OPFI · OppFi Inc. · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-09-14 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $7.7251 to $7.95 for a weighted average purchase price of $7.7962. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
1,940 |
| 2026-09-11 | Johnson Pamela D. |
CFO |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares sold to satisfy tax liability upon the vesting of restricted stock units. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $8.01 to $8.024 for a weighted average sale price of $8.0191. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Class A Common Stock
|
8,650 |
| 2026-09-11 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $7.86 to $8.06 for a weighted average purchase price of $7.9639. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
3,300 |
| 2026-09-10 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $7.5093 to $7.62 for a weighted average purchase price of $7.5563. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
3,350 |
| 2026-09-09 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $7.50 to $7.69 for a weighted average purchase price of $7.5914. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
3,450 |
| 2026-09-08 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $7.37 to $7.44 for a weighted average purchase price of $7.4062. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
3,475 |
| 2026-09-04 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $7.27 to $7.42 for a weighted average purchase price of $7.3547. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
3,500 |
| 2026-09-03 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $7.30 to $7.37 for a weighted average purchase price of $7.3348. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
3,450 |
| 2026-09-02 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $6.91 to $7.27 for a weighted average purchase price of $7.1485. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
3,550 |
| 2026-09-01 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $6.88 to $6.97 for a weighted average purchase price of $6.9133. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
3,550 |
| 2026-08-31 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $6.8332 to $6.97 for a weighted average purchase price of $6.9326. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
3,550 |
| 2026-08-28 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $7.04 to $7.23 for a weighted average purchase price of $7.1479. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
3,500 |
| 2026-08-27 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $7.08 to $7.17 for a weighted average purchase price of $7.1300. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
3,550 |
| 2026-08-26 | McKay Christopher J. |
Chief Risk & Analytics Officer |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares sold to satisfy tax liability upon the vesting of restricted stock units and the April 28, 2026 corporate simplification of the issuer. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $7.07 to $7.34 for a weighted average sale price of $7.1779. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Class A Common Stock
|
77,850 |
| 2026-08-26 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $7.08 to $7.26 for a weighted average purchase price of $7.1893. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
3,500 |
| 2026-08-25 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $7.1284 to $7.32 for a weighted average purchase price of $7.2531. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
3,475 |
| 2026-08-24 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $7.08 to $7.25 for a weighted average purchase price of $7.1455. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
3,475 |
| 2026-08-21 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $6.98 to $7.11 for a weighted average purchase price of $7.0715. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
3,550 |
| 2026-08-20 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $7.0033 to $7.21 for a weighted average purchase price of $7.1296. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
3,450 |
| 2026-08-19 | Vennettilli David |
Director |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares sold to satisfy tax liability upon the vesting of restricted stock units and the April 28, 2026 corporate simplification of the issuer. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $7.125 to $7.20 for a weighted average sale price of $7.1605. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Class A Common Stock
|
28,485 |
| 2026-08-19 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $7.0827 to $7.2345 for a weighted average purchase price of $7.1581. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
3,500 |
| 2026-08-18 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $6.97 to $7.1832 for a weighted average purchase price of $7.0395. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
3,550 |
| 2026-08-17 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $6.8522 to $7.0908 for a weighted average purchase price of $7.0028. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
3,500 |
| 2026-08-14 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $7.10 to $7.41 for a weighted average purchase price of $7.2006. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
20,000 |
| 2026-08-13 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $7.0108 to $7.44 for a weighted average purchase price of $7.1280. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
60,000 |
| 2026-08-12 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $6.90 to $7.17 for a weighted average purchase price of $7.0498. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The reporting person is the sole trustee of TGS Revocable Trust. |
Class A Common Stock
(I)
|
60,000 |
| 2026-07-01 | Johnson Pamela D. |
CFO |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations upon the settlement of vested restricted stock units. |
Class A Common Stock
|
496 |
| 2026-07-01 | Johnson Pamela D. |
CFO |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations upon the settlement of vested restricted stock units. |
Class A Common Stock
|
1,974 |
| 2026-07-01 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations upon the settlement of vested restricted stock units. |
Class A Common Stock
|
4,497 |
| 2026-07-01 | McKay Christopher J. |
Chief Risk & Analytics Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations upon the settlement of vested restricted stock units. |
Class A Common Stock
|
396 |
| 2026-07-01 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations upon the settlement of vested restricted stock units. |
Class A Common Stock
|
2,643 |
| 2026-07-01 | McKay Christopher J. |
Chief Risk & Analytics Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations upon the settlement of vested restricted stock units. |
Class A Common Stock
|
1,969 |
| 2026-07-01 | McKay Christopher J. |
Chief Risk & Analytics Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations upon the settlement of vested restricted stock units. |
Class A Common Stock
|
1,369 |
| 2026-07-01 | Johnson Pamela D. |
CFO |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations upon the settlement of vested restricted stock units. |
Class A Common Stock
|
1,715 |
| 2026-06-15 | Moore Jocelyn |
Director |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $8.235 to $8.455 for a weighted average sale price of $8.3155. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Class A Common Stock
|
39,076 |
| 2026-06-12 | McKay Christopher J. |
Chief Risk & Analytics Officer |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $8.35 to $8.375 for a weighted average sale price of $8.3526. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Class A Common Stock
|
23,683 |
| 2026-06-09 | Vennettilli David |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock units ("RSUs") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc. (the "Issuer"), subject to the reporting person's continued service with the Issuer and the terms of the Plan. |
Class A Common Stock
|
25,265 |
| 2026-06-09 | SCHWARTZ THEODORE G |
Director, 10% Owner |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock units ("RSUs") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc. (the "Issuer"), subject to the reporting person's continued service with the Issuer and the terms of the Plan. |
Class A Common Stock
|
16,843 |
| 2026-06-09 | Zeeman Gregory T |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock units ("RSUs") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc. (the "Issuer"), subject to the reporting person's continued service with the Issuer and the terms of the Plan. |
Class A Common Stock
|
16,843 |
| 2026-06-09 | Favilla Christina M |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock units ("RSUs") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of Class A Common Stock. 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of the Issuer, subject to the reporting person's continued service with the Issuer and the terms of the Plan. Represents deferred RSUs. The shares of Class A Common Stock underlying these RSUs will be issued to the reporting person on June 8, 2029. This amount has been adjusted to reflect the transfer of 186,737 shares of OppFi Inc. Class A Common Stock, par value $0.0001 per share ("Class A Common Stock") previously held directly by the reporting person to Santo Favilla and Christina Favilla Joint Revocable Trust on September 3, 2025, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act. |
Class A Common Stock
|
16,843 |
| 2026-06-09 | Vennettilli David |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock units ("RSUs") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc. (the "Issuer"), subject to the reporting person's continued service with the Issuer and the terms of the Plan. Represents deferred RSUs. The shares of Class A Common Stock underlying these RSUs will be issued to the reporting person on the earlier of (i) June 8, 2029 or (ii) the date of the Reporting Person's separation from service with the Issuer. |
Class A Common Stock
|
25,265 |
| 2026-06-09 | Moore Jocelyn |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock units ("RSUs") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc. (the "Issuer"), subject to the reporting person's continued service with the Issuer and the terms of the Plan. |
Class A Common Stock
|
16,843 |
| 2026-06-08 | Favilla Christina M |
Director |
Sell↓
Filing footnotes — Class A Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $8.11 to $8.21 for a weighted average sale price of $8.1392. The reporting person undertakes to provide OppFi Inc. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This amount has been adjusted to reflect the transfer of 186,737 shares of OppFi Inc. Class A Common Stock, par value $0.0001 per share ("Class A Common Stock") previously held directly by the reporting person to Santo Favilla and Christina Favilla Joint Revocable Trust on September 3, 2025, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act. |
Class A Common Stock
(I)
|
30,000 |
| 2026-05-04 | McKay Christopher J. |
Chief Risk & Analytics Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations upon the settlement of a previously reported performance-based restricted stock unit award. |
Class A Common Stock
|
357 |
| 2026-05-04 | Johnson Pamela D. |
CFO |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations upon the settlement of a previously reported performance-based restricted stock unit award. |
Class A Common Stock
|
469 |
| 2026-05-04 | Vennettilli David |
Director |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2025. |
Class A Common Stock
|
10,000 |
| 2026-04-28 | SCHWARTZ THEODORE G |
Director, 10% Owner |
Convert↑
Filing footnotes — Class A Common Stock (Indirect)
Reflects shares of Class A common stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") received in connection with the exercise of the Exchange Rights. |
Class A Common Stock
(I)
|
3,000,000 |
| 2026-04-28 | Schwartz Todd G. |
Director, Chief Executive Officer, 10% Owner |
Other↓
Filing footnotes — Class V Common Stock (Indirect)
Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represented voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock were entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock would be cancelled by the Issuer if the holder exercised Exchange Rights (as defined below in footnote 9). Pursuant to the Corporate Simplification Agreement, dated April 28, 2026 (the "Corporate Simplification Agreement"), each outstanding Common Unit of Opportunity Financial held by any members of Opportunity Financial was canceled and converted automatically into the right to receive one validly issued, fully paid and non-assessable share of Class A Common Stock. In connection therewith, pursuant to the Corporate Simplification Agreement, OFS surrendered to the Issuer the outstanding shares of Class V Common Stock it owned. The shares of Class V Common Stock were held by OppFi Shares, LLC ("OFS"), which had sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein. |
Class V Common Stock
(I)
|
4,501,169 |
| 2026-04-28 | SCHWARTZ THEODORE G |
Director, 10% Owner |
Convert↓
Filing footnotes — Class A Common Units (Indirect)
Common Units of Opportunity Financial generally represented economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit could be exchanged by the holder from time to time for either one share of Class A Common Stock or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. |
Class A Common Units
(I)
|
18,887,359 |
| 2026-04-28 | SCHWARTZ THEODORE G |
Director, 10% Owner |
Other↓
Filing footnotes — Class V Common Stock (Indirect)
Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represented voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock were entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock would be cancelled by the Issuer if the reporting person exercised (or caused LTHS Capital Group LP or LTHS Revocable Trust to exercise) Exchange Rights (as defined below in footnote 6). Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). The shares of Class V Common Stock were held by OppFi Shares, LLC ("OFS"), which had sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person had the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's or LTHS Revocable Trust's) Exchange Rights. |
Class V Common Stock
(I)
|
3,000,000 |