Waste Management Inc 8-K/A, filed Apr 2, 2020
Waste Management Inc (WM)
About this 8-K/A
Waste Management Inc filed this 8-K/A on April 2, 2020, reporting on events of February 19, 2020.
Items reported
- Item 5.02: Director or officer change, or executive pay
- Item 9.01: Financial statements and exhibits
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported):
(Exact Name of Registrant as Specified in Charter)
| (State or Other Jurisdiction of Incorporation) |
(Commission File Number) | (IRS Employer Identification No.) |
| (Address of Principal Executive Offices) | (Zip Code) |
Registrant’s Telephone number, including
area code: (
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth
company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On February 25, 2020, Waste Management, Inc. (the “Company”) filed a Form 8-K (the “Prior 8-K”) to disclose that the Management Development and Compensation Committee of its Board of Directors granted annual equity incentive awards under the Company’s 2014 Stock Incentive Plan to each of the Company’s currently-serving named executive officers, as identified in the Company’s prior proxy statement.
This amended Form 8-K is being filed because, due to an administrative error, the Prior 8-K incorrectly reported the number of performance share units and stock options granted to James C. Fish, Jr., President and Chief Executive Officer. Mr. Fish was granted 52,892 performance share units and 101,138 options to purchase shares of the Company’s common stock. All other information contained in the Prior 8-K remains unchanged, including the material terms of the performance share units and stock options as set forth therein. The description of the material terms of such awards remains qualified in its entirety by reference to the award agreement filed as Exhibit 10.1 to the Prior 8-K.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
Exhibit Index | ||
|
Exhibit Number |
Description | |
104 |
Cover Page Interactive Data File (embedded within the Inline XBRL document) | |
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
| WASTE MANAGEMENT, INC. | ||
| Date: April 2, 2020 | By: | /s/ Charles C. Boettcher |
| Charles C. Boettcher | ||
| Executive Vice President, Corporate Development | ||
| and Chief Legal Officer | ||