ASHS · Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF · Holdings ETF

$36.50 -1.03 (-2.76%)

Volume · Oct 22 1092 Avg daily vol (3M) 7082

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Recent SEC filings are still being reconciled. Holder totals and changes may be incomplete until processing catches up.

Quarter:

Holders: 10

Total Value: $14,937,605

Total Shares: 307,295

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 10 13F filers · Δ vs Mar 31, 2026

Top Holder

53.4%

+8.0 pts

Top 5

94.1%

+4.7 pts

Top 10

100.0%

0.0 pts

HHI

3,318

Highly concentrated+542

Who Holds ASHS

Last 8 quarters through Jun 30, 2026

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026: 8 filers, like-for-like change +16.4%; actively managed books +19.8%; index-like books -9.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	0.0%	0	-100.0%	0	1
Bank	0.5%	2	+663.4%	1	0
Holding company	9.1%	1	-9.3%	0	0
Unknown	90.4%	5	+37.9%	0	0

Style	Share	Filers	Change	New	Exited
Index-like	9.1%	1	-9.3%	0	0
Systematic-like	0.0%	1	-99.8%	0	1
Concentrated	0.1%	1	0.0%	0	0
Diversified active	90.8%	5	+38.6%	1	0
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	24.1%	3	-2.6%	0	0
Medium turnover	5.7%	2	+8.3%	1	0
High turnover	70.2%	3	+25.6%	0	1
Unknown	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	22.1%	1	+363.3%	0	0
Long horizon	77.9%	6	-4.0%	1	1
Medium horizon	0.0%	0	—	0	0
Unknown	0.0%	1	0.0%	0	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	0.0%	0	—	0	0
$1B to $10B	27.3%	3	+172.1%	0	0
$10B to $100B	15.0%	1	+2.0%	0	0
$100B or more	57.7%	4	-5.7%	1	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Pooled investment vehicles	0.0%	0	-100.0%	0	1
Unknown	100.0%	8	+32.2%	1	0

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.0%	0	-100.0%	0	1
Unknown	100.0%	8	+32.2%	1	0

Location	Share	Filers	Change	New	Exited
United States	79.3%	5	+20.2%	0	1
Outside the US	20.7%	3	+3.6%	1	0

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Conviction and Crowding

8 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

100.0%

of 13F shares, Herfindahl 0.313

Active holders

+19.8%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 13.3 quarters

Under 1 year 15.5% 1 to 3 years 22.1% 3 years or more 62.4% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$41.50

estimated per share

Mar 31, 2026: $40.02

Quarter-end price

$48.61

implied by 13F values

Estimated gain or loss

+17.1%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 90.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -1

Institutional value: +14.2%

Shares held: -4.8%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid OLD MISSION CAPITAL LLC	+33,771	43,066
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+17,500	164,132
Large Zurcher Kantonalbank (Zurich Cantonalbank)	+572	29,199

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega CITADEL ADVISORS LLC	−38,600	34,900
Mega JANE STREET GROUP, LLC	−7,600	6,900
Mega MORGAN STANLEY	−1,834	17,807
Mid OVERSEA-CHINESE BANKING Corp Ltd	−21	10,257

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)	Open
Mega UBS Group AG	869	$42,242

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)	Open
Mega MILLENNIUM MANAGEMENT LLC	20,104	$814,815
Small Intesa Sanpaolo Wealth Management	0	$0

Filter: New 1 Increased 3 Reduced 4 Sold out 2 Unchanged 2

Holder type: Registered adviser 1 Bank 2 Holding company 1 Unknown 6

Showing 12 of 12

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

SUSQUEHANNA INTERNATIONAL GROUP, LLP ASHS

$4,561,173

30.53%

93,832

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	86,232	$4,191,737	91.9%	Other
G1 EXECUTION SERVICES, LLC	7,600	$369,436	8.1%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP ASHS

$3,417,283

22.88%

70,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	70,300	$3,417,283	100.0%	Other

OLD MISSION CAPITAL LLC ASHS

$2,093,438

14.01%

43,066

CITADEL ADVISORS LLC ASHS

$1,443,717

9.66%

29,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	29,700	$1,443,717	100.0%	Defined

Zurcher Kantonalbank (Zurich Cantonalbank) ASHS

$1,419,363

9.50%

29,199

MORGAN STANLEY ASHS

$865,597

5.79%

17,807

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	17,806	$865,549	100.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	1	$48	0.0%	Defined

OVERSEA-CHINESE BANKING Corp Ltd ASHS

$498,592

3.34%

10,257

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bank of Singapore Limited	10,257	$498,592	100.0%	Defined

JANE STREET GROUP, LLC ASHS

$335,409

2.25%

6,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	6,900	$335,409	100.0%	Defined

CITADEL ADVISORS LLC ASHS

$252,772

1.69%

5,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	5,200	$252,772	100.0%	Defined

UBS Group AG ASHS

$42,242

0.28%

869

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	869	$42,242	100.0%	Defined

PNC FINANCIAL SERVICES GROUP, INC. ASHS

$6,367

0.04%

131

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	131	$6,367	100.0%	Defined

GROUP ONE TRADING LLC ASHS

$1,652

0.01%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Intesa Sanpaolo S.p.A.	0	$0	—	Defined