WHWK · Whitehawk Therapeutics, Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-06-12 | Desai Neil |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2026. |
Stock Option (right to buy)
|
38,040 |
| 2026-06-12 | Maroun Richard E |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2026. |
Stock Option (right to buy)
|
38,040 |
| 2026-06-12 | Zhao Baiteng |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2026. |
Stock Option (right to buy)
|
38,040 |
| 2026-06-12 | Castelein Caley |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2026. |
Stock Option (right to buy)
|
38,040 |
| 2026-06-12 | Aghazadeh Behzad |
Director, 10% Owner |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2026. This Form 4 is filed by Avoro Capital Advisors LLC, a Delaware limited liability company ("Avoro Capital Advisors"), Avoro Ventures LLC, a Delaware limited liability company ("Avoro Ventures") and Behzad Aghazadeh ("Dr. Aghazadeh", and together with Avoro Capital Advisors and Avoro Ventures, the "Reporting Persons"). Dr. Aghazadeh serves as the portfolio manager and controlling person of Avoro Capital Advisors and Avoro Ventures LLC. The filing of this statement shall not be deemed an admission that any Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. |
Stock Option (right to buy)
|
38,040 |
| 2026-06-12 | Hirmand Mohammad |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2026. |
Stock Option (right to buy)
|
38,040 |
| 2026-06-12 | Reeve Emma |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2026. |
Stock Option (right to buy)
|
38,040 |
| 2026-05-14 | Lennon David James |
Director, CHIEF EXECUTIVE OFFICER |
Award↑
|
Common Stock
|
51,021 |
| 2026-05-14 | Castelein Caley |
Director |
Award↑
|
Common Stock
|
255,102 |
| 2026-05-14 | Castelein Caley |
Director |
Award↑
Filing footnotes — Pre-Funded Warrant (right to buy) (Indirect)
Subject to the terms and conditions set forth in the Pre-Funded Warrant, the holder thereof may, at any time and from time to time on or after May 14, 2026, exercise the Pre-Funded Warrant until it has been exercised in full. Pursuant to the terms of the Pre-Funded Warrant, the holder cannot exercise any of the Pre-Funded Warrant to the extent the holder and its affiliates, including the Reporting Person, would beneficially own, after any such exercise, more than 4.99% of the outstanding Common Stock. Pre-Funded Warrant held by KVP Capital, LP. The Reporting Person is the Managing Director of KVP Capital. The Reporting Person disclaims beneficial ownership of the Pre-Funded Warrant held by KVP Capital, except to the extent of his pecuniary interest therein. |
Pre-Funded Warrant (right to buy)
(I)
|
2,072,756 |
| 2026-05-14 | BALL BRYAN |
See remarks |
Award↑
|
Common Stock
|
51,020 |
| 2026-05-14 | Dugan Margaret |
Director |
Award↑
|
Common Stock
|
19,132 |
| 2026-05-14 | Giacobello Scott M. |
CHIEF FINANCIAL OFFICER |
Award↑
|
Common Stock
|
38,265 |
| 2026-05-12 | Avoro Capital Advisors LLC |
Director, 10% Owner |
Award↑
Filing footnotes — Pre-funded Warrant (right to buy) (Indirect)
The securities reported herein were acquired on behalf of accounts managed by Avoro Capital Advisors (as defined below) directly from the Issuer in a private placement. Subject to the terms and conditions set forth in the Pre-funded Warrant, the holder thereof may, at any time and from time to time on or after May 12, 2026, exercise the Pre-funded Warrant until it has been exercised in full. Pursuant to the terms of the Pre-Funded Warrant, the Reporting Persons cannot exercise any of the Pre-Funded Warrants to the extent the Reporting Persons would beneficially own, after any such exercise, more than 19.99% of the outstanding Common Stock (the "19.99% Blocker"). Consequently, at this time, the Reporting Persons are not able to exercise all the Pre-Funded Warrants due to the 19.99% Blocker. This Form 4 is filed by Avoro Capital Advisors LLC, a Delaware limited liability company ("Avoro Capital Advisors"), Avoro Ventures LLC, a Delaware limited liability company ("Avoro Ventures") and Behzad Aghazadeh ("Dr. Aghazadeh", and together with Avoro Capital Advisors and Avoro Ventures, the "Reporting Persons"). Dr. Aghazadeh serves as the portfolio manager and controlling person of Avoro Capital Advisors and Avoro Ventures. The filing of this statement shall not be deemed an admission that any Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any. |
Pre-funded Warrant (right to buy)
(I)
|
6,377,714 |
| 2026-04-16 | Giacobello Scott M. |
CHIEF FINANCIAL OFFICER |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. |
Common Stock
|
141,600 |
| 2026-04-15 | Giacobello Scott M. |
CHIEF FINANCIAL OFFICER |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. Includes an aggregate of 11,822 shares of Common Stock acquired between November 14, 2022 and November 15, 2025 under the Issuer's 2021 Employee Stock Purchase Plan. |
Common Stock
|
77,000 |
| 2026-04-14 | BALL BRYAN |
See remarks |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. |
Common Stock
|
92,460 |
| 2026-04-13 | BALL BRYAN |
See remarks |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. |
Common Stock
|
26,389 |
| 2026-04-10 | BALL BRYAN |
See remarks |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. |
Common Stock
|
6,596 |
| 2026-04-09 | BALL BRYAN |
See remarks |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. |
Common Stock
|
50,000 |
| 2026-04-09 | Lennon David James |
Director, CHIEF EXECUTIVE OFFICER |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. |
Common Stock
|
14,500 |
| 2026-04-08 | Lennon David James |
Director, CHIEF EXECUTIVE OFFICER |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. |
Common Stock
|
63,945 |
| 2026-04-07 | Lennon David James |
Director, CHIEF EXECUTIVE OFFICER |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. |
Common Stock
|
94,087 |
| 2026-04-06 | Lennon David James |
Director, CHIEF EXECUTIVE OFFICER |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. |
Common Stock
|
102,395 |
| 2026-04-02 | Lennon David James |
Director, CHIEF EXECUTIVE OFFICER |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. |
Common Stock
|
26,858 |
| 2026-04-01 | Dugan Margaret |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2026. |
Stock Option (right to buy)
|
283,157 |
| 2026-04-01 | Lennon David James |
Director, CHIEF EXECUTIVE OFFICER |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. |
Common Stock
|
775,828 |
| 2026-04-01 | BALL BRYAN |
See remarks |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025. |
Restricted Stock Units
|
366,532 |
| 2026-04-01 | Dornan David |
Chief Scientific Officer |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2026. |
Stock Option (right to buy)
|
282,340 |
| 2026-04-01 | BALL BRYAN |
See remarks |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2026. |
Stock Option (right to buy)
|
250,058 |
| 2026-04-01 | Giacobello Scott M. |
CHIEF FINANCIAL OFFICER |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025. |
Restricted Stock Units
|
473,902 |
| 2026-04-01 | Lennon David James |
Director, CHIEF EXECUTIVE OFFICER |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025. |
Restricted Stock Units
|
775,828 |
| 2026-04-01 | Giacobello Scott M. |
CHIEF FINANCIAL OFFICER |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. |
Common Stock
|
473,902 |
| 2026-04-01 | Giacobello Scott M. |
CHIEF FINANCIAL OFFICER |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2026. |
Stock Option (right to buy)
|
300,677 |
| 2026-04-01 | BALL BRYAN |
See remarks |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. |
Common Stock
|
366,532 |
| 2026-04-01 | Lennon David James |
Director, CHIEF EXECUTIVE OFFICER |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2026. |
Stock Option (right to buy)
|
831,148 |
| 2026-03-02 | Lennon David James |
Director, CHIEF EXECUTIVE OFFICER |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. |
Common Stock
|
5,100 |
| 2026-03-02 | BALL BRYAN |
See remarks |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. |
Common Stock
|
1,834 |
| 2026-03-02 | Giacobello Scott M. |
CHIEF FINANCIAL OFFICER |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. |
Common Stock
|
2,594 |
| 2026-03-01 | Lennon David James |
Director, CHIEF EXECUTIVE OFFICER |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. |
Common Stock
|
16,250 |
| 2026-03-01 | Giacobello Scott M. |
CHIEF FINANCIAL OFFICER |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024. |
Restricted Stock Units
|
6,750 |
| 2026-03-01 | BALL BRYAN |
See remarks |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024. |
Restricted Stock Units
|
5,000 |
| 2026-03-01 | Lennon David James |
Director, CHIEF EXECUTIVE OFFICER |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024. |
Restricted Stock Units
|
16,250 |
| 2026-03-01 | BALL BRYAN |
See remarks |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. |
Common Stock
|
5,000 |
| 2026-03-01 | Giacobello Scott M. |
CHIEF FINANCIAL OFFICER |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. |
Common Stock
|
6,750 |
| 2025-12-01 | Dugan Margaret |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock. Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean December 1, 2025. |
Restricted Stock Units
|
55,309 |
| 2025-12-01 | Dugan Margaret |
Director |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one year anniversary of the Vesting Commencement Date, and one forty-eighth (1/48th) of the total shares subject to the option shall vest each month thereafter on the same day as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month) such that all shares of common stock subject to the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean December 1, 2025. |
Stock option (right to buy)
|
650,000 |
| 2025-12-01 | Dugan Margaret |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2025-06-17 | Zhao Baiteng |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) June 12, 2026 or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 17, 2025. |
Stock Option (right to buy)
|
40,006 |
| 2025-06-12 | Aghazadeh Behzad |
Director, 10% Owner |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the day immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 12, 2025. This Form 4 is filed by Avoro Capital Advisors LLC, a Delaware limited liability company ("Avoro Capital Advisors"), Avoro Ventures LLC, a Delaware limited liability company ("Avoro Ventures") and Behzad Aghazadeh ("Dr. Aghazadeh", and together with Avoro Capital Advisors and Avoro Ventures, the "Reporting Persons"). Dr. Aghazadeh serves as the portfolio manager and controlling person of Avoro Capital Advisors and Avoro Ventures LLC. The filing of this statement shall not be deemed an admission that any Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. |
Stock Option (right to buy)
|
40,006 |