NNE · Nano Nuclear Energy Inc. · Insider Trading
The latest filing states the doubt was alleviated.
“As part of issuing our unaudited condensed consolidated financial statements, we evaluated whether there were any conditions and events that raise substantial doubt about our ability to continue as a going concern over the twelve months after the date the unaudited condensed consolidated financial statements were issued. Since inception, we have incurred significant operating losses, and have an accumulated deficit of approximately $83.3 million and negative operating cash flow during the nine months ended June 30, 2026 and 2025. Management is of the opinion that sufficient working capital is available to meet our company's liabilities and commitments as they come due for at least the next twelve months after the date the unaudited condensed consolidated financial statements are issued to conform to the going concern uncertainty period.”View the 10-Q filed Aug 12, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-10-01 | Hare Diane Elizabeth |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Represents Restricted Stock Units ("RSUs") granted on October 1, 2026 ("Grant Date") under the Issuer's 2025 Equity Incentive Plan ("2025 Plan") based on a value per RSU of $15.73, the closing price of the Issuer's common stock as reported on The Nasdaq Capital Market on October 1, 2026. Each RSU represents the right to receive one share of the Issuer's common stock, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement and the 2025 Plan. The RSUs shall vest on the first anniversary of the Grant Date, subject to the Reporting Person's continued service with the Issuer through the vesting date. Any applicable fraction of an RSU that would otherwise be vested will be accumulated and will vest only when a whole RSU has accumulated. |
Restricted Stock Units
|
9,536 |
| 2026-10-01 | Garcha Jaisun |
Chief Financial Officer |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Represents Restricted Stock Units ("RSUs") granted on October 1, 2026 ("Grant Date") under the Issuer's 2025 Equity Incentive Plan ("2025 Plan"); based on a value per RSU of $15.73, the closing price of the Issuer's common stock as reported on The Nasdaq Capital Market on October 1, 2026 Each RSU represents the right to receive one share of the Issuer's common stock, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement and the 2025 Plan. The RSUs shall vest in three equal installments, with one third (1/3) vesting on each of the first, second and third anniversary of the Grant Date, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. Any applicable fraction of an RSU that would otherwise be vested will be accumulated and will vest only when a whole RSU has accumulated. |
Restricted Stock Units
|
168,786 |
| 2026-10-01 | Yu Jiang |
Director, President and Chairman, 10% Owner |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Represents Restricted Stock Units ("RSUs") granted on October 1, 2026 ("Grant Date") under the Issuer's 2025 Equity Incentive Plan ("2025 Plan"); based on a value per RSU of $15.73, the closing price of the Issuer's common stock as reported on The Nasdaq Capital Market on October 1, 2026. Each RSU represents the right to receive one share of the Issuer's common stock, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement and the 2025 Plan. The RSUs shall vest in three equal installments, with one third (1/3) vesting on each of the first, second and third anniversary of the Grant Date, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. Any applicable fraction of an RSU that would otherwise be vested will be accumulated and will vest only when a whole RSU has accumulated. |
Restricted Stock Units
|
461,223 |
| 2026-10-01 | Yu Kenny Joe Yung |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Represents Restricted Stock Units ("RSUs") granted on October 1, 2026 ("Grant Date") under the Issuer's 2025 Equity Incentive Plan ("2025 Plan") based on a value per RSU of $15.73, the closing price of the Issuer's common stock as reported on The Nasdaq Capital Market on October 1, 2026. Each RSU represents the right to receive one share of the Issuer's common stock, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement and the 2025 Plan. The RSUs shall vest on the first anniversary of the Grant Date, subject to the Reporting Person's continued service with the Issuer through the vesting date. Any applicable fraction of an RSU that would otherwise be vested will be accumulated and will vest only when a whole RSU has accumulated. |
Restricted Stock Units
|
9,536 |
| 2026-10-01 | Law Tsun Yee |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Represents Restricted Stock Units ("RSUs") granted on October 1, 2026 ("Grant Date") under the Issuer's 2025 Equity Incentive Plan ("2025 Plan") based on a value per RSU of $15.73, the closing price of the Issuer's common stock as reported on The Nasdaq Capital Market on October 1, 2026. Each RSU represents the right to receive one share of the Issuer's common stock, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement and the 2025 Plan. The RSUs shall vest on the first anniversary of the Grant Date, subject to the Reporting Person's continued service with the Issuer through the vesting date. Any applicable fraction of an RSU that would otherwise be vested will be accumulated and will vest only when a whole RSU has accumulated. |
Restricted Stock Units
|
9,536 |
| 2026-10-01 | Walker James John |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Represents Restricted Stock Units ("RSUs") granted on October 1, 2026 ("Grant Date") under the Issuer's 2025 Equity Incentive Plan ("2025 Plan") based on a value per RSU of $15.73, the closing price of the Issuer's common stock as reported on The Nasdaq Capital Market on October 1, 2026. Each RSU represents the right to receive one share of the Issuer's common stock, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement and the 2025 Plan. The RSUs shall vest in three equal installments, with one third (1/3) vesting on each of the first, second and third anniversary of the Grant Date, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. Any applicable fraction of an RSU that would otherwise be vested will be accumulated and will vest only when a whole RSU has accumulated. |
Restricted Stock Units
|
257,790 |
| 2026-10-01 | Berl Seth Jason |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Represents Restricted Stock Units ("RSUs") granted on October 1, 2026 ("Grant Date") under the Issuer's 2025 Equity Incentive Plan ("2025 Plan") based on a value per RSU of $15.73, the closing price of the Issuer's common stock as reported on The Nasdaq Capital Market on October 1, 2026. Each RSU represents the right to receive one share of the Issuer's common stock, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement and the 2025 Plan. The RSUs shall vest on the first anniversary of the Grant Date, subject to the Reporting Person's continued service with the Issuer through the vesting date. Any applicable fraction of an RSU that would otherwise be vested will be accumulated and will vest only when a whole RSU has accumulated. |
Restricted Stock Units
|
9,536 |
| 2026-09-03 | Walker James John |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2025. This transaction was executed in multiple trades during the day at prices ranging from $17.5900 to $18.2000. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
25,000 |
| 2026-09-02 | Yu Jiang |
Director, President and Chairman, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2025. The reporting person is the sole shareholder and director of I Financial Ventures Group LLC ("I Financial"), a limited liability company incorporated under the laws of Delaware, which is the record holder of the securities reported herein. The reporting person, as such, has investment control over the securities of the issuer held by I Financial and may be deemed the beneficial owner of such securities. This transaction was executed in multiple trades during the day at prices ranging from $17.1700 to $17.7600. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
(I)
|
141,931 |
| 2026-09-01 | Walker James John |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2025. This transaction was executed in multiple trades during the day at prices ranging from $17.1100 to $17.6200. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
25,000 |
| 2026-09-01 | Yu Jiang |
Director, President and Chairman, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2025. The reporting person is the sole shareholder and director of I Financial Ventures Group LLC ("I Financial"), a limited liability company incorporated under the laws of Delaware, which is the record holder of the securities reported herein. The reporting person, as such, has investment control over the securities of the issuer held by I Financial and may be deemed the beneficial owner of such securities. This transaction was executed in multiple trades during the day at prices ranging from $17.0500 to $17.6100. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
(I)
|
332,569 |
| 2026-06-05 | Heidet Florent |
Chief Technology Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades during the day at prices ranging from $24.8500 to $25.0850. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
3,000 |
| 2026-06-05 | Berl Seth Jason |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued upon the vesting and settlement of certain Restricted Stock Units ("RSUs") granted on June 3, 2025 under the Issuer's 2025 Equity Incentive Plan based on a value per RSU of $29.18, the closing price of the Issuer's common stock as reported on The Nasdaq Capital Market on June 3, 2025. On June 3, 2026, such RSUs were fully vested and settled. This transaction was executed in multiple trades during the day at prices ranging from $24.8000 to $25.0850. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
3,750 |
| 2026-06-03 | Yu Jiang |
Director, President and Chairman, 10% Owner |
Convert↑
Filing footnotes — Common Stock (Indirect)
Represents shares of common stock issued upon exercise of certain options originally granted to the reporting person through I Financial (as defined below) at the exercise price of $3 per share, which were fully vested and exercisable on June 7, 2023, with expiry on June 7, 2026. On June 3, 2026, such options were exercised. The reporting person is the sole shareholder and director of I Financial Ventures Group LLC ("I Financial"), a limited liability company incorporated under the laws of Delaware, which is the record holder of the securities reported herein. The reporting person, as such, has investment control over the securities of the issuer held by I Financial and may be deemed the beneficial owner of such securities. |
Common Stock
(I)
|
200,000 |
| 2026-06-03 | Garcha Jaisun |
Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2025. This transaction was executed at a price of $28.8100. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
174 |
| 2026-06-03 | Hare Diane Elizabeth |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2025. This transaction was executed in multiple trades during the day at prices ranging from $26.7600 to $27.4600. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
1,000 |
| 2026-06-03 | Law Tsun Yee |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Represents shares of common stock issued upon the vesting and settlement of certain Restricted Stock Units ("RSUs") granted on June 3, 2025 under the Issuer's 2025 Equity Incentive Plan based on a value per RSU of $29.18, the closing price of the Issuer's common stock as reported on The Nasdaq Capital Market on June 3, 2025. On June 3, 2026, such RSUs were vested and settled. |
Restricted Stock Units
|
3,428 |
| 2026-06-03 | Garcha Jaisun |
Chief Financial Officer |
Convert↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued upon exercise of certain options originally granted to the reporting person at the exercise price of $3.00 per share, which were fully vested and exercisable on June 7, 2023, with expiry on June 7, 2026. On June 3, 2026, such options were exercised. |
Common Stock
|
20,000 |
| 2026-06-03 | I Financial Ventures Group LLC |
10% Owner |
Convert↓
Filing footnotes — Stock Options (Direct)
Represents shares of common stock issued upon exercise of certain options originally granted to the reporting person through I Financial (as defined below) at the exercise price of $3 per share, which were fully vested and exercisable on June 7, 2023, with expiry on June 7, 2026. On June 3, 2026, such options were exercised. The reporting person is the sole shareholder and director of I Financial Ventures Group LLC ("I Financial"), a limited liability company incorporated under the laws of Delaware, which is the record holder of the securities reported herein. The reporting person, as such, has investment control over the securities of the issuer held by I Financial and may be deemed the beneficial owner of such securities. |
Stock Options
|
200,000 |
| 2026-06-03 | Yu Jiang |
Director, President and Chairman, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2025. This transaction was executed in multiple trades during the day at prices ranging from $25.7000 to $26.6900. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Represents shares of common stock issued upon exercise of certain options originally granted to the reporting person through I Financial (as defined below) at the exercise price of $3 per share, which were fully vested and exercisable on June 7, 2023, with expiry on June 7, 2026. On June 3, 2026, such options were exercised. The reporting person is the sole shareholder and director of I Financial Ventures Group LLC ("I Financial"), a limited liability company incorporated under the laws of Delaware, which is the record holder of the securities reported herein. The reporting person, as such, has investment control over the securities of the issuer held by I Financial and may be deemed the beneficial owner of such securities. |
Common Stock
(I)
|
125,021 |
| 2026-06-03 | Yu Jiang |
Director, President and Chairman, 10% Owner |
Convert↓
Filing footnotes — Stock Options (Indirect)
Represents shares of common stock issued upon exercise of certain options originally granted to the reporting person through I Financial (as defined below) at the exercise price of $3 per share, which were fully vested and exercisable on June 7, 2023, with expiry on June 7, 2026. On June 3, 2026, such options were exercised. The reporting person is the sole shareholder and director of I Financial Ventures Group LLC ("I Financial"), a limited liability company incorporated under the laws of Delaware, which is the record holder of the securities reported herein. The reporting person, as such, has investment control over the securities of the issuer held by I Financial and may be deemed the beneficial owner of such securities. |
Stock Options
(I)
|
200,000 |
| 2026-06-03 | I Financial Ventures Group LLC |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person through I Financial, in September 2025, and was executed in the account of I Financial. This transaction was executed in multiple trades during the day at prices ranging from $26.7000 to $27.6900. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
168,626 |
| 2026-06-03 | Yu Jiang |
Director, President and Chairman, 10% Owner |
Convert↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued upon the settlement of Restricted Stock Units ("RSUs") granted on June 3, 2025 under the Issuer's 2025 Equity Incentive Plan based on a value per share of $29.18, the closing price of the Issuer's common stock as reported on The Nasdaq Capital Market on June 3, 2025. On June 3, 2026, one third (1/3) of such RSUs were vested and settled. |
Common Stock
|
45,900 |
| 2026-06-03 | Yu Kenny Joe Yung |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Represents shares of common stock issued upon the vesting and settlement of certain Restricted Stock Units ("RSUs") granted on June 3, 2025 under the Issuer's 2025 Equity Incentive Plan based on a value per RSU of $29.18, the closing price of the Issuer's common stock as reported on The Nasdaq Capital Market on June 3, 2025. On June 3, 2026, such RSUs were vested and settled. |
Restricted Stock Units
|
3,428 |
| 2026-06-03 | Yu Jiang |
Director, President and Chairman, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2025. This transaction was executed in multiple trades during the day at prices ranging from $27.7200 to $28.3500. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Represents shares of common stock issued upon exercise of certain options originally granted to the reporting person through I Financial (as defined below) at the exercise price of $3 per share, which were fully vested and exercisable on June 7, 2023, with expiry on June 7, 2026. On June 3, 2026, such options were exercised. The reporting person is the sole shareholder and director of I Financial Ventures Group LLC ("I Financial"), a limited liability company incorporated under the laws of Delaware, which is the record holder of the securities reported herein. The reporting person, as such, has investment control over the securities of the issuer held by I Financial and may be deemed the beneficial owner of such securities. |
Common Stock
(I)
|
4,014 |
| 2026-06-03 | Hare Diane Elizabeth |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2025. This transaction was executed at a price of $28.8700. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
100 |
| 2026-06-03 | Heidet Florent |
Chief Technology Officer |
Convert↑
Filing footnotes — Restricted Stock Units (Direct)
Represents shares of common stock issued upon the vesting and settlement of certain Restricted Stock Units ("RSUs") granted on June 3, 2025 under the Issuer's 2025 Equity Incentive Plan based on a value per RSU of $29.18, the closing price of the Issuer's common stock as reported on The Nasdaq Capital Market on June 3, 2025. On June 3, 2026, such RSUs were vested and settled. |
Restricted Stock Units
|
9,185 |
| 2026-06-03 | Yu Jiang |
Director, President and Chairman, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2025. This transaction was executed at a price of $29.9100. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Represents shares of common stock issued upon exercise of certain options originally granted to the reporting person through I Financial (as defined below) at the exercise price of $3 per share, which were fully vested and exercisable on June 7, 2023, with expiry on June 7, 2026. On June 3, 2026, such options were exercised. The reporting person is the sole shareholder and director of I Financial Ventures Group LLC ("I Financial"), a limited liability company incorporated under the laws of Delaware, which is the record holder of the securities reported herein. The reporting person, as such, has investment control over the securities of the issuer held by I Financial and may be deemed the beneficial owner of such securities. |
Common Stock
(I)
|
5,215 |
| 2026-06-03 | Walker James John |
Director, Chief Executive Officer |
Convert↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued upon exercise of certain options originally granted to the reporting person at the exercise price of $3.00 per share, which were fully vested and exercisable on June 7, 2023, with expiry on June 7, 2026. On June 3, 2026, such options were exercised. This Form 4/A is being filed solely to amend the Form 4 originally filed by the reporting person on June 5, 2026 to reflect (i) the 200,000 shares of common stock acquired by such reporting person upon exercise of 200,000 options and 780,000 shares of common stock beneficially owned following such option exercise under Columns 3, 4, and 5 of Table I; and (ii) the 200,000 options exercised by such reporting person and the 300,000 options owned following such option exercise under Columns 5,7 and 9 of Table II. As of the date of this report, the reporting person holds 685,000 shares of common stock, and 300,000 options, of the Issuer, respectively. This number does not reflect subsequent sales of the 123,688 shares of common stock reported in the Form 4 originally filed on June 5, 2026. |
Common Stock
|
200,000 |
| 2026-06-03 | Hare Diane Elizabeth |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Represents shares of common stock issued upon the vesting and settlement of certain Restricted Stock Units ("RSUs") granted on June 3, 2025 under the Issuer's 2025 Equity Incentive Plan based on a value per RSU of $29.18, the closing price of the Issuer's common stock as reported on The Nasdaq Capital Market on June 3, 2025. On June 3, 2026, such RSUs were vested and settled. |
Restricted Stock Units
|
3,428 |
| 2026-06-03 | Heidet Florent |
Chief Technology Officer |
Convert↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued upon the vesting and settlement of certain Restricted Stock Units ("RSUs") granted on June 3, 2025 under the Issuer's 2025 Equity Incentive Plan based on a value per RSU of $29.18, the closing price of the Issuer's common stock as reported on The Nasdaq Capital Market on June 3, 2025. On June 3, 2026, such RSUs were vested and settled. |
Common Stock
|
9,185 |
| 2026-06-03 | I Financial Ventures Group LLC |
10% Owner |
Convert↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued upon exercise of certain options originally granted to the reporting person through I Financial (as defined below) at the exercise price of $3 per share, which were fully vested and exercisable on June 7, 2023, with expiry on June 7, 2026. On June 3, 2026, such options were exercised. The reporting person is the sole shareholder and director of I Financial Ventures Group LLC ("I Financial"), a limited liability company incorporated under the laws of Delaware, which is the record holder of the securities reported herein. The reporting person, as such, has investment control over the securities of the issuer held by I Financial and may be deemed the beneficial owner of such securities. |
Common Stock
|
200,000 |
| 2026-06-03 | Garcha Jaisun |
Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2025. This transaction was executed at a price of $29.9100. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
57 |
| 2026-06-03 | I Financial Ventures Group LLC |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person through I Financial, in September 2025, and was executed in the account of I Financial. This transaction was executed at a price of $29.9100. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
5,215 |
| 2026-06-03 | Yu Jiang |
Director, President and Chairman, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2025. This transaction was executed in multiple trades during the day at prices ranging from $26.7000 to $27.6900. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Represents shares of common stock issued upon exercise of certain options originally granted to the reporting person through I Financial (as defined below) at the exercise price of $3 per share, which were fully vested and exercisable on June 7, 2023, with expiry on June 7, 2026. On June 3, 2026, such options were exercised. The reporting person is the sole shareholder and director of I Financial Ventures Group LLC ("I Financial"), a limited liability company incorporated under the laws of Delaware, which is the record holder of the securities reported herein. The reporting person, as such, has investment control over the securities of the issuer held by I Financial and may be deemed the beneficial owner of such securities. |
Common Stock
(I)
|
168,626 |
| 2026-06-03 | Garcha Jaisun |
Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2025. This transaction was executed in multiple trades during the day at prices ranging from $26.4300 to $27.4000. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
15,223 |
| 2026-06-03 | Law Tsun Yee |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued upon the vesting and settlement of certain Restricted Stock Units ("RSUs") granted on June 3, 2025 under the Issuer's 2025 Equity Incentive Plan based on a value per RSU of $29.18, the closing price of the Issuer's common stock as reported on The Nasdaq Capital Market on June 3, 2025. On June 3, 2026, such RSUs were vested and settled. |
Common Stock
|
3,428 |
| 2026-06-03 | Yu Jiang |
Director, President and Chairman, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2025. This transaction was executed in multiple trades during the day at prices ranging from $28.7700 to $28.9200. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
500 |
| 2026-06-03 | I Financial Ventures Group LLC |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person through I Financial, in September 2025, and was executed in the account of I Financial. This transaction was executed in multiple trades during the day at prices ranging from $25.7000 to $26.6900. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
125,021 |
| 2026-06-03 | Yu Jiang |
Director, President and Chairman, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2025. This transaction was executed in multiple trades during the day at prices ranging from $27.7000 to $28.5000. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
1,400 |
| 2026-06-03 | I Financial Ventures Group LLC |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person through I Financial, in September 2025, and was executed in the account of I Financial. This transaction was executed in multiple trades during the day at prices ranging from $28.7700 to $29.0500. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
1,429 |
| 2026-06-03 | Garcha Jaisun |
Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2025. This transaction was executed in multiple trades during the day at prices ranging from $27.4300 to $27.9400. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
1,761 |
| 2026-06-03 | Garcha Jaisun |
Chief Financial Officer |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Represents shares of common stock issued upon the settlement of certain Restricted Stock Units ("RSUs") granted on June 3, 2025 under the Issuer's 2025 Equity Incentive Plan based on a value per share of $29.18, the closing price of the Issuer's common stock as reported on The Nasdaq Capital Market on June 3, 2025. On June 3, 2026, one third (1/3) of such RSUs were vested and settled. |
Restricted Stock Units
|
17,215 |
| 2026-06-03 | Yu Jiang |
Director, President and Chairman, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2025. This transaction was executed in multiple trades during the day at prices ranging from $25.7000 to $26.6900. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Represents shares of common stock issued upon exercise of certain options originally granted to the reporting person through I Financial (as defined below) at the exercise price of $3 per share, which were fully vested and exercisable on June 7, 2023, with expiry on June 7, 2026. On June 3, 2026, such options were exercised. The reporting person is the sole shareholder and director of I Financial Ventures Group LLC ("I Financial"), a limited liability company incorporated under the laws of Delaware, which is the record holder of the securities reported herein. The reporting person, as such, has investment control over the securities of the issuer held by I Financial and may be deemed the beneficial owner of such securities. |
Common Stock
(I)
|
312,553 |
| 2026-06-03 | Yu Jiang |
Director, President and Chairman, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2025. This transaction was executed at a price of $29.9100. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Represents shares of common stock issued upon exercise of certain options originally granted to the reporting person through I Financial (as defined below) at the exercise price of $3 per share, which were fully vested and exercisable on June 7, 2023, with expiry on June 7, 2026. On June 3, 2026, such options were exercised. The reporting person is the sole shareholder and director of I Financial Ventures Group LLC ("I Financial"), a limited liability company incorporated under the laws of Delaware, which is the record holder of the securities reported herein. The reporting person, as such, has investment control over the securities of the issuer held by I Financial and may be deemed the beneficial owner of such securities. |
Common Stock
(I)
|
2,085 |
| 2026-06-03 | Berl Seth Jason |
Director |
Convert↓
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued upon the vesting and settlement of certain Restricted Stock Units ("RSUs") granted on June 3, 2025 under the Issuer's 2025 Equity Incentive Plan based on a value per RSU of $29.18, the closing price of the Issuer's common stock as reported on The Nasdaq Capital Market on June 3, 2025. On June 3, 2026, such RSUs were fully vested and settled. This transaction was executed in multiple trades during the day at prices ranging from $24.8000 to $25.0850. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
7,500 |
| 2026-06-03 | I Financial Ventures Group LLC |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person through I Financial, in September 2025, and was executed in the account of I Financial. This transaction was executed in multiple trades during the day at prices ranging from $28.7700 to $29.0500. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
3,571 |
| 2026-06-03 | Hare Diane Elizabeth |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued upon the vesting and settlement of certain Restricted Stock Units ("RSUs") granted on June 3, 2025 under the Issuer's 2025 Equity Incentive Plan based on a value per RSU of $29.18, the closing price of the Issuer's common stock as reported on The Nasdaq Capital Market on June 3, 2025. On June 3, 2026, such RSUs were vested and settled. |
Common Stock
|
3,428 |
| 2026-06-03 | Yu Jiang |
Director, President and Chairman, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2025. This transaction was executed in multiple trades during the day at prices ranging from $27.7200 to $28.3500. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Represents shares of common stock issued upon exercise of certain options originally granted to the reporting person through I Financial (as defined below) at the exercise price of $3 per share, which were fully vested and exercisable on June 7, 2023, with expiry on June 7, 2026. On June 3, 2026, such options were exercised. The reporting person is the sole shareholder and director of I Financial Ventures Group LLC ("I Financial"), a limited liability company incorporated under the laws of Delaware, which is the record holder of the securities reported herein. The reporting person, as such, has investment control over the securities of the issuer held by I Financial and may be deemed the beneficial owner of such securities. |
Common Stock
(I)
|
10,035 |
| 2026-06-03 | I Financial Ventures Group LLC |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person through I Financial, in September 2025, and was executed in the account of I Financial. This transaction was executed in multiple trades during the day at prices ranging from $27.7200 to $28.3500. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
4,014 |