BlackRock Fund Managers Ltd.	9,196	$653,375	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	18,019	$1,280,249	0.3%	Sole
BlackRock (Netherlands) B.V.	1,916	$136,131	0.0%	Sole
BlackRock Asset Management Ireland Ltd	217,209	$15,432,699	3.5%	Sole
BlackRock Asset Management Schweiz AG	9,019	$640,799	0.1%	Sole
Aperio Group, LLC	38,213	$2,715,033	0.6%	Sole

WELLINGTON MANAGEMENT GROUP LLP

$378,323,555

5.38%

5,324,751

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	4,619,183	$328,192,952	86.7%	Defined
Wellington Managment Canada LLC	57,035	$4,052,336	1.1%	Defined
Wellington Management Singapore Pte. Ltd.	56,445	$4,010,417	1.1%	Defined
Wellington Management International Ltd	117,057	$8,316,899	2.2%	Defined
Wellington Trust Company, NA joint	444,290	$31,566,804	8.3%	Defined
Wellington Management Australia Pty Ltd	3,093	$219,757	0.1%	Defined
Wellington Management Europe GmbH	27,648	$1,964,390	0.5%	Defined

FMR LLC

$295,674,076

4.21%

4,161,493

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	3,370,667	$239,485,890	81.0%	Defined
STRATEGIC ADVISERS LLC	107	$7,602	0.0%	Defined
Fidelity Institutional Asset Management Trust Co	343,070	$24,375,123	8.2%	Defined
FIAM LLC	447,649	$31,805,461	10.8%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$270,345,960

3.85%

3,805,010

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	100,008	$7,105,568	2.6%	Defined
Held directly	3,705,002	$263,240,392	97.4%	Sole

TCG Crossover Management, LLC

$260,768,136

3.71%

3,670,206

VANGUARD PORTFOLIO MANAGEMENT LLC

$246,202,246

3.50%

3,465,197

STATE STREET CORP

$244,240,769

3.47%

3,437,590

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	3,437,590	$244,240,769	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$235,658,142

3.35%

3,316,793

Foresite Capital Management VI LLC

$168,358,232

2.39%

2,369,574

GEODE CAPITAL MANAGEMENT, LLC

$152,990,330

2.18%

2,153,277

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	274,780	$19,523,119	12.8%	Defined
Held directly	1,878,497	$133,467,211	87.2%	Defined

Seven Fleet Capital Management LP

$134,017,067

1.91%

1,886,236

Caption Management, LLC

$126,412,160

1.80%

1,779,200

EcoR1 Capital, LLC

$106,170,015

1.51%

1,494,300

DV Trading LLC

$102,268,872

1.45%

1,439,393

Avidity Partners Management LP

$99,395,255

1.41%

1,398,948

ALLIANCEBERNSTEIN L.P.

$97,633,286

1.39%

1,374,149

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	1,374,149	$97,633,286	100.0%	Defined

FRANKLIN RESOURCES INC

$93,280,122

1.33%

1,312,880

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST INTERNATIONAL LLC	347	$24,654	0.0%	Defined
FRANKLIN ADVISERS INC	990,375	$70,366,143	75.4%	Defined
PUTNAM INVESTMENT MANAGEMENT LLC	207,361	$14,732,999	15.8%	Defined
PUTNAM ADVISORY CO LLC	114,797	$8,156,326	8.7%	Defined

Caption Management, LLC

$84,918,960

1.21%

1,195,200

MORGAN STANLEY

$83,633,592

1.19%

1,177,109

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	585	$41,564	0.0%	Defined
MORGAN STANLEY & CO. LLC	69,186	$4,915,665	5.9%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	876,821	$62,298,132	74.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	154,398	$10,969,977	13.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	76,119	$5,408,254	6.5%	Defined

ACORN CAPITAL ADVISORS, LLC

$80,393,075

1.14%

1,131,500

Foresite Capital Management V, LLC

$76,666,502

1.09%

1,079,050

Logos Global Management LP

$71,050,000

1.01%

1,000,000

BANK OF AMERICA CORP /DE/

$69,978,421

1.00%

984,918

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	447,036	$31,761,907	45.4%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	143,397	$10,188,356	14.6%	Defined
BOFA SECURITIES, INC.	360,404	$25,606,704	36.6%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	34,081	$2,421,454	3.5%	Defined

UBS Group AG

$69,465,228

0.99%

977,695

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	24,910	$1,769,855	2.5%	Defined
UBS AG	763,779	$54,266,497	78.1%	Defined
UBS Switzerland AG	189,006	$13,428,876	19.3%	Defined

ORBIMED ADVISORS LLC

$69,117,440

0.98%

972,800

SG Americas Securities, LLC

$61,633,388

0.88%

867,465

GOLDMAN SACHS GROUP INC

$60,940,508

0.87%

857,713

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	491,602	$34,928,322	57.3%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	362,805	$25,777,295	42.3%	Defined
Goldman Sachs Trust Company, N.A.	3,306	$234,891	0.4%	Defined

Jefferies Financial Group Inc.

$54,704,734

0.78%

769,947

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jefferies Financial Services, Inc.	769,947	$54,704,734	100.0%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$54,126,383

0.77%

761,807

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	4,689	$333,153	0.6%	Defined
UBS Asset Management Switzerland AG	354,910	$25,216,355	46.6%	Defined
UBS Asset Management (UK) Ltd.	11,795	$838,033	1.5%	Other
Held directly	390,413	$27,738,842	51.2%	Defined

Clearbridge Investments, LLC

$52,274,042

0.74%

735,736

AMERICAN CENTURY COMPANIES INC

$51,593,241

0.73%

726,154

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	726,154	$51,593,241	100.0%	Defined

NORTHERN TRUST CORP

$48,165,644

0.69%

677,912

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	629,704	$44,740,468	92.9%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	36,757	$2,611,583	5.4%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	11,451	$813,593	1.7%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$46,196,710

0.66%

650,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	650,200	$46,196,710	100.0%	Other

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$44,561,494

0.63%

627,185

EcoR1 Capital, LLC

$39,894,575

0.57%

561,500

VANGUARD FIDUCIARY TRUST CO

$38,245,433

0.54%

538,289

Bellevue Group AG

$35,069,995

0.50%

493,596

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BB Biotech AG joint	493,596	$35,069,995	100.0%	Defined

Woodline Partners LP

$35,019,905

0.50%

492,891

Caption Management, LLC

$34,420,954

0.49%

484,461

Candriam S.C.A.

$33,334,528

0.47%

469,170

Fisher Asset Management, LLC

$32,468,286

0.46%

456,978

DIMENSIONAL FUND ADVISORS LP

$30,827,315

0.44%

433,882

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DFA Australia Ltd.	2,089	$148,423	0.5%	Defined
Dimensional Ireland Ltd	13,284	$943,828	3.1%	Defined
Held directly	418,509	$29,735,064	96.5%	Sole

JPMORGAN CHASE & CO

$29,679,431

0.42%

417,726

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	35,390	$2,514,459	8.5%	Defined
J.P. Morgan Investment Management Inc.	73,802	$5,243,632	17.7%	Defined
J.P. Morgan Securities LLC	84	$5,968	0.0%	Defined
J.P. Morgan Securities plc	7,009	$497,989	1.7%	Defined
JPMorgan Asset Management (UK) Ltd	301,441	$21,417,383	72.2%	Defined

FARALLON CAPITAL MANAGEMENT LLC

$28,420,000

0.40%

400,000

ADAGE CAPITAL PARTNERS GP, L.L.C.

$27,742,040

0.39%

390,458

Ensign Peak Advisors, Inc

$27,037,793

0.38%

380,546

EVENTIDE ASSET MANAGEMENT, LLC

$26,277,060

0.37%

369,839

LORD, ABBETT & CO. LLC

$25,900,495

0.37%

364,539

JENNISON ASSOCIATES LLC

$22,539,546

0.32%

317,235

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Prudential Financial Inc	234,228	$16,641,899	73.8%	Defined
Prudential Trust Company	83,007	$5,897,647	26.2%	Other

FEDERATED HERMES, INC.

$22,113,317

0.31%

311,236

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED EQUITY MANAGEMENT CO OF PENNSYLVANIA	15,914	$1,130,689	5.1%	Defined
FEDERATED MDTA LLC	295,322	$20,982,628	94.9%	Defined

BNP PARIBAS ARBITRAGE, SA

$21,611,065

0.31%

304,167

TORONTO DOMINION BANK

$20,436,253

0.29%

287,632

Pictet Asset Management Holding SA

$18,121,941

0.26%

255,059

FIRST TRUST ADVISORS LP

$16,591,382

0.24%

233,517

Bank of New York Mellon Corp

$16,584,418

0.24%

233,419

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation joint	94,732	$6,730,708	40.6%	Defined
The Bank of New York Mellon	133,483	$9,483,967	57.2%	Defined
BNY Mellon, NA joint	2,392	$169,951	1.0%	Defined
BNY Mellon Advisors, Inc. joint	2,811	$199,721	1.2%	Other
Held directly	1	$71	0.0%	Defined

TimesSquare Capital Management, LLC

$14,983,308

0.21%

210,884

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GuideStone Capital Management, LLC joint	210,884	$14,983,308	100.0%	Sole

AMERIPRISE FINANCIAL INC

$14,883,340

0.21%

209,477

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	185,963	$13,212,671	88.8%	Defined
Ameriprise Financial Services, LLC	8,400	$596,820	4.0%	Defined
Columbia Threadneedle Management Ltd	15,114	$1,073,849	7.2%	Defined

DEUTSCHE BANK AG\

$14,033,369

0.20%

197,514

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investment GmbH	78,941	$5,608,758	40.0%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	44,889	$3,189,363	22.7%	Defined
DWS Investments UK Ltd	73,684	$5,235,248	37.3%	Defined

Nuveen, LLC

$13,387,240

0.19%

188,420

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	12,550	$891,677	6.7%	Defined
TEACHERS ADVISORS, LLC joint	175,870	$12,495,563	93.3%	Defined

TD Asset Management Inc

$13,055,863

0.19%

183,756

HSBC HOLDINGS PLC

$12,488,101

0.18%

175,765

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Bank USA, N.A.	56	$3,978	0.0%	Defined
HSBC GLOBAL ASSET MANAGEMENT (FRANCE)	175,557	$12,473,324	99.9%	Defined
HSBC SECURITIES USA INC	152	$10,799	0.1%	Defined

Russell Investments Group, Ltd.

$11,895,829

0.17%

167,429

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	100,116	$7,113,241	59.8%	Defined
Russell Investments Capital, LLC	34,282	$2,435,736	20.5%	Defined
Russell Investments France SAS	11,421	$811,462	6.8%	Defined
Russell Investments Trust Company	21,610	$1,535,390	12.9%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$11,559,835

0.16%

162,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	162,700	$11,559,835	100.0%	Other

STEMPOINT CAPITAL LP

$11,321,746

0.16%

159,349

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

$11,040,458

0.16%

155,390

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MFS Heritage Trust CO	3,054	$216,986	2.0%	Defined
Held directly	152,336	$10,823,472	98.0%	Sole

ArrowMark Colorado Holdings LLC

$11,037,901

0.16%

155,354

CITADEL ADVISORS LLC

$10,600,660

0.15%

149,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	149,200	$10,600,660	100.0%	Defined

CITIGROUP INC

$9,607,735

0.14%

135,225

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	135,225	$9,607,735	100.0%	Defined

PFM Health Sciences, LP

$9,114,720

0.13%

128,286

LMR Partners LLP

$8,803,095

0.13%

123,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wabon Partners, L.P.	123,900	$8,803,095	100.0%	Sole

ADAR1 Capital Management, LLC

$8,431,077

0.12%

118,664

BARCLAYS PLC

$8,427,452

0.12%

118,613

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	113,774	$8,083,642	95.9%	Defined
BARCLAYS CAPITAL INC.	4,739	$336,705	4.0%	Defined
BARCLAYS CAPITAL SECURITIES LTD	100	$7,105	0.1%	Defined

AQR CAPITAL MANAGEMENT LLC

$7,275,305

0.10%

102,397

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Arax Advisory Partners	230	$16,341	0.2%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,210	$85,970	1.2%	Other
Stokes Family Office, LLC	1,522	$108,138	1.5%	Other
Held directly	99,435	$7,064,856	97.1%	Defined

Swiss National Bank

$7,225,785

0.10%

101,700

JANE STREET GROUP, LLC

$6,557,915

0.09%

92,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	92,300	$6,557,915	100.0%	Defined

RHUMBLINE ADVISERS

$6,454,821

0.09%

90,849

D. E. Shaw & Co., Inc.

$6,353,077

0.09%

89,417

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	39,800	$2,827,790	44.5%	Defined
D. E. Shaw Investment Management, L.L.C. joint	49,617	$3,525,287	55.5%	Defined

ALPS ADVISORS INC

$6,338,938

0.09%

89,218

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$5,766,204

0.08%

81,157

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	81,157	$5,766,204	100.0%	Defined

WELLS FARGO & COMPANY/MN

$5,415,429

0.08%

76,220

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	69,808	$4,959,858	91.6%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	2,171	$154,249	2.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	4,208	$298,978	5.5%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	33	$2,344	0.0%	Defined

Tidal Investments LLC

$4,881,277

0.07%

68,702

Tema ETFs LLC

$4,881,277

0.07%

68,702

PICTON MAHONEY ASSET MANAGEMENT

$4,537,750

0.06%

63,867

Alyeska Investment Group, L.P.

$4,385,845

0.06%

61,729

BNP PARIBAS ASSET MANAGEMENT Holding S.A.

$3,937,732

0.06%

55,422

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	790	$56,129	1.4%	Defined
AXA INVESTMENT MANAGERS UK LIMITED	54,632	$3,881,603	98.6%	Defined

PRUDENTIAL FINANCIAL INC

$3,797,977

0.05%

53,455

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	38,055	$2,703,807	71.2%	Defined
Prudential Trust Co	15,400	$1,094,170	28.8%	Defined

Invesco Ltd.

$3,723,445

0.05%

52,406

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	11,499	$817,003	21.9%	Defined
Invesco Trust Co joint	29,205	$2,075,015	55.7%	Defined
Invesco Capital Management LLC	11,702	$831,427	22.3%	Defined

Man Group plc

$3,683,871

0.05%

51,849

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AHL Partners LLP	51,849	$3,683,871	100.0%	Defined

Rafferty Asset Management, LLC

$3,571,186

0.05%

50,263

ALGERT GLOBAL LLC

$3,317,324

0.05%

46,690

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$3,178,776

0.05%

44,740

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	38,901	$2,763,916	86.9%	Defined
Global X Management (AUS) Ltd joint	5,839	$414,860	13.1%	Defined

Polar Capital Holdings Plc

$3,089,467

0.04%

43,483

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Polar Capital LLP	43,483	$3,089,467	100.0%	Defined

MetLife Investment Management, LLC

$3,057,068

0.04%

43,027

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	43,027	$3,057,068	100.0%	Defined

Universal- Beteiligungs- und Servicegesellschaft mbH

$2,971,808

0.04%

41,827

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	41,827	$2,971,808	100.0%	Defined

Balyasny Asset Management L.P.

$2,935,146

0.04%

41,311

Legal & General Group Plc

$2,846,404

0.04%

40,062

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	7,165	$509,073	17.9%	Defined
Legal & General Investment Management Ltd joint	32,897	$2,337,331	82.1%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$2,522,914

0.04%

35,509

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	33,586	$2,386,284	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Lynx1 Capital Advisors LLC	31,391	$2,230,330	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Schroder Investment Management Limited	28,629	$2,034,090	99.3%	Sole
Schroder Investment Management North America Inc.	208	$14,778	0.7%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	23,000	$1,634,150	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLINGTON SMALL CAP EQUITY	22,107	$1,570,702	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	21,767	$1,546,545	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SECURITY INVESTORS LLC	20,964	$1,489,492	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wabon Partners, L.P.	20,000	$1,421,000	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	1,524	$108,280	9.6%	Sole
SEI TRUST CO	14,416	$1,024,256	90.4%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	15,653	$1,112,145	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	14,477	$1,028,590	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	12,837	$912,068	98.6%	Defined
Raymond James Financial Services Advisors, Inc.	178	$12,646	1.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	158	$11,225	1.2%	Defined
Held directly	12,662	$899,635	98.8%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	2,245	$159,507	17.8%	Defined
RBC Capital Markets, LLC	10,285	$730,749	81.4%	Defined
RBC Rochdale, LLC	11	$781	0.1%	Defined
Held directly	100	$7,105	0.8%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allianz Global Invesstors Taiwan Ltd.	12,300	$873,915	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	9,900	$703,395	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	7,095	$504,099	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	6,698	$475,892	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	5,800	$412,090	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	4,407	$313,117	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blackstone Alternative Asset Management L.P.	4,335	$308,001	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	4,185	$297,344	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC WORLD MARKETS CORP	4,074	$289,457	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	3,810	$270,700	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manufacturers & Traders Trust Company joint	128	$9,093	3.4%	Defined
Wilmington Trust Investment Advisors, Inc. joint	34	$2,415	0.9%	Defined
Wilmington Trust National Association joint	2,991	$212,510	79.8%	Defined
Wilmington Trust Company	597	$42,416	15.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	2	$142	0.1%	Other
Latour Trading LLC (Latour)	3,565	$253,293	99.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC	14	$994	0.4%	Defined
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	3,539	$251,445	99.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nykredit Bank A/S	3,451	$245,193	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	3,255	$231,267	99.8%	Defined
PNC Wealth Management LLC	7	$497	0.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DNB FUND	2,952	$209,739	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	2,334	$165,830	99.8%	Defined
Osaic Advisory Services, LLC	5	$355	0.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	1,153	$81,920	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER & CO. LLC	192	$13,641	19.9%	Defined
ROCKEFELLER TRUST COMPANY, N.A.	772	$54,850	80.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	959	$68,136	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	645	$45,827	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc.	580	$41,209	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver VOF	311	$22,096	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	10	$710	5.3%	Sole
Held directly	179	$12,716	94.7%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIL Investments International	126	$8,952	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	113	$8,028	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	3	$213	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UNION ASSET MANAGEMENT HOLDING AG joint	21,776	$1,473,799	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	18,500	$1,252,080	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	11,599	$785,020	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Hudson Bay Capital UK LLP	7,480	$506,246	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Arrowpoint Investment Partners (Hong Kong) Ltd	3,370	$228,081	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 2	3,301	$223,411	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Magnetar Asset Management LLC	1,849	$125,140	60.1%	Sole
Held directly	1,227	$83,043	39.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Institutional Asset Management Trust Co	5	$338	100.0%	Sole

Key facts CIK 1991792 CUSIP 156944100 13F (30d) 230 filings 224 filers Visit website Investor relations