ARKI · ARK DIET Q2 Buffer ETF · Fund Operations ETF
$22.38
+0.13 (+0.56%)
At close · Oct 19
Return incl. dividend (before tax)
Volume · Oct 19
7
Avg daily vol (3M)
175
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
Form N-CEN is filed by the registrant, not one exchange listing. These operations cover ARK ETF Trust and may include sibling fund series.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2026-10-06 | 2026-07-31 | N-1A | 811-22883 | Original | — | — |
| 2025-10-09 | 2025-07-31 | N-1A | 811-22883 | Original | — | — |
| 2024-10-10 | 2024-07-31 | N-1A | 811-22883 | Original | — | — |
| 2023-10-11 | 2023-07-31 | N-1A | 811-22883 | Original | — | — |
| 2022-10-13 | 2022-07-31 | N-1A | 811-22883 | Original | — | — |
| 2021-10-07 | 2021-07-31 | N-1A | 811-22883 | Original | — | — |
| 2021-01-20 | 2018-07-31 | N-1A | 811-22883 | Amendment | Yes | — |
| 2021-01-20 | 2019-07-31 | N-1A | 811-22883 | Amendment | — | — |
| 2020-10-08 | 2020-07-31 | N-1A | 811-22883 | Original | — | — |
Showing 1–9 of 9 filings
Service providers (latest report, filed 2026-10-06)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | ARK Investment Management LLC | US | — |
| Sub-Adviser | Milliman Financial Risk Management LLC | US | — |
| Custodian | Banco Bilbao Vizcaya Argentaria SA | ES | — |
| Custodian | Bank Hapoalim B.M. | IL | — |
| Custodian | CIBC Mellon Trust Company | CA | — |
| Custodian | CIBC Mellon Trust Company (Canada) | CA | — |
| Custodian | Citibank Europe Plc, Sucursal em Portugal | PT | — |
| Custodian | Euroclear Bank | BE | — |
| Custodian | HBTW | TW | — |
| Custodian | HSBC Bank Australia Limited | AU | — |
| Custodian | HSBC NOMINEES (NEW ZEALAND) LIMITED | NZ | — |
| Custodian | MUFG Bank, Ltd. | JP | — |
| Custodian | Nordea Bank Abp | DK | — |
| Custodian | Skandinaviska Enskilda Banken AB, Helsinki Branch | FI | — |
| Custodian | Skandinaviska Enskilda Banken AB, Oslo Branch | NO | — |
| Custodian | Skandinaviska Enskilda Banken AB, Stockholm | SE | — |
| Custodian | Standard Chartered Bank (Singapore) Limited | SG | — |
| Custodian | The Bank of New York Mellon | US | — |
| Custodian | The Bank of New York Mellon (Belgium) | BE | — |
| Custodian | The Bank of New York Mellon (Ireland) | IE | — |
| Custodian | The Bank of New York Mellon (United Kingdom) | GB | — |
| Custodian | The Bank of New York Mellon SA/NV (Belgium) | BE | — |
| Custodian | The Bank of New York Mellon SA/NV (Denmark) | DK | — |
| Custodian | The Bank of New York Mellon SA/NV (Germany) | DE | — |
| Custodian | The Bank of New York Mellon, SA/NV (France) | FR | — |
| Custodian | The Bank of New York Mellon, SA/NV (Italy) | IT | — |
| Custodian | The Bank of New York Mellon, SA/NV (Netherlands) | NL | — |
| Custodian | The Hongkong and Shanghai Banking Corporation (Hong Kong) | HK | — |
| Custodian | The Standard Bank of South Africa Limited | ZA | — |
| Custodian | UBS Switzerland AG | CH | — |
| Custodian | UniCredit Bank Austria AG | AT | — |
| Transfer Agent | The Bank of New York Mellon | US | — |
| Administrator | The Bank of New York Mellon | US | — |
| Pricing Service | Bloomberg Finance L.P. | US | — |
| Pricing Service | CBOE GLOBAL MARKETS, INC. | US | — |
| Pricing Service | Intercontinental Exchange, Inc. | US | — |
| Pricing Service | LSEG Data & Analytics | GB | — |
| Shareholder Servicing Agent | The Bank of New York Mellon | US | — |
| Principal Underwriter | ACA Global | US | — |
| Independent Public Accountant | Ernst & Young LLP | US | — |