LiveOne, Inc DEFR14A, filed Aug 30, 2021
LiveOne, Inc. (LVO)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
SCHEDULE 14A INFORMATION
Proxy
Statement Pursuant to Section 14(a)
of the Securities Exchange Act of 1934
(Amendment No. 1)
| Filed by the Registrant | ☒ | |
| Filed by a Party other than the Registrant | ☐ |
Check the appropriate box:
| ☐ | Preliminary Proxy Statement |
| ☐ | Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
| ☒ | Definitive Proxy Statement |
| ☐ | Definitive Additional Materials |
| ☐ | Soliciting Material pursuant to Rule 14a-12 |
LIVEXLIVE MEDIA, INC.
(Name of Registrant as Specified In Its Charter)
(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
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| ☐ | Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. | |
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EXPLANATORY NOTE
On July 29, 2021, LiveXLive Media, Inc. (the “Company”) filed with the U.S. Securities and Exchange Commission its definitive proxy statement for the Company’s 2021 Annual Meeting of Stockholders (the “Annual Meeting”) to be held on Wednesday, September 15, 2021 at 10:00 a.m., local time at the principal executive offices of PodcastOne located at 335 North Maple Drive, Suite 127, Beverly Hills, CA 90210 (the “Proxy Statement”). This Amendment No. 1 (this “Amendment”) is filed to amend the Proxy Statement as follows: (i) to clarify throughout the Proxy Statement that the date of the Annual Meeting is Wednesday, September 15, 2021, (ii) to correct the date in the sixth sentence of footnote 2 to the 2021 Summary Compensation Table from “August 1, 2021 to “August 1, 2020”, and (iii) to correct the “Security Ownership of Certain Beneficial Owners and Management” table to clarify that Michael Quartieri beneficially owns 19,255 shares of the Company’s common stock and that his beneficial ownership is less than one percent as of September 21, 2021, which is within 60 days of the Record Date (as defined in the Proxy Statement), and that all current directors and executive officers as a group beneficially own 20,627,184 shares of the Company’s common stock as of September 21, 2021, which is within 60 days of the Record Date.
Except as described above, this Amendment No. 1 does not modify or update any disclosures presented in the Proxy Statement. In addition, this Amendment No. 1 does not reflect events occurring after the date of the Proxy Statement or modify or update disclosures that may have been affected by subsequent events.