Indivior Pharmaceuticals, Inc 6-K, filed Jun 14, 2023
Indivior Pharmaceuticals, Inc. (INDV)
About this 6-K
Indivior Pharmaceuticals, Inc filed this 6-K on June 14, 2023.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
Date: June 14, 2023
Commission File Number: 001-37835
Indivior PLC
10710 Midlothian Turnpike, Suite 125
North Chesterfield, Virginia 23235
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
EXHIBIT INDEX
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Indivior PLC | ||
| Date: June 14, 2023 | /s/ Kathryn Hudson | |
| Name: Kathryn Hudson | ||
| Title: Company Secretary | ||
Exhibit 99.1
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BN4HT335
Issuer Name
INDIVIOR PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
Two Seas Capital LP
City of registered office (if applicable)
Rye
Country of registered office (if applicable)
United States
4. Details of the shareholder
| Name |
City of registered office | Country of registered office | ||
| Two Seas Global (Master) Fund LP |
George Town | Cayman Islands | ||
| Two Seas Litigation Opportunities Fund LLC |
Wilmington | United States |
5. Date on which the threshold was crossed or reached
09-Jun-2023
6. Date on which Issuer notified
13-Jun-2023
7. Total positions of person(s) subject to the notification obligation
| % of voting rights attached to shares (total of 8.A) |
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights held in issuer |
|||||||||||||
| Resulting situation on the date on which threshold was crossed or reached |
9.950000 | 0.000000 | 9.950000 | 13718919 | ||||||||||||
| Position of previous notification (if applicable) |
10.016026 | 0.000000 | 10.016026 | |||||||||||||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
| Class/Type of shares ISIN code(if possible) |
Number of direct voting rights (DTR5.1) |
Number of indirect voting rights (DTR5.2.1) |
% of direct voting rights (DTR5.1) |
% of indirect voting rights (DTR5.2.1) |
||||||||||||
| GB00BN4HT335 |
13718919 | 9.950000 | ||||||||||||||
| Sub Total 8.A |
13718919 | 9.950000% | ||||||||||||||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
| Type of financial instrument |
Expiration date |
Exercise/ conversion period |
Number of voting rights that may be acquired if the instrument is exercised/ converted |
% of voting rights |
||||||||
| Sub Total 8.B1 |
||||||||||||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
| Type of financial instrument |
Expiration date |
Exercise/ conversion period |
Physical or cash settlement |
Number of voting rights |
% of voting rights |
|||||||||||||||
| Sub Total 8.B2 |
||||||||||||||||||||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
| Ultimate controlling person |
Name of controlled undertaking |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
||||||||||
| Sina Toussi |
||||||||||||||
| Two Seas Capital LP |
Two Seas Litigation Opportunities Fund LLC | 9.291397 | 9.291397 | % | ||||||||||
| Two Seas Capital LP |
Two Seas Global (Master) Fund LP | 0.658603 | 0.658603 | % | ||||||||||
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
13-Jun-2023
13. Place Of Completion
New York, United States
Exhibit 99.2
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BN4HT335
Issuer Name
INDIVIOR PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
Other
Comments
Decrease in holding following client instruction to elect for decision making on voting rights
3. Details of person subject to the notification obligation
Name
BlackRock, Inc.
City of registered office (if applicable)
Wilmington
Country of registered office (if applicable)
USA
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
12-Jun-2023
6. Date on which Issuer notified
13-Jun-2023
7. Total positions of person(s) subject to the notification obligation
| % of voting rights attached to shares (total of 8.A) |
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights held in issuer |
|||||||||||||
| Resulting situation on the date on which threshold was crossed or reached |
Below 5 | % | Below 5 | % | Below 5 | % | Below 5 | % | ||||||||
| Position of previous notification (if applicable) |
4.690000 | 0.360000 | 5.050000 | |||||||||||||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
| Class/Type of shares ISIN code(if possible) |
Number of direct voting rights (DTR5.1) |
Number of indirect voting rights (DTR5.2.1) |
% of direct voting rights (DTR5.1) |
% of indirect voting rights (DTR5.2.1) |
||||||||||||
| GB00BN4HT335 |
Below 5 | % | Below 5 | % | ||||||||||||
| Sub Total 8.A |
Below 5% | Below 5% | ||||||||||||||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
| Type of financial instrument |
Expiration date |
Exercise/ conversion period |
Number of voting rights that may be acquired if the instrument is exercised/converted |
% of voting rights |
||||||||||||
| American Depositary Receipt |
Below 5 | % | Below 5 | % | ||||||||||||
| Securities Lending |
Below 5 | % | Below 5 | % | ||||||||||||
| Sub Total 8.B1 |
Below 5 | % | Below 5 | % | ||||||||||||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
| Type of financial instrument |
Expiration date |
Exercise/ conversion period |
Physical or cash settlement |
Number of voting rights |
% of voting rights |
|||||||||||||||
| CFD |
Below 5 | % | Below 5 | % | Below 5 | % | ||||||||||||||
| Sub Total 8.B2 |
Below 5 | % | Below 5 | % | ||||||||||||||||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
| Ultimate controlling person |
Name of controlled undertaking |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
||||||||||
| BlackRock, Inc. (Chain 1) |
BlackRock Holdco 2, Inc. | |||||||||||||
| BlackRock, Inc. (Chain 1) |
BlackRock Financial Management, Inc. | |||||||||||||
| BlackRock, Inc. (Chain 1) |
BlackRock International Holdings, Inc. | |||||||||||||
| BlackRock, Inc. (Chain 1) |
BR Jersey International Holdings L.P. | |||||||||||||
| BlackRock, Inc. (Chain 1) |
BlackRock Holdco 3, LLC | |||||||||||||
| BlackRock, Inc. (Chain 1) |
BlackRock Cayman 1 LP | |||||||||||||
| BlackRock, Inc. (Chain 1) |
BlackRock Cayman West Bay Finco Limited | |||||||||||||
| BlackRock, Inc. (Chain 1) |
BlackRock Cayman West Bay IV Limited | |||||||||||||
| BlackRock, Inc. (Chain 1) |
BlackRock Group Limited | |||||||||||||
| BlackRock, Inc. (Chain 1) |
BlackRock Finance Europe Limited | |||||||||||||
| Ultimate controlling person |
Name of controlled undertaking |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
||||||||||
| BlackRock, Inc. (Chain 1) |
BlackRock Investment Management (UK) Limited | |||||||||||||
| BlackRock, Inc. (Chain 2) |
BlackRock Holdco 2, Inc. | |||||||||||||
| BlackRock, Inc. (Chain 2) |
BlackRock Financial Management, Inc. | |||||||||||||
| BlackRock, Inc. (Chain 2) |
BlackRock International Holdings, Inc. | |||||||||||||
| BlackRock, Inc. (Chain 2) |
BR Jersey International Holdings L.P. | |||||||||||||
| BlackRock, Inc. (Chain 2) |
BlackRock Australia Holdco Pty. Ltd. | |||||||||||||
| BlackRock, Inc. (Chain 2) |
BlackRock Investment Management (Australia) Limited | |||||||||||||
| BlackRock, Inc. (Chain 3) |
BlackRock Holdco 2, Inc. | |||||||||||||
| BlackRock, Inc. (Chain 3) |
BlackRock Financial Management, Inc. | |||||||||||||
| BlackRock, Inc. (Chain 3) |
BlackRock Holdco 4, LLC | |||||||||||||
| BlackRock, Inc. (Chain 3) |
BlackRock Holdco 6, LLC | |||||||||||||
| Ultimate controlling person |
Name of controlled undertaking |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
||||||||||
| BlackRock, Inc. (Chain 3) |
BlackRock Delaware Holdings Inc. | |||||||||||||
| BlackRock, Inc. (Chain 3) |
BlackRock Institutional Trust Company, National Association | |||||||||||||
| BlackRock, Inc. (Chain 4) |
BlackRock Holdco 2, Inc. | |||||||||||||
| BlackRock, Inc. (Chain 4) |
BlackRock Financial Management, Inc. | |||||||||||||
| BlackRock, Inc. (Chain 4) |
BlackRock Holdco 4, LLC | |||||||||||||
| BlackRock, Inc. (Chain 4) |
BlackRock Holdco 6, LLC | |||||||||||||
| BlackRock, Inc. (Chain 4) |
BlackRock Delaware Holdings Inc. | |||||||||||||
| BlackRock, Inc. (Chain 4) |
BlackRock Fund Advisors | |||||||||||||
| BlackRock, Inc. (Chain 5) |
BlackRock Holdco 2, Inc. | |||||||||||||
| BlackRock, Inc. (Chain 5) |
BlackRock Financial Management, Inc. | |||||||||||||
| BlackRock, Inc. (Chain 6) |
BlackRock Holdco 2, Inc. | |||||||||||||
| BlackRock, Inc. (Chain 6) |
BlackRock Financial Management, Inc. | |||||||||||||
| Ultimate controlling person |
Name of controlled undertaking |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
||||||||||
| BlackRock, Inc. (Chain 6) |
BlackRock International Holdings, Inc. | |||||||||||||
| BlackRock, Inc. (Chain 6) |
BR Jersey International Holdings L.P. | |||||||||||||
| BlackRock, Inc. (Chain 6) |
BlackRock Holdco 3, LLC | |||||||||||||
| BlackRock, Inc. (Chain 6) |
BlackRock Cayman 1 LP | |||||||||||||
| BlackRock, Inc. (Chain 6) |
BlackRock Cayman West Bay Finco Limited | |||||||||||||
| BlackRock, Inc. (Chain 6) |
BlackRock Cayman West Bay IV Limited | |||||||||||||
| BlackRock, Inc. (Chain 6) |
BlackRock Group Limited | |||||||||||||
| BlackRock, Inc. (Chain 6) |
BlackRock Finance Europe Limited | |||||||||||||
| BlackRock, Inc. (Chain 6) |
BlackRock (Netherlands) B.V. | |||||||||||||
| BlackRock, Inc. (Chain 6) |
BlackRock Asset Management Deutschland AG | |||||||||||||
| BlackRock, Inc. (Chain 7) |
BlackRock Holdco 2, Inc. | |||||||||||||
| BlackRock, Inc. (Chain 7) |
BlackRock Financial Management, Inc. | |||||||||||||
| Ultimate controlling person |
Name of controlled undertaking |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
||||||||||
| BlackRock, Inc. (Chain 7) |
BlackRock International Holdings, Inc. | |||||||||||||
| BlackRock, Inc. (Chain 7) |
BR Jersey International Holdings L.P. | |||||||||||||
| BlackRock, Inc. (Chain 7) |
BlackRock Holdco 3, LLC | |||||||||||||
| BlackRock, Inc. (Chain 7) |
BlackRock Canada Holdings LP | |||||||||||||
| BlackRock, Inc. (Chain 7) |
BlackRock Canada Holdings ULC | |||||||||||||
| BlackRock, Inc. (Chain 7) |
BlackRock Asset Management Canada Limited | |||||||||||||
| BlackRock, Inc. (Chain 8) |
BlackRock Holdco 2, Inc. | |||||||||||||
| BlackRock, Inc. (Chain 8) |
BlackRock Financial Management, Inc. | |||||||||||||
| BlackRock, Inc. (Chain 8) |
BlackRock Capital Holdings, Inc. | |||||||||||||
| BlackRock, Inc. (Chain 8) |
BlackRock Advisors, LLC | |||||||||||||
| BlackRock, Inc. (Chain 9) |
BlackRock Holdco 2, Inc. | |||||||||||||
| BlackRock, Inc. (Chain 9) |
BlackRock Financial Management, Inc. | |||||||||||||
| BlackRock, Inc. (Chain 9) |
BlackRock International Holdings, Inc. | |||||||||||||
| Ultimate controlling person |
Name of controlled undertaking |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
||||||||||
| BlackRock, Inc. (Chain 9) |
BR Jersey International Holdings L.P. | |||||||||||||
| BlackRock, Inc. (Chain 9) |
BlackRock Holdco 3, LLC | |||||||||||||
| BlackRock, Inc. (Chain 9) |
BlackRock Cayman 1 LP | |||||||||||||
| BlackRock, Inc. (Chain 9) |
BlackRock Cayman West Bay Finco Limited | |||||||||||||
| BlackRock, Inc. (Chain 9) |
BlackRock Cayman West Bay IV Limited | |||||||||||||
| BlackRock, Inc. (Chain 9) |
BlackRock Group Limited | |||||||||||||
| BlackRock, Inc. (Chain 9) |
BlackRock Finance Europe Limited | |||||||||||||
| BlackRock, Inc. (Chain 9) |
BlackRock Advisors (UK) Limited | |||||||||||||
| BlackRock, Inc. (Chain 10) |
Trident Merger, LLC | |||||||||||||
| BlackRock, Inc. (Chain 10) |
BlackRock Investment Management, LLC | |||||||||||||
| BlackRock, Inc. (Chain 10) |
Amethyst Intermediate, LLC | |||||||||||||
| BlackRock, Inc. (Chain 10) |
Aperio Holdings, LLC | |||||||||||||
| BlackRock, Inc. (Chain 10) |
Aperio Group, LLC | |||||||||||||
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
BlackRock Regulatory Threshold Reporting Team
Jana Blumenstein
020 7743 3650
12. Date of Completion
13th June 2023
13. Place Of Completion
12 Throgmorton Avenue, London, EC2N 2DL, U.K.