CPAI · Counterpoint Quantitative Equity ETF · Fund Operations ETF
$53.65
+1.16 (+2.21%)
At close · Oct 20
Return incl. dividend (before tax)
Volume · Oct 20
63.08K
Avg daily vol (3M)
73.9K
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
Form N-CEN is filed by the registrant, not one exchange listing. These operations cover Northern Lights Fund Trust III and may include sibling fund series.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2026-09-11 | 2026-06-30 | N-1A | 811-22655 | Original | — | — |
| 2025-12-15 | 2025-09-30 | N-1A | 811-22655 | Original | — | — |
| 2025-09-12 | 2025-06-30 | N-1A | 811-22655 | Original | — | — |
| 2025-06-13 | 2025-03-31 | N-1A | 811-22655 | Original | — | — |
| 2024-12-13 | 2024-09-30 | N-1A | 811-22655 | Original | — | — |
| 2024-09-13 | 2024-06-30 | N-1A | 811-22655 | Original | — | — |
| 2024-07-15 | 2024-04-30 | N-1A | 811-22655 | Original | — | — |
| 2024-06-14 | 2024-03-31 | N-1A | 811-22655 | Original | — | — |
| 2024-03-14 | 2023-12-31 | N-1A | 811-22655 | Original | — | — |
| 2023-12-14 | 2023-09-30 | N-1A | 811-22655 | Original | — | — |
| 2023-09-13 | 2023-06-30 | N-1A | 811-22655 | Original | — | — |
| 2023-06-13 | 2023-03-31 | N-1A | 811-22655 | Original | — | — |
| 2023-03-15 | 2022-12-31 | N-1A | 811-22655 | Original | — | — |
| 2022-12-14 | 2022-09-30 | N-1A | 811-22655 | Original | — | — |
| 2022-09-13 | 2022-06-30 | N-1A | 811-22655 | Original | — | — |
| 2022-06-14 | 2022-03-31 | N-1A | 811-22655 | Original | — | — |
| 2022-03-15 | 2021-12-31 | N-1A | 811-22655 | Original | — | — |
| 2021-12-13 | 2021-09-30 | N-1A | 811-22655 | Original | — | — |
| 2021-09-13 | 2021-06-30 | N-1A | 811-22655 | Original | — | — |
| 2021-06-14 | 2021-03-31 | N-1A | 811-22655 | Original | — | — |
| 2021-03-15 | 2020-12-31 | N-1A | 811-22655 | Original | — | — |
| 2020-12-14 | 2020-09-30 | N-1A | 811-22655 | Original | — | — |
| 2020-09-14 | 2020-06-30 | N-1A | 811-22655 | Original | — | — |
| 2020-06-15 | 2020-03-31 | N-1A | 811-22655 | Original | — | — |
| 2020-03-16 | 2019-12-31 | N-1A | 811-22655 | Original | — | — |
Showing 1–25 of 25 filings
Service providers (latest report, filed 2026-09-11)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | Boyd Watterson Asset Management, LLC | US | — |
| Investment Adviser | Howard Capital Management, Inc. | US | — |
| Investment Adviser | Swan Capital Management, LLC | US | — |
| Sub-Adviser | Swan Global Management, LLC | US | Yes |
| Custodian | BROWN BROTHERS HARRIMAN & Co. | US | — |
| Custodian | U.S. Bancorp Fund Services, LLC | US | — |
| Custodian | U.S. Bank N.A. | US | — |
| Custodian | US Bank | US | — |
| Transfer Agent | Brown Brothers Harriman & Co | US | — |
| Transfer Agent | Brown Brothers Harriman & Co. | US | — |
| Transfer Agent | U.S. Bancorp Fund Services, LLC | US | — |
| Transfer Agent | Ultimus Fund Solutions, LLC | US | — |
| Administrator | Ultimus Fund Solutions, LLC | US | — |
| Pricing Service | ICE Data Services | US | — |
| Pricing Service | Refinitiv | US | — |
| Shareholder Servicing Agent | BROWN BROTHERS HARRIMAN & Co. | US | — |
| Shareholder Servicing Agent | U.S. Bancorp Fund Services, LLC | US | — |
| Shareholder Servicing Agent | Ultimus Fund Solutions, LLC | US | — |
| Principal Underwriter | Northern Lights Distributors, LLC | US | Yes |
| Independent Public Accountant | Cohen & Company | US | — |
| Independent Public Accountant | Deloitte & Touche LLP | US | — |
| Independent Public Accountant | RSM US LLP | US | — |