NEON · Neonode Inc. · Insider Trading

$0.87 -0.03 (-3.23%) At close · Sep 9

Market Cap

$14.55M

16.78M

Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.

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Date	Insider	Role	Type	Security	Shares	Price	Value	After
2022-05-17	Edstrom Cecilia	Director	Award↑	Common Stock	4,000	—	—	4,000
2021-12-17	Nihlen Fredrik	Chief Financial Officer	Award↑	Common Stock	3,360	—	—	16,190
2021-12-17	Forssell Urban	Chief Executive Officer	Award↑	Common Stock	6,125	—	—	123,922
2021-08-12	Nihlen Fredrik	Chief Financial Officer	Award↑	Common Stock, par value $0.001	12,830	—	—	12,830
2020-12-29	Bergman Mattias	Director	Award↑ Filing footnotes — Common Stock (Direct) The reporting person is filing this amendment to the Form 4 previously filed by him on December 30, 2020 to correct the amount of securities beneficially owned by him following the reportable transaction that occurred on December 29, 2021.	Common Stock	4,237	—	—	6,737
2020-12-29	Forssell Urban	Chief Executive Officer	Award↑ Filing footnotes — Common Stock (Direct) The reporting person is filing this amendment to the Form 4 previously filed by him on December 30, 2020 to correct the amount of securities beneficially owned by him following the reportable transaction that occurred on December 29, 2021.	Common Stock	17,797	—	—	117,797
2020-09-29	Forssell Urban	Chief Executive Officer	Other↑ Filing footnotes — Common Stock (Direct) On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.	Common Stock	100,000	$6.50	$650,000	100,000
2020-09-29	Forssell Urban	Chief Executive Officer	Other↓ Filing footnotes — Series C-2 5% Convertible Preferred Stock (Direct) On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.	Series C-2 5% Convertible Preferred Stock	650	—	—	0
2020-09-29	Lindell Peter	10% Owner	Other↓ Filing footnotes — Series C-2 5% Convertible Preferred Stock (Indirect) On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.	Series C-2 5% Convertible Preferred Stock (I)	1,716	—	—	0
2020-09-29	Rosberg Ulf	Director, 10% Owner	Other↑ Filing footnotes — Common Stock (Indirect) On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.	Common Stock (I)	264,112	$6.50	$1,716,728	1,854,068
2020-09-29	Rosberg Ulf	Director, 10% Owner	Other↓ Filing footnotes — Series C-2 5% Convertible Preferred Stock (Indirect) On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.	Series C-2 5% Convertible Preferred Stock (I)	1,716	—	—	0
2020-09-29	Lindell Peter	10% Owner	Other↑ Filing footnotes — Common Stock (Indirect) On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.	Common Stock (I)	264,112	$6.50	$1,716,728	1,799,032
2020-08-18	Bergman Mattias	Director	Buy↑	Common Stock	2,500	$8.83	$22,075	2,500
2020-08-07	Rosberg Ulf	Director, 10% Owner	Buy↑ Filing footnotes — Series C-2 5% Convertible Preferred Stock (Indirect) On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock will automatically convert into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person. The Series C-2 Preferred Stock does not have an expiration date. The shares of Common Stock and Series C-2 Preferred Stock reported herein were acquired by the Reporting Person from the Issuer pursuant to the Private Placement and approved by the Board of Directors, including non-employee directors, of the Issuer.	Series C-2 5% Convertible Preferred Stock (I)	1,716	$1,000.00	$1,716,000	1,716
2020-08-07	Forssell Urban	Chief Executive Officer	Buy↑ Filing footnotes — Series C-2 5% Convertible Preferred Stock (Direct) On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock will automatically convert into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person. The Series C-2 Preferred Stock does not have an expiration date. The shares of Common Stock and Series C-2 Preferred Stock reported herein were acquired by the Reporting Person from the Issuer pursuant to the Private Placement and approved by the Board of Directors, including non-employee directors, of the Issuer.	Series C-2 5% Convertible Preferred Stock	650	$1,000.00	$650,000	650
2020-08-07	Lindell Peter	10% Owner	Buy↑ Filing footnotes — Series C-2 5% Convertible Preferred Stock (Indirect) On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock will automatically convert into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person. The Series C-2 Preferred Stock does not have an expiration date. The shares of Common Stock and Series C-2 Preferred Stock reported herein were acquired by the Reporting Person from the Issuer pursuant to the Private Placement and approved by the Board of Directors, including non-employee directors, of the Issuer.	Series C-2 5% Convertible Preferred Stock (I)	1,716	$1,000.00	$1,716,000	1,716

Legend Buy — open-market purchase Sell — open-market sale ↑ Shares acquired ↓ Shares disposed (gift, conversion, tax…)

Showing 1–16 of 16 transactions

Key facts CIK 87050 CUSIP 64051M709 13F (30d) 31 filings 31 filers Visit website Investor relations