DTEC · ALPS Disruptive Technologies ETF ETF

Alerts for DTEC

$52.12 -0.67 (-1.27%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $209,793

Total Shares: 4,357

Institutional Ownership Trend

18 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2024

Top Holder

100.0%

+82.6 pts

Top 5

100.0%

+42.2 pts

Top 10

100.0%

+20.2 pts

HHI

10,000

Highly concentrated+9,146

Quarterly Activity

vs Mar 31, 2024

New

0

Increased

0

Decreased

1

Sold Out

39

Unchanged

0

Holder count: -39

Institutional value: -99.4%

Shares held: -99.5%

Top Buyers

vs Mar 31, 2024

No qualifying movers this quarter.

Top Sellers

vs Mar 31, 2024

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−7,704	4,357

Top New Positions

vs Mar 31, 2024

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2024

Institution	Previously Held	Last Value (USD)	Open
Mega BANK OF AMERICA CORP /DE/	138,803	$5,864,703
Large Cetera Investment Advisers	103,061	$4,354,533
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	74,585	$3,151,365
Mega UBS Group AG	73,988	$3,126,140
Mega MORGAN STANLEY	69,586	$2,940,147

Filter: New 0 Increased 0 Reduced 1 Sold out 39 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC DTEC

$209,793

100.00%

4,357

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	4,357	$209,793	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	93,674	$3,957,913	67.5%	Defined
MANAGED ACCOUNT ADVISORS LLC	45,129	$1,906,790	32.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	7,616	$321,791	10.2%	Defined
G1 EXECUTION SERVICES, LLC	66,969	$2,829,574	89.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	73,469	$3,104,212	99.3%	Defined
UBS Securities LLC	519	$21,928	0.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	69,586	$2,940,147	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	26,644	$1,125,762	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	3,013	$127,305	13.2%	Defined
SECURITIES AMERICA ADVISORS INC	10,319	$435,998	45.2%	Defined
ARBOR POINT ADVISORS, LLC	8,615	$364,000	37.7%	Defined
American Portfolios Advisors	898	$37,942	3.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CUSO Financial Services L.P. /CA	11,687	$493,799	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	11,153	$471,236	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	8,477	$358,170	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	350	$14,788	4.1%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	5,925	$250,343	70.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	2,167	$91,560	25.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	7,366	$311,228	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	6,759	$285,581	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	4,773	$201,668	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	645	$27,252	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	168	$7,098	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	15	$633	100.0%	Defined