Tigo Energy, Inc 8-K, filed Feb 14, 2023
Tigo Energy, Inc. (TYGO)
About this 8-K
Tigo Energy, Inc filed this 8-K on February 14, 2023, reporting on events of February 13, 2023.
Items reported
- Item 5.07: Shareholder vote results
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Item 5.07 Submission of Matters to a Vote of Security Holders.
Annual Meeting of Roth CH Acquisition IV Co.
On February 13, 2023, Roth CH Acquisition IV Co. (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”) for the purpose of approving: (i) the Director Election Proposal and (ii) the Auditor Ratification Proposal. For more information on these proposals, which are described below, please refer to the Company’s proxy statement, dated January 27, 2023. As of the record date of January 19, 2023, there were 5,714,749 shares of common stock issued and outstanding and entitled to vote at the Annual Meeting. Proxies were received for 5,111,682 shares of common stock, or approximately 89.45% of the shares issued and outstanding and entitled to vote at the Annual Meeting; therefore a quorum was present. The Annual Meeting was held as required by Nasdaq Listing Rule 5620(a) and to regain compliance with the listing rules.
Director Election Proposal — a proposal to re-elect the six current directors to the Company’s Board of Directors.
The six director nominees proposed by the Company’s Board of Directors were each re-elected to serve as a director until their successors are duly elected and qualified or until their earlier resignation or removal. The final voting results for each nominee were as follows:
| Nominee | For | Withheld | Broker Non-Vote | |||
| Byron Roth | 4,834,870 | 276,812 | 0 | |||
| John Lipman | 5,111,682 | 0 | 0 | |||
| Molly Montgomery | 5,111,682 | 0 | 0 | |||
| Daniel M. Friedberg | 5,111,682 | 0 | 0 | |||
| Adam Rothstein | 5,111,682 | 0 | 0 | |||
| Sam Chawla | 5,111,682 | 0 | 0 |
Auditor Ratification Proposal — a proposal to ratify the appointment of Marcum LLP, as the Company’s independent registered public accounting firm, for the fiscal year ended December 31, 2022.
Stockholders voted to ratify the appointment of Marcum LLP as the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2022. The Auditor Ratification Proposal received the following final voting results:
| For | Against | Abstain | ||
| 5,111,680 | 1 | 1 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: February 13, 2023
| ROTH CH ACQUISITION IV CO. |
| By: | /s/ Byron Roth | |
| Name: | Byron Roth | |
| Title: | Co-Chief Executive Officer and Chairman of the Board |