Smart Sand, Inc 8-K, filed Jun 8, 2023
Smart Sand, Inc. (SND)
8-K
2023-06-08
For: 2023-06-06
View Original
Added on
April 07, 2026
About this 8-K
Smart Sand, Inc filed this 8-K on June 8, 2023, reporting on events of June 6, 2023.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
________________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 6, 2023
(Exact name of registrant as specified in its charter)
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Registrant’s telephone number, including area code: (281 ) 231-2660
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Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 6, 2023, Smart Sand, Inc. (the "Company") held its annual meeting of stockholders (the “Annual Meeting”). As of the record date for the Annual Meeting, 41,365,070 shares of common stock were outstanding, each entitled to one vote per share. At the Annual Meeting, the Company’s stockholders were requested to: (i) elect two Class I members of the Company’s board of directors to serve until the Company’s 2026 annual meeting of stockholders; (ii) ratify the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023; and (iii) approve, on an advisory basis, the compensation of the Company’s named executive officers for the year ended December 31, 2022. Each of the foregoing proposals is more fully described in the Company’s definitive proxy statement, which was filed with the Securities and Exchange Commission on April 26, 2023.
1. The stockholders elected Sharon Spurlin and Timothy J. Pawlenty to serve as Class I members of the Company’s board of directors for a three-year term. The results of the voting are as follows:
| Name | For | Withheld | Broker Non-Votes | ||||||||
| Sharon Spurlin | 19,563,474 | 1,921,552 | 9,138,583 | ||||||||
| Timothy J. Pawlenty | 19,571,831 | 1,913,195 | 9,138,583 | ||||||||
2. The stockholders also approved the proposal to ratify the selection of Grant Thornton LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023. The voting results for this proposal were 30,010,303 shares for, 464,668 shares against, and 148,638 shares abstained.
3. The stockholders also approved, on a non-binding and advisory basis, the compensation paid to the Company’s named executive officers during the year ended December 31, 2022. The voting results for this proposal were 19,748,622 shares for, 1,403,377 shares against, 333,027 shares abstained, and 9,138,583 shares were broker non-votes.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SMART SAND, INC. | |||||||||||||||||||||||
| Dated: | June 8, 2023 | By: | /s/ Lee E. Beckelman | ||||||||||||||||||||
| Lee E. Beckelman | |||||||||||||||||||||||
| Chief Financial Officer | |||||||||||||||||||||||