NEON · Neonode Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2025-04-10 | Schreiber Didier |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2025-03-31 | Alexus Pierre Daniel |
Chief Executive Officer |
Other↑
|
No Securities Owned
|
0 |
| 2024-10-07 | Kruk Peter |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2022-05-17 | Edstrom Cecilia |
Director |
Award↑
|
Common Stock
|
4,000 |
| 2022-05-13 | Edstrom Cecilia |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2021-12-17 | Nihlen Fredrik |
Chief Financial Officer |
Award↑
|
Common Stock
|
3,360 |
| 2021-12-17 | Forssell Urban |
Chief Executive Officer |
Award↑
|
Common Stock
|
6,125 |
| 2021-08-12 | Nihlen Fredrik |
Chief Financial Officer |
Award↑
|
Common Stock, par value $0.001
|
12,830 |
| 2021-08-02 | Nihlen Fredrik |
Chief Financial Officer |
Other↑
|
No Securities Owned
|
0 |
| 2020-12-29 | Bergman Mattias |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The reporting person is filing this amendment to the Form 4 previously filed by him on December 30, 2020 to correct the amount of securities beneficially owned by him following the reportable transaction that occurred on December 29, 2021. |
Common Stock
|
4,237 |
| 2020-12-29 | Forssell Urban |
Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
The reporting person is filing this amendment to the Form 4 previously filed by him on December 30, 2020 to correct the amount of securities beneficially owned by him following the reportable transaction that occurred on December 29, 2021. |
Common Stock
|
17,797 |
| 2020-09-29 | Forssell Urban |
Chief Executive Officer |
Other↑
Filing footnotes — Common Stock (Direct)
On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person. |
Common Stock
|
100,000 |
| 2020-09-29 | Forssell Urban |
Chief Executive Officer |
Other↓
Filing footnotes — Series C-2 5% Convertible Preferred Stock (Direct)
On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person. |
Series C-2 5% Convertible Preferred Stock
|
650 |
| 2020-09-29 | Lindell Peter |
10% Owner |
Other↓
Filing footnotes — Series C-2 5% Convertible Preferred Stock (Indirect)
On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person. |
Series C-2 5% Convertible Preferred Stock
(I)
|
1,716 |
| 2020-09-29 | Rosberg Ulf |
Director, 10% Owner |
Other↑
Filing footnotes — Common Stock (Indirect)
On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person. |
Common Stock
(I)
|
264,112 |
| 2020-09-29 | Rosberg Ulf |
Director, 10% Owner |
Other↓
Filing footnotes — Series C-2 5% Convertible Preferred Stock (Indirect)
On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person. |
Series C-2 5% Convertible Preferred Stock
(I)
|
1,716 |
| 2020-09-29 | Lindell Peter |
10% Owner |
Other↑
Filing footnotes — Common Stock (Indirect)
On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person. |
Common Stock
(I)
|
264,112 |
| 2020-08-18 | Bergman Mattias |
Director |
Buy↑
|
Common Stock
|
2,500 |
| 2020-08-07 | Rosberg Ulf |
Director, 10% Owner |
Buy↑
Filing footnotes — Series C-2 5% Convertible Preferred Stock (Indirect)
On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock will automatically convert into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person. The Series C-2 Preferred Stock does not have an expiration date. The shares of Common Stock and Series C-2 Preferred Stock reported herein were acquired by the Reporting Person from the Issuer pursuant to the Private Placement and approved by the Board of Directors, including non-employee directors, of the Issuer. |
Series C-2 5% Convertible Preferred Stock
(I)
|
1,716 |
| 2020-08-07 | Forssell Urban |
Chief Executive Officer |
Buy↑
Filing footnotes — Series C-2 5% Convertible Preferred Stock (Direct)
On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock will automatically convert into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person. The Series C-2 Preferred Stock does not have an expiration date. The shares of Common Stock and Series C-2 Preferred Stock reported herein were acquired by the Reporting Person from the Issuer pursuant to the Private Placement and approved by the Board of Directors, including non-employee directors, of the Issuer. |
Series C-2 5% Convertible Preferred Stock
|
650 |
| 2020-08-07 | Lindell Peter |
10% Owner |
Buy↑
Filing footnotes — Series C-2 5% Convertible Preferred Stock (Indirect)
On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock will automatically convert into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person. The Series C-2 Preferred Stock does not have an expiration date. The shares of Common Stock and Series C-2 Preferred Stock reported herein were acquired by the Reporting Person from the Issuer pursuant to the Private Placement and approved by the Board of Directors, including non-employee directors, of the Issuer. |
Series C-2 5% Convertible Preferred Stock
(I)
|
1,716 |
| 2020-01-01 | Forssell Urban |
Chief Executive Officer |
Other↑
|
No Securities Owned
|
0 |