OPTX · Syntec Optics Holdings, Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-02-20 | Bishop Walter A. |
Chief Financial Officer |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $4.06. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy. Total ownership includes 25,000 shares and 101,966 RSUs. |
Restricted Stock Units
|
24,646 |
| 2026-02-20 | Rosenthal Brent D |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $4.06. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy. Total ownership includes 25,000 shares and 101,966 RSUs. |
Restricted Stock Units
|
24,646 |
| 2026-02-20 | Manzone Albert |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $4.06. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy. Total ownership includes 25,000 shares and 101,966 RSUs. |
Restricted Stock Units
|
24,646 |
| 2025-10-06 | Manzone Albert |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $1.94. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy. |
Restricted Stock Units
|
77,320 |
| 2025-10-06 | Bishop Walter A. |
Chief Financial Officer |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $1.94. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy. |
Restricted Stock Units
|
77,320 |
| 2025-10-06 | Rosenthal Brent D |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $1.94. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy. |
Restricted Stock Units
|
77,320 |
| 2023-11-07 | Manzone Albert |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2023-11-07 | Bishop Walter A. |
Chief Financial Officer |
Other↑
|
No Securities Owned
|
0 |
| 2023-11-07 | Nelson Robert O II |
Director, CFO |
Other↑
|
No Securities Owned
|
0 |
| 2023-11-07 | Rosenthal Brent D |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2023-11-07 | Mohr Joseph John |
Director, CEO |
Other↑
|
No Securities Owned
|
0 |
| 2023-04-03 | OmniLit Sponsor, LLC |
10% Owner |
Other↑
Filing footnotes — Class A Common Stock (Indirect)
These shares are owned directly by OmniLit Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing member, Al Kapoor. Al Kapoor has voting and investment discretion with respect to the shares held by OmniLit Sponsor LLC, and as such, he may be deemed to have beneficial ownership of the Class B common stock held directly by OmniLit Sponsor LLC. Al Kapoor disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Class A Common Stock
(I)
|
3,000,000 |
| 2023-04-03 | Manzone Albert |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2023-04-03 | Bishop Walter A. |
Chief Financial Officer |
Other↑
|
No Securities Owned
|
0 |
| 2023-04-03 | OmniLit Sponsor, LLC |
10% Owner |
Other↑
Filing footnotes — Class B Common Stock (Indirect)
Per amendment to the Amended and Restated certificate of incorporation, Class B Common Stock of the Company ("Founder Shares") have the right to convert into Class A Common Stock on a one-for-one basis prior to the closing of a business combination at the election of the holder. These shares are owned directly by OmniLit Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing member, Al Kapoor. Al Kapoor has voting and investment discretion with respect to the shares held by OmniLit Sponsor LLC, and as such, he may be deemed to have beneficial ownership of the Class B common stock held directly by OmniLit Sponsor LLC. Al Kapoor disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Class B Common Stock
(I)
|
3,000,000 |
| 2023-04-03 | Rosenthal Brent D |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2023-01-31 | OmniLit Sponsor, LLC |
10% Owner |
Other↑
Filing footnotes — Class B Common Stock (Indirect)
Per amendment to the Amended and Restated certificate of incorporation, Class B Common Stock of the Company ("Founder Shares") have the right to convert into Class A Common Stock on a one-for-one basis prior to the closing of a business combination at the election of the holder. These shares are owned directly by OmniLit Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing member, Al Kapoor. Al Kapoor has voting and investment discretion with respect to the shares held by OmniLit Sponsor LLC, and as such, he may be deemed to have beneficial ownership of the Class B common stock held directly by OmniLit Sponsor LLC. Al Kapoor disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Class B Common Stock
(I)
|
1,000,000 |
| 2023-01-31 | OmniLit Sponsor, LLC |
10% Owner |
Other↑
Filing footnotes — Class A Common Stock (Indirect)
These shares are owned directly by OmniLit Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing member, Al Kapoor. Al Kapoor has voting and investment discretion with respect to the shares held by OmniLit Sponsor LLC, and as such, he may be deemed to have beneficial ownership of the Class B common stock held directly by OmniLit Sponsor LLC. Al Kapoor disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Class A Common Stock
(I)
|
1,000,000 |
| 2023-01-19 | GOLDMAN SACHS GROUP INC |
10% Owner |
Sell↓
Filing footnotes — Warrants (Indirect)
Each warrant of Omnilit Acquisition Corp. (the "Issuer") entitles the holder to purchase one share of Class A Common Stock at $11.50. The warrants become exercisable on the later of 30 days after the completion of the initial Business Combination or 12 months from the closing of the IPO and expire five years after the completion of the initial Business Combination. This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC ("Goldman Sachs" and together with GS Group, the "Reporting Persons"). Goldman Sachs is a subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. The warrants of the Issuer reported herein as indirectly purchased were beneficially owned directly by Goldman Sachs and indirectly by GS Group. |
Warrants
(I)
|
140,000 |
| 2021-11-08 | Hughes Brian F. |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2021-11-08 | Nelson Robert O II |
Director, CFO |
Other↑
|
No Securities Owned
|
0 |
| 2021-11-08 | Jacobs Skylar |
Chief Operating Officer |
Other↑
|
No Securities Owned
|
0 |
| 2021-11-08 | Norman Mark D |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2021-11-08 | Jenkins James M. |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2021-11-08 | WELDON KENT R |
Director |
Other↑
|
No Securities Owned
|
0 |