CCNR · ALPS | CoreCommodity Natural Resources ETF · Fund Operations ETF
$37.85
+0.19 (+0.50%)
At close · Oct 23
Return incl. dividend (before tax)
Volume · Oct 23
4312
Avg daily vol (3M)
14.31K
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
Form N-CEN is filed by the registrant, not one exchange listing. These operations cover Financial Investors Trust ALPS/CoreCommodity Natural Resources ETF and may include sibling fund series.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2026-07-13 | 2026-04-30 | N-1A | 811-08194 | Original | — | — |
| 2026-01-13 | 2025-10-31 | N-1A | 811-08194 | Original | — | — |
| 2025-07-10 | 2025-04-30 | N-1A | 811-08194 | Original | — | — |
| 2025-01-13 | 2024-10-31 | N-1A | 811-08194 | Original | — | — |
| 2024-07-15 | 2024-04-30 | N-1A | 811-08194 | Original | — | — |
| 2024-01-16 | 2023-10-31 | N-1A | 811-08194 | Original | — | — |
| 2023-07-14 | 2023-04-30 | N-1A | 811-08194 | Original | — | — |
| 2023-01-17 | 2022-10-31 | N-1A | 811-08194 | Original | — | — |
| 2022-07-13 | 2022-04-30 | N-1A | 811-08194 | Original | — | — |
| 2022-01-14 | 2021-10-31 | N-1A | 811-08194 | Original | — | — |
| 2021-07-13 | 2021-04-30 | N-1A | 811-08194 | Original | — | — |
| 2021-01-13 | 2020-10-31 | N-1A | 811-08194 | Original | — | — |
| 2020-09-10 | 2020-04-30 | N-1A | 811-08194 | Amendment | — | — |
| 2020-07-14 | 2020-04-30 | N-1A | 811-08194 | Original | — | — |
| 2020-01-14 | 2019-10-31 | N-1A | 811-08194 | Original | — | — |
Showing 1–15 of 15 filings
Service providers (latest report, filed 2026-07-13)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | Emerald Mutual Fund Advisers Trust | US | — |
| Investment Adviser | Seafarer Capital Partners, LLC | US | — |
| Custodian | Brown Brothers Harriman & Co. | US | — |
| Custodian | MUFG Union Bank | US | — |
| Custodian | U.S. Bank National Association | US | — |
| Transfer Agent | ALPS Fund Services, Inc. | US | — |
| Administrator | ALPS Fund Services, Inc. | US | — |
| Pricing Service | Bloomberg Global Markets Services LLC | US | — |
| Pricing Service | ICE DATA PRICING & REFERENCE DATA, LLC | US | — |
| Pricing Service | REFINITIV US LLC | US | — |
| Shareholder Servicing Agent | ALPS Fund Services, Inc. | US | — |
| Principal Underwriter | ALPS DISTRIBUTORS, INC. | US | — |
| Independent Public Accountant | Cohen & Company, Ltd. | US | — |