LiveOne, Inc 8-K, filed Sep 23, 2020
LiveOne, Inc. (LVO)
About this 8-K
LiveOne, Inc filed this 8-K on September 23, 2020, reporting on events of September 17, 2020.
Items reported
- Item 5.07: Shareholder vote results
UNITEDSTATES
SECURITIESAND EXCHANGE COMMISSION
Washington,D.C. 20549
FORM8-K
CURRENTREPORT
Pursuantto Section 13 or 15(d) of the Securities Exchange Act of 1934
Dateof Report (Date of earliest event reported): September 17, 2020
LIVEXLIVEMEDIA, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 001-38249 | 98-0657263 |
|---|---|---|
| (State<br> or other jurisdiction<br><br> of incorporation) | (Commission<br> File Number) | (I.R.S.<br> Employer<br><br> Identification No.) |
9200Sunset Boulevard, Suite #1201
WestHollywood, CA 90069
(Address of principal executive offices) (Zip Code)
(310) 601-2500
(Registrant’s telephone number, including area code)
n/a
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written<br> communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ☐ | Soliciting<br> material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| --- | --- |
| ☐ | Pre-commencement<br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| --- | --- |
| ☐ | Pre-commencement<br> communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| --- | --- |
Securities registered pursuant to Section 12(b) of the Act:
| Title<br> of each class | Trading<br> Symbol(s) | Name<br> of each exchange on which registered |
|---|---|---|
| Common stock, $0.001 par value per share | LIVX | The NASDAQ Capital Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item5.07 Submission of Matters to a Vote of Security Holders.
On September 17, 2020, LiveXLive Media, Inc. (the “Company”) held its 2020 Annual Meeting of Stockholders (the “Annual Meeting”). Below is a summary of the proposals and corresponding vote.
1. All nine nominees were elected to the Company’s Board of Directors with each director receiving votes as follows:
| Election of Directors | For | Withheld | Broker Non-Vote |
|---|---|---|---|
| Robert S. Ellin | 47,306,781 | 62,318 | 7,472,194 |
| Jay Krigsman | 45,788,186 | 1,580,914 | 7,472,194 |
| Craig Foster | 45,631,838 | 1,737,261 | 7,472,194 |
| Tim Spengler | 46,047,677 | 1,321,422 | 7,472,194 |
| Jerome N. Gold | 47,270,465 | 98,635 | 7,472,194 |
| Ramin Arani | 44,242,147 | 3,126,952 | 7,472,194 |
| Patrick Wachsberger | 46,204,249 | 1,164,850 | 7,472,194 |
| Kenneth Solomon | 44,783,652 | 2,585,447 | 7,472,194 |
| Bridget Baker | 47,331,917 | 37,182 | 7,472,194 |
- The approval of the amendment to the Company’s 2016 Equity Incentive Plan, as amended, to increase the number of shares available for issuance under such plan by 5,000,000 shares. The votes on this proposal were as follows:
| For | Against | Abstained | Broker Non-Vote |
|---|---|---|---|
| 32,968,332 | 14,341,864 | 58,903 | 7,472,194 |
- The ratification of the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2021. The votes on this proposal were as follows:
| For | Against | Abstained | Broker Non-Vote |
|---|---|---|---|
| 54,620,017 | 191,955 | 29,322 | ‒ |
No other matters were considered or voted upon at the Annual Meeting.
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| --- |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| LIVEXLIVE MEDIA, INC. | ||
|---|---|---|
| Dated:<br> September 23, 2020 | By: | /s/ Robert S. Ellin |
| Name: | Robert<br> S. Ellin | |
| Title: | Chief<br> Executive Officer and <br><br> Chairman of the Board of Directors |
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