APUE · ActivePassive U.S. Equity ETF · Holdings ETF

$47.12 -0.55 (-1.15%)

Volume · Oct 22 120.99K Avg daily vol (3M) 100.27K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

Quarter:

Holders: 17

Total Value: $34,983,225

Total Shares: 744,641

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 17 13F filers · Δ vs Jun 30, 2026

Top Holder

70.0%

+25.4 pts

Top 5

93.0%

−1.1 pts

Top 10

98.3%

+0.5 pts

HHI

5,148

Highly concentrated+1,376

Who Holds APUE

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 60 filers, like-for-like change +2.9%; actively managed books +2.9%; index-like books -8.7%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	91.8%	35	+2.1%	6	3
Bank	0.0%	5	+25.3%	1	0
Insurer	0.0%	1	-6.6%	0	0
Holding company	0.7%	2	+0.2%	0	0
Unknown	7.5%	17	+13.8%	5	3

Style	Share	Filers	Change	New	Exited
Index-like	0.1%	2	-8.7%	0	0
Systematic-like	0.1%	1	+113.3%	0	0
Concentrated	43.1%	15	+0.6%	4	1
Diversified active	56.8%	42	+4.6%	8	5
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	98.4%	44	+2.2%	8	4
Medium turnover	1.0%	10	+156.0%	3	0
High turnover	0.1%	1	+67.2%	0	1
Unknown	0.5%	5	-0.7%	1	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	0.5%	5	-0.7%	1	1
Medium horizon	44.6%	10	-0.1%	3	1
Long horizon	54.8%	43	+5.5%	8	4
Unknown	0.1%	2	+6.2%	0	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	0.7%	15	+12.3%	4	2
$1B to $10B	4.2%	18	+10.9%	5	1
$10B to $100B	46.0%	16	+0.6%	3	2
$100B or more	49.1%	11	+4.3%	0	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	91.5%	32	+2.1%	5	3
Pooled investment vehicles	0.1%	1	+113.3%	0	0
Pension and profit sharing plans	0.2%	1	-3.6%	0	0
Diversified	0.0%	1	new	1	0
Other investment advisers	0.0%	0	—	0	0
Unknown	8.2%	25	+12.4%	6	3

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.1%	1	+113.3%	0	0
Private equity funds	0.0%	1	-16.1%	0	1
No private funds	91.6%	33	+2.1%	6	1
Real estate funds	0.0%	0	-100.0%	0	1
Unknown	8.2%	25	+12.4%	6	3

Location	Share	Filers	Change	New	Exited
United States	100.0%	58	+2.9%	12	6
Outside the US	0.0%	2	-34.8%	0	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Conviction and Crowding

60 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

8.33% of filers hold it in their top 10

Mar 31, 2026: 4

Holders above 5%

median weight 0.009%

Mar 31, 2026: 2

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

97.8%

of 13F shares, Herfindahl 0.377

Active holders

+2.9%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 12.1 quarters

Under 1 year 1.42% 1 to 3 years 10.5% 3 years or more 88.1% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$35.73

estimated per share

Mar 31, 2026: $35.23

Quarter-end price

$46.20

implied by 13F values

Estimated gain or loss

+29.3%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 55.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -43

Institutional value: -98.7%

Shares held: -98.7%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Mid B. Riley Wealth Advisors, Inc.	+10,026	520,995
Mid Diversify Advisory Services, LLC	+881	21,124
Mid DIVERSIFY WEALTH MANAGEMENT, LLC	+881	21,124
Mid SIGNATURE ESTATE & INVESTMENT ADVISORS LLC	+198	6,765

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Large Farther Finance Advisors, LLC	−3,631	111,375
Small FLAGSTAR ADVISORS INC	−507	9,551
Small ABSOLUTE CAPITAL MANAGEMENT, LLC	−325	4,927
Small Pinnacle Bancorp, Inc.	−185	5,816
Small Spinnaker Investment Group, LLC	−105	4,760

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)	Open
Mid TRUST CO OF VERMONT	708	$33,261
Small Retirement Wealth Solutions LLC	126	$5,919

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)	Open
Mid HARBOR INVESTMENT ADVISORY, LLC	3,809	$175,975

Filter: New 2 Increased 4 Reduced 8 Sold out 1 Unchanged 3

Holder type: Registered adviser 13 Unknown 4

Showing 17 of 17

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Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Mid B. Riley Wealth Advisors, Inc. APUE	$24,476,345	69.97%	520,995	—	+10,026 +2.0%	Shares	2026-10-13
Large Farther Finance Advisors, LLC Registered adviser APUE	$5,232,397	14.96%	111,375	—	-3,631 -3.2%	Shares	2026-10-08
Mid Diversify Advisory Services, LLC Registered adviser APUE	$992,405	2.84%	21,124	—	+881 +4.4%	Shares	2026-10-20
Mid DIVERSIFY WEALTH MANAGEMENT, LLC Registered adviser APUE	$992,405	2.84%	21,124	—	+881 +4.4%	Shares	2026-10-20
Large ASSETMARK, INC Registered adviser APUE	$831,311	2.38%	17,695	—	-28 -0.2%	Shares	2026-10-21
Mid COURIER CAPITAL LLC Registered adviser APUE	$501,088	1.43%	10,666	—	0 0.0%	Shares	2026-10-19
Small FLAGSTAR ADVISORS INC Registered adviser APUE	$448,705	1.28%	9,551	—	-507 -5.0%	Shares	2026-10-15
Mid INDEPENDENT FINANCIAL GROUP, LLC Registered adviser APUE	$331,819	0.95%	7,063	—	-10 -0.1%	Shares	2026-10-13
Mid SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Registered adviser APUE	$317,819	0.91%	6,765	—	+198 +3.0%	Shares	2026-10-13
Small Pinnacle Bancorp, Inc. APUE	$273,235	0.78%	5,816	—	-185 -3.1%	Shares	2026-10-21
Small ABSOLUTE CAPITAL MANAGEMENT, LLC Registered adviser APUE	$231,470	0.66%	4,927	—	-325 -6.2%	Shares	2026-10-16
Small Spinnaker Investment Group, LLC Registered adviser APUE	$223,624	0.64%	4,760	—	-105 -2.2%	Shares	2026-10-13
Small Signature Resources Capital Management, LLC APUE	$44,490	0.13%	947	—	0 0.0%	Shares	2026-10-16
Mid TRUST CO OF VERMONT APUE	$33,261	0.10%	708	—	New	Shares	2026-10-21
Mid IFP Advisors, Inc Registered adviser APUE	$26,637	0.08%	567	—	-22 -3.7%	Shares	2026-10-16
Small Investors Research Corp Registered adviser APUE	$20,295	0.06%	432	—	0 0.0%	Shares	2026-10-07
Small Retirement Wealth Solutions LLC Registered adviser APUE	$5,919	0.02%	126	—	New	Shares	2026-10-07
Mid HARBOR INVESTMENT ADVISORY, LLC Registered adviser APUE	$175,975	0.50%	3,809	—	Sold Out	Shares	2026-07-07
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