NEON · Neonode Inc. · Holdings

$0.63 -0.07 (-10.13%) At close · Nov 12 Q4 2023 earnings call transcript

Market Cap

$10.57M

16.78M

Volume · Nov 12 97.91K Avg daily vol (3M) 58.41K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NEON: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 43

Total Value: $1,794,988

Total Shares: 1,931,910

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 49 13F filers with any position, options included

Top Holder

15.2%

of institutional value

Top 5

47.9%

of institutional value

Top 10

75.1%

of institutional value

HHI

709

Broadly held

Who Holds NEON

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 49 filers, like-for-like change -35.1%; actively managed books +5.4%; index-like books -57.4%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	50.5%	25	-20.8%	6	6
Exempt adviser	1.1%	1	new	1	0
Bank	5.8%	7	-70.4%	0	3
Non-US	0.1%	2	-96.4%	0	1
Holding company	19.9%	4	-62.4%	0	0
Adviser	0.0%	0	-100.0%	0	1
Broker-dealer	0.0%	0	—	0	0
Benefit plan	0.0%	0	—	0	0
Unknown	22.7%	10	+47.2%	2	5

Style	Share	Filers	Change	New	Exited
Index-like	42.2%	9	-57.4%	0	6
Systematic-like	31.2%	8	+11.3%	3	0
Concentrated	0.1%	6	+1400.0%	3	0
Diversified active	26.5%	26	-0.8%	3	10
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	34.6%	21	-63.6%	3	13
Medium turnover	2.2%	7	+18.4%	0	2
High turnover	52.9%	16	+42.5%	5	0
Unknown	10.4%	5	-48.3%	1	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	15.0%	9	-39.2%	2	1
Medium horizon	11.5%	7	-73.7%	1	5
Long horizon	53.8%	30	-19.4%	4	10
Unknown	19.7%	3	+4.3%	2	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	0.1%	7	-64.3%	3	0
$1B to $10B	5.9%	10	-5.6%	1	3
$10B to $100B	10.1%	8	+133.5%	3	5
$100B or more	83.9%	24	-41.4%	2	8
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.3%	11	+1106.6%	3	1
Pooled investment vehicles	34.4%	9	+21.7%	2	0
Registered funds and BDCs	14.3%	2	-57.5%	0	2
Pension and profit sharing plans	0.0%	1	new	1	0
Governments and sovereign funds	0.3%	1	-57.4%	0	0
Diversified	1.3%	1	+14.2%	0	1
Insurance companies	0.0%	0	-100.0%	0	1
Other investment advisers	0.0%	0	-100.0%	0	1
Unknown	49.5%	24	-45.2%	3	10

Private funds	Share	Filers	Change	New	Exited
Hedge funds	36.5%	11	+25.3%	4	0
Private equity funds	0.0%	0	—	0	0
Venture capital funds	0.0%	1	+533.3%	0	0
Real estate funds	0.3%	3	+5770.6%	1	1
Other private funds	0.3%	1	-57.4%	0	0
No private funds	14.6%	10	-57.2%	2	5
Unknown	48.4%	23	-46.4%	2	10

Location	Share	Filers	Change	New	Exited
United States	94.4%	41	-35.5%	8	13
Outside the US	5.6%	8	-26.6%	1	3

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

49 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

6.33%

of shares outstanding, 19th percentile

Mar 31, 2026: 4.50%

Private-fund advisers

4.28%

of shares outstanding

Institutional ownership

11.6%

of shares outstanding

Top 10 holders

75.6%

of 13F shares, Herfindahl 0.074

Active holders

+5.4%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 7.6 quarters

Under 1 year 45.2% 1 to 3 years 34.7% 3 years or more 20.1% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$2.10

estimated per share

Mar 31, 2026: $4.92

Quarter-end price

$0.94

implied by 13F values

Estimated gain or loss

-55.3%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 37.3% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shareholder Targets

13F filers that own its peers but not NEON, quarter ended Jun 30, 2026

NEON has no holder-overlap peers, so these filers hold the largest Technology stocks: NVDA, AAPL, MSFT, AVGO, MU, AMD, INTC, AMAT, LRCX, CSCO, TSM, KLAC, SNDK, TXN, PANW, MRVL, WDC, APH, ORCL, STX. 7,092 filers in all.

#	Filer	In peers	Of book	Largest peers
1	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$489,725,900,193 20 held	22.1%	NVDA, AAPL, MSFT
2	Invesco Ltd. Adviser, Diversified active	$413,827,857,231 20 held	32.8%	NVDA, AAPL, MU
3	PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active	$287,532,333,393 20 held	28.9%	NVDA, AAPL, MSFT
4	NORGES BANK Non-US, Index-like	$280,908,085,880 20 held	28.0%	NVDA, AAPL, MSFT
5	BANK OF AMERICA CORP /DE/ Bank, Diversified active	$205,326,967,659 20 held	13.5%	NVDA, AAPL, MSFT
6	Capital Research Global Investors Adviser, Diversified active	$203,724,108,091 19 held	28.5%	AVGO, NVDA, MSFT
7	Capital World Investors Adviser, Diversified active	$185,750,860,435 15 held	22.0%	AVGO, MU, NVDA
8	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Registered adviser, Index-like	$174,850,027,256 20 held	31.9%	NVDA, AAPL, MSFT
9	CHARLES SCHWAB INVESTMENT MANAGEMENT INC Registered adviser, Diversified active	$146,658,496,220 20 held	19.6%	NVDA, AAPL, MSFT
10	Bank of New York Mellon Corp Bank, Index-like	$142,295,773,520 20 held	23.5%	NVDA, AAPL, MSFT

Fund Ownership of NEON by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 3.27% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	1.82%	-0.25 pp	305,342	15
Index ETFs	1.46%	-2.47 pp	244,224	12
Active ETFs	0.00%	-0.03 pp	0	0
Active funds	0.03%	-0.74 pp	5,784	7
Unclassified	0.00%	0.00 pp	0	0
All registered funds	3.31%	-3.49 pp	555,350	34

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 20 Exempt adviser 1 Bank 7 Non-US 2 Holding company 3 Unknown 10

Showing 47 of 47

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

TWO SIGMA INVESTMENTS, LP

$294,323

16.40%

313,110

BlackRock, Inc.

$188,265

10.49%

200,284

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Investment Management, LLC	1,386	$1,302	0.7%	Sole
BlackRock Fund Advisors	27,689	$26,027	13.8%	Sole
BlackRock Institutional Trust Company, N.A.	171,209	$160,936	85.5%	Sole

MORGAN STANLEY

$131,709

7.34%

140,118

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1,172	$1,101	0.8%	Defined
MORGAN STANLEY & CO. LLC	749	$704	0.5%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	110,046	$103,443	78.5%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	28,151	$26,461	20.1%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$126,748

7.06%

141,714

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	27,693	$24,768	19.5%	Defined
Held directly	114,021	$101,980	80.5%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$126,723

7.06%

134,812

MILLENNIUM MANAGEMENT LLC

$119,533

6.66%

127,163

Squarepoint Ops LLC

$95,210

5.30%

106,452

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	106,452	$95,210	100.0%	Defined

JANE STREET GROUP, LLC

$71,049

3.96%

79,438

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	101	$90	0.1%	Defined
Jane Street Global Trading, LLC	79,337	$70,959	99.9%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$68,965

3.84%

73,368

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	73,368	$68,965	100.0%	Other

VANGUARD FIDUCIARY TRUST CO

$57,541

3.21%

61,214

RENAISSANCE TECHNOLOGIES LLC

$52,322

2.91%

58,500

STATE STREET CORP

$50,275

2.80%

56,211

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS TRUST COMPANY	56,211	$50,275	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$47,846

2.67%

50,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	50,900	$47,846	100.0%	Other

GSA CAPITAL PARTNERS LLP

$46,505

2.59%

49,474

HRT FINANCIAL LP

$45,198

2.52%

48,083

GOLDMAN SACHS GROUP INC

$38,352

2.14%

40,801

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	40,801	$38,352	100.0%	Defined

NORTHERN TRUST CORP

$35,918

2.00%

38,211

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	38,211	$35,918	100.0%	Defined

CITADEL ADVISORS LLC

$25,568

1.42%

27,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	27,200	$25,568	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$23,709

1.32%

25,224

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	11	$10	0.0%	Other
Arax Advisory Partners	465	$437	1.8%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	145	$136	0.6%	Other
Stokes Family Office, LLC	9	$8	0.0%	Other
Held directly	24,594	$23,118	97.5%	Defined

XTX Topco Ltd

$22,300

1.24%

23,724

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	23,724	$22,300	100.0%	Defined

CITADEL ADVISORS LLC

$22,019

1.23%

23,425

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	23,425	$22,019	100.0%	Defined

Qube Research & Technologies Ltd

$19,393

1.08%

20,631

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$19,270

1.07%

20,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	20,500	$19,270	100.0%	Other

Jain Global LLC

$15,807

0.88%

16,817

CITADEL ADVISORS LLC

$13,818

0.77%

14,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	14,700	$13,818	100.0%	Defined

Centiva Capital, LP

$9,991

0.56%

10,629

SIMPLEX TRADING, LLC

$7,756

0.43%

8,672

Vanguard Global Advisers, LLC

$4,829

0.27%

5,138

ROYAL BANK OF CANADA

$3,893

0.22%

4,144

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	252	$236	6.1%	Defined
RBC Capital Markets, LLC	3,873	$3,640	93.5%	Defined
Held directly	19	$17	0.4%	Sole

UBS Group AG

$2,211

0.12%

2,473

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	28	$25	1.1%	Defined
UBS Securities LLC	2,445	$2,186	98.9%	Defined

Tower Research Capital LLC (TRC)

$2,055

0.11%

2,187

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	2,187	$2,055	100.0%	Defined

JPMORGAN CHASE & CO

$1,838

0.10%

2,056

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	1,941	$1,736	94.5%	Defined
J.P. Morgan Securities plc	115	$102	5.5%	Defined

CITIGROUP INC

$1,409

0.08%

1,576

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	1,576	$1,409	100.0%	Defined

SBI Securities Co., Ltd.

$1,098

0.06%

1,228

Markowski Investments

$894

0.05%

1,000

BNP PARIBAS ARBITRAGE, SA

$416

0.02%

466

Russell Investments Group, Ltd.

$118

0.01%

133

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	133	$118	100.0%	Defined

EverSource Wealth Advisors, LLC

$33

0.00%

Arax Advisory Partners

$30

0.00%

True Wealth Design, LLC

$19

0.00%

ROTHSCHILD INVESTMENT LLC

$10

0.00%

Axiom Investment Management LLC

0.00%

Allworth Financial LP

0.00%

Essential Partners LLC

0.00%

IFP Advisors, Inc

0.00%

BARCLAYS PLC

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	3	$2	100.0%	Defined

Caitong International Asset Management Co., Ltd

0.00%

Key facts CIK 87050 CUSIP 64051M709 13F (30d) 23 filings 23 filers Visit website Investor relations