NHS · Neuberger High Yield Strategies Fund Inc.

$5.95 -0.01 (-0.17%) At close · Aug 21

Market Cap

$254.48M

41.86M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 61

Total Value: $86,942,506

Total Shares: 13,933,099

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 61 13F filers · Δ vs Mar 31, 2026

Top Holder

40.2%

+30.3 pts

Top 5

64.5%

+23.8 pts

Top 10

77.2%

+8.3 pts

HHI

1,844

Moderately concentrated+1,283

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +7

Institutional value: +101.2%

Shares held: +107.8%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid SIT INVESTMENT ASSOCIATES INC	+5,300,207	5,605,481
Large Marex Group plc	+116,473	161,473
Mega Invesco Ltd.	+79,763	322,732
Small Uncommon Cents Investing LLC	+66,588	247,750
Mega MORGAN STANLEY	+66,138	725,270

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid Cable Car Capital, LP	−316,831	233,169
Mid Quarry LP	−145,393	341,935
Mega LPL Financial LLC	−65,557	415,028
Large GUGGENHEIM CAPITAL LLC	−44,525	488,989
Mid HARBOUR INVESTMENTS, INC.	−16,916	152,385

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid RIVERNORTH CAPITAL MANAGEMENT, LLC	1,371,413	$8,557,617
Small ABSOLUTE INVESTMENT ADVISERS, LLC	800,744	$4,996,642
Mid J.W. COLE ADVISORS, INC.	218,297	$1,362,173
Large TORONTO DOMINION BANK	204,757	$1,277,683
Large Clear Street Group Inc.	198,684	$1,239,788

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid BOOTHBAY FUND MANAGEMENT, LLC	487,326	$3,157,872
Small Alpine Global Management, LLC	481,027	$3,117,054
Small Yakira Capital Management, Inc.	104,209	$675,274
Large Allspring Global Investments Holdings, LLC	48,654	$315,277
Large NOMURA HOLDINGS INC	25,000	$162,000

Filter: New 19 Increased 26 Reduced 8 Sold out 12 Unchanged 8

Showing 61 of 61

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

SIT INVESTMENT ASSOCIATES INC

$34,978,201

40.23%

5,605,481

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	5,605,481	$34,978,201	100.0%	Sole

RIVERNORTH CAPITAL MANAGEMENT, LLC

$8,557,617

9.84%

1,371,413

ABSOLUTE INVESTMENT ADVISERS, LLC

$4,996,642

5.75%

800,744

MORGAN STANLEY

$4,525,683

5.21%

725,270

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	604,647	$3,772,996	83.4%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	120,623	$752,687	16.6%	Defined

GUGGENHEIM CAPITAL LLC

$3,051,291

3.51%

488,989

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	487,897	$3,044,477	99.8%	Defined
SECURITY INVESTORS LLC	1,092	$6,814	0.2%	Defined

LPL Financial LLC

$2,589,774

2.98%

415,028

GraniteShares Advisors LLC

$2,451,833

2.82%

392,922

Quarry LP

$2,133,674

2.45%

341,935

Invesco Ltd.

$2,013,847

2.32%

322,732

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	16,019	$99,958	5.0%	Defined
Invesco Capital Management LLC	306,713	$1,913,889	95.0%	Defined

WELLS FARGO & COMPANY/MN

$1,785,893

2.05%

286,201

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	66,466	$414,747	23.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	219,735	$1,371,146	76.8%	Defined

Uncommon Cents Investing LLC

$1,545,960

1.78%

247,750

Cable Car Capital, LP

$1,454,974

1.67%

233,169

J.W. COLE ADVISORS, INC.

$1,362,173

1.57%

218,297

TORONTO DOMINION BANK

$1,277,683

1.47%

204,757

Clear Street Group Inc.

$1,239,788

1.43%

198,684

JPMORGAN CHASE & CO

$1,236,655

1.42%

198,182

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	198,182	$1,236,655	100.0%	Defined

AMERIPRISE FINANCIAL INC

$1,076,955

1.24%

172,589

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	172,589	$1,076,955	100.0%	Defined

Marex Group plc

$1,007,591

1.16%

161,473

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	161,473	$1,007,591	100.0%	Defined

HARBOUR INVESTMENTS, INC.

$950,882

1.09%

152,385

Bramshill Investments, LLC

$834,818

0.96%

133,785

OSAIC HOLDINGS, INC.

$701,188

0.81%

112,370

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	112,370	$701,188	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$688,670

0.79%

110,364

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	14,570	$90,916	13.2%	Defined
Raymond James Financial Services Advisors, Inc.	95,794	$597,754	86.8%	Defined

MELFA WEALTH MANAGEMENT, INC.

$650,750

0.75%

104,287

WOLVERINE ASSET MANAGEMENT LLC

$389,925

0.45%

62,488

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	62,488	$389,925	100.0%	Defined

Logan Stone Capital, LLC

$381,463

0.44%

61,132

Total Wealth Planning & Management, Inc.

$338,844

0.39%

54,302

JANE STREET GROUP, LLC

$334,962

0.39%

53,680

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	17,822	$111,209	33.2%	Defined
Jane Street Global Trading, LLC	35,858	$223,753	66.8%	Defined

READYSTATE ASSET MANAGEMENT LP

$325,422

0.37%

52,151

UBS Group AG

$309,641

0.36%

49,622

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	46,400	$289,536	93.5%	Defined
UBS AG	3,222	$20,105	6.5%	Defined

Apollon Wealth Management, LLC

$293,766

0.34%

47,078

Equitable Holdings, Inc.

$287,040

0.33%

46,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	46,000	$287,040	100.0%	Defined

SeaCrest Wealth Management, LLC

$284,924

0.33%

45,661

NewEdge Advisors, LLC

$282,141

0.32%

45,215

XTX Topco Ltd

$235,478

0.27%

37,737

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	37,737	$235,478	100.0%	Defined

CREATIVE FINANCIAL DESIGNS INC /ADV

$205,920

0.24%

33,000

ROBINSON CAPITAL MANAGEMENT, LLC

$205,876

0.24%

32,993

TrueMark Investments, LLC

$195,605

0.22%

31,347

HighTower Advisors, LLC

$191,243

0.22%

30,648

StoneX Group Inc.

$180,573

0.21%

28,938

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STONEX FINANCIAL INC.	28,938	$180,573	100.0%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$179,481

0.21%

28,763

AlphaCore Capital LLC

$131,040

0.15%

21,000

Kestra Advisory Services, LLC

$120,182

0.14%

19,260

CoreCap Advisors, LLC

$119,383

0.14%

19,132

MRA Advisory Group

$118,666

0.14%

19,017

PFG Investments, LLC

$115,440

0.13%

18,500

Capital Investment Advisors, LLC

$96,838

0.11%

15,519

MERCER GLOBAL ADVISORS INC /ADV

$82,642

0.10%

13,244

CURA WEALTH ADVISORS, LLC

$76,639

0.09%

12,282

EP Wealth Advisors, LLC

$70,518

0.08%

11,301

Cambridge Investment Research Advisors, Inc.

$68,833

0.08%

11,031

BAILARD, INC.

$67,635

0.08%

10,839

ROYAL BANK OF CANADA

$64,527

0.07%

10,341

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	10,341	$64,527	100.0%	Defined

FIFTH THIRD BANCORP

$18,807

0.02%

3,014

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	3,014	$18,807	100.0%	Defined

Axiom Investment Management LLC

$15,741

0.02%

2,523

Osbon Capital Management LLC

$11,294

0.01%

1,810

HIGHLINE WEALTH PARTNERS LLC

$9,360

0.01%

1,500

Global Retirement Partners, LLC

$7,057

0.01%

1,131

Farther Finance Advisors, LLC

$6,651

0.01%

1,066

Community Financial Services Group, LLC

$2,932

0.00%

470

Pinnacle Wealth Planning Services, Inc.

$2,421

0.00%

388

WPG Advisers, LLC

$1,054

0.00%

169

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Global Investments, LLC	48,654	$315,277	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	25,000	$162,000	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	50	$324	100.0%	Sole

Key facts CIK 1487610 CUSIP 64128C106 13F (30d) 51 filings 51 filers Visit website