8-K
CPI Card Group Inc. (PMTS)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 4, 2021
CPI CARD GROUP INC.
(Exact name of registrant as specified in its charter)
| Delaware | 001-37584 | 26-0344657 |
|---|---|---|
| (State or other jurisdiction<br><br> <br>of incorporation) | (Commission File Number) | (IRS Employer<br><br> <br>Identification No.) |
CPI Card Group Inc.10368 W. Centennial RoadLittleton, CO 80127
(Address of principal executive offices) (Zip Code)
(720) 681-6304
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act: None.
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 7.01 | Regulation FD Disclosure. |
|---|
On August 4, 2021, CPI Card Group Inc. (the “Company”) issued a press release announcing that its common stock will be listed on The Nasdaq Global Market under the ticker symbol “PMTS” effective with the opening of trading on August 5, 2021. A copy of the press release is attached hereto as Exhibit 99.1 and incorporated by reference herein.
Additionally, as required under U.S. federal securities laws, on August 4, 2021, the Company will file a registration statement on Form 8-A with the Securities and Exchange Commission to register the Company’s common stock for trading on The Nasdaq Stock Market LLC.
| Item 9.01 | Financial Statements and Exhibits. |
|---|
(d) Exhibits
| Exhibit Number | Description |
|---|---|
| 99.1 | CPI Card Group Inc. press release dated August 4, 2021. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| CPI CARD GROUP INC. | ||
|---|---|---|
| Date: August 4, 2021 | By: | /s/ Sarah J. Kilgore |
| Name: | Sarah J. Kilgore | |
| Title: | Chief Legal and Compliance Officer |
Exhibit 99.1
CPI Card Group’s Common Stock to Tradeon Nasdaq
August 4, 2021
LITTLETON, Colo.--(BUSINESS WIRE)-- CPI Card Group Inc. (OTCQX: PMTS; TSX: PMTS) (“CPI” or the “Company”), a payment technology company and leading provider of credit, debit and prepaid solutions, today announced that The Nasdaq Stock Market LLC (“Nasdaq”) has approved CPI’s application for the listing of CPI’s common stock on The Nasdaq Global Market under the ticker symbol “PMTS,” effective with the opening of trading on August 5, 2021.
Scott Scheirman, CPI’s President and Chief Executive Officer, stated, “We are excited to be trading on Nasdaq. We have confidence in our strategic plan to be the partner of choice by providing market-leading quality products and customer service, and we believe trading on Nasdaq will allow a broader base of investors the opportunity to own our stock.”
About CPI Card Group Inc.
CPI Card Group® is a payment technology company and leading provider of credit, debit and prepaid solutions delivered physically, digitally and on-demand. CPI helps our customers foster connections and build their brands through innovative and reliable solutions, including financial payment cards, personalization and Software-as-a-Service (SaaS) instant issuance. CPI has more than 20 years of experience in the payments market and is a trusted partner to financial institutions and payments services providers. Serving customers from locations throughout the United States, CPI has a large network of high security facilities, each of which is registered as PCI compliant by one or more of the payment brands: Visa, Mastercard®, American Express® and Discover®. Learn more at www.cpicardgroup.com.
CPI Card Group Inc. Investor Relations:
(877) 369-9016
InvestorRelations@cpicardgroup.com
CPI Card Group Inc. Media Relations:
Media@cpicardgroup.com